DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
J•••••• W••••• M•••••••••
Legal name T•• J•••••• C•••••••••
Latest filing May 19, 2025
First filing on the tape Mar 21, 2012 · 26 filings
SEC status approved since Feb 22, 1985
RAUM
$575M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$542M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$575M as of May 19, 2025
Mar 21, 2012$178M then
HNW client RAUM$510M as of May 19, 2025
Mar 30, 2018$276M then
State-registered IARs (5.B.3)5 as of May 19, 2025
Mar 21, 20120 then
Employees (5.A)10 as of May 19, 2025
Mar 26, 20137 then
Private funds: no history
RAUM +10% over the last fiscal year+2.8% a year over threeIARs 5 to 5
Practice profile
derived from the filing of May 19, 2025; every figure names its basis
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $577,441derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
- Custody
- $215M, 170 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$510M89%
- Individuals$31.5M5.5%
- Pension and profit-sharing plans$22.9M4.0%
- Corporations and businesses$7.9M1.4%
- Charitable organizations$2.7M0.5%
- Individual clients
- 119reported
- HNW clients
- 202reported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 996reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $215M for 170 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- S••• M•••••• J•••••• to B••••• P••••• A•••••••• L••Jul 25, 2025 · RIA to RIA
- D••••• J••••• B•••• to B••••• P••••• A•••••••• L••Jul 25, 2025 · RIA to RIA
- M•••••• R••• J•••••• to B••••• P••••• A•••••••• L••Jul 25, 2025 · RIA to RIA
- J•••• C••••••••• L•••• to B••••• P••••• A•••••••• L••Jul 25, 2025 · RIA to RIA
- A••••• L•••• T••••• to E••• F••••••••• L••Oct 29, 2013 · Other
Joined, latest
- D••••• J••••• B•••• from S••••••••• A•••••• A•••••••• I•••Dec 9, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for B••••• P••••• A•••••••• L••Jul 25, 2025 · Akron, Oh · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• D•••••• J••••• · Vice President, Chief Administrative Officer And Secretary, Trustee Of The D••••• B•••• F••••• T••••controlsince 07/2018 · owns 25% to 50%
- J••••••• B••••• A••• · Presidentcontrolsince 10/1984 · owns less than 5%
- J••••••• M••••••• R••• · Vice President, Chief Financial Officer And Treasurer, Trustee Of T•• M•••••• R• J•••••• L••••• T••••controlsince 07/2018 · owns 25% to 50%
- J••••••• S•••• M•••••• · Vice President, Chief Operating Officer And Chief Compliance Officer, Trustee Of T•• S••• M• J•••••• L••••• T••••controlsince 07/2018 · owns 25% to 50%
- B••••• D•••••• J••••• · Trusteecontrolsince 12/2017 · owns F of D••••• B•••• F••••• T••••
- J••••••• M••••••• R••• · Trusteecontrolsince 07/2016 · owns F of T•• M•••••• R• J•••••• L••••• T••••
- J••••••• S•••• M•••••• · Trusteecontrolsince 11/2014 · owns F of T•• S••• M• J•••••• L••••• T••••
Entity owners
- D••••• B•••• F••••• T•••• · Ownerdirect · owns 25% to 50%
- T•• M•••••• R• J•••••• L••••• T•••• · Ownerdirect · owns 25% to 50%
- T•• S••• M• J•••••• L••••• T•••• · Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Akron, Oh · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 953 to 996Mar 28, 2024 to Mar 30, 2025
- HNW clients · 215 to 202Mar 28, 2024 to Mar 30, 2025
- Individual clients · 91 to 119Mar 28, 2024 to Mar 30, 2025
- Pension plan clients · 10 to 11Mar 28, 2024 to Mar 30, 2025
- Assets in custody · $178M to $215MMar 28, 2024 to Mar 30, 2025
- Employees · 11 to 10Mar 28, 2024 to Mar 30, 2025
- Discretionary RAUM · $518M to $575MMar 28, 2024 to Mar 30, 2025
- HNW RAUM · $470M to $510MMar 28, 2024 to Mar 30, 2025
- Individual RAUM · $24.7M to $31.5MMar 28, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $4.7M to $0Mar 28, 2024 to Mar 30, 2025
- Pension RAUM · $17.9M to $22.9MMar 28, 2024 to Mar 30, 2025
- RAUM · $523M to $575MMar 28, 2024 to Mar 30, 2025
- Accounts · 929 to 953Mar 29, 2023 to Mar 28, 2024
- Advisory employees · 4 to 5Mar 29, 2023 to Mar 28, 2024
- HNW clients · 210 to 215Mar 29, 2023 to Mar 28, 2024
- Pension plan clients · 9 to 10Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $172M to $178MMar 29, 2023 to Mar 28, 2024
- Employees · 10 to 11Mar 29, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 5Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $481M to $518MMar 29, 2023 to Mar 28, 2024
- HNW RAUM · $415M to $470MMar 29, 2023 to Mar 28, 2024
- Individual RAUM · $23.9M to $24.7MMar 29, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $0 to $4.7MMar 29, 2023 to Mar 28, 2024
- Pension RAUM · $16.7M to $17.9MMar 29, 2023 to Mar 28, 2024
- RAUM · $481M to $523MMar 29, 2023 to Mar 28, 2024
- Accounts · 904 to 929May 4, 2022 to Mar 29, 2023
- Advisory employees · 6 to 4May 4, 2022 to Mar 29, 2023
- Charity clients · 3.0 to unsetMay 4, 2022 to Mar 29, 2023
- Corporate clients · 4.0 to unsetMay 4, 2022 to Mar 29, 2023
- HNW clients · 184 to 210May 4, 2022 to Mar 29, 2023
- Individual clients · 105 to 91May 4, 2022 to Mar 29, 2023
- Assets in custody · $191M to $172MMay 4, 2022 to Mar 29, 2023
- Discretionary RAUM · $530M to $481MMay 4, 2022 to Mar 29, 2023
- HNW RAUM · $450M to $415MMay 4, 2022 to Mar 29, 2023
- Individual RAUM · $32.2M to $23.9MMay 4, 2022 to Mar 29, 2023
- Pension RAUM · $18.1M to $16.7MMay 4, 2022 to Mar 29, 2023
- RAUM · $530M to $481MMay 4, 2022 to Mar 29, 2023
- Accounts · 851 to 904Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 5 to 6Mar 31, 2021 to Mar 30, 2022
- Charity clients · 4 to 3Mar 31, 2021 to Mar 30, 2022
Signals
7 dated events
- J•••••• W••••• M••••••••• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $575.1M)Aug 1, 2025 · Left the SEC roster · derived
- D••••• J••••• B•••• left J•••••• W••••• M••••••••• for B••••• P••••• A•••••••• L•• (registered 2025-07-25)Jul 25, 2025 · Advisor changed firm · fact
- J•••• C••••••••• L•••• left J•••••• W••••• M••••••••• for B••••• P••••• A•••••••• L•• (registered 2025-07-22)Jul 25, 2025 · Advisor changed firm · fact
- M•••••• R••• J•••••• left J•••••• W••••• M••••••••• for B••••• P••••• A•••••••• L•• (registered 2025-08-01)Jul 25, 2025 · Advisor changed firm · fact
- S••• M•••••• J•••••• left J•••••• W••••• M••••••••• for B••••• P••••• A•••••••• L•• (registered 2025-08-01)Jul 25, 2025 · Advisor changed firm · fact
- J•••••• W••••• M•••••••••'s advisors moved to B••••• P••••• A•••••••• L•• (Akron, OH): 4 of 4 registered, on the same dayJul 25, 2025 · Firm absorbed (people side) · derived
- Martin Alan Weisberg (Vice President) no longer on Schedule A of J•••••• W••••• M••••••••• (listed 2021-03-31, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026