DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Washington Capital Management Inc
Latest filing Jun 11, 2026
First filing on the tape Mar 23, 2012 · 35 filings
SEC status approved since Oct 1, 1978
RAUM
$7.4B
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
0.7%
$54.6M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$1.2B
derived; firm RAUM over IAPD count
Employees
79
46 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
10
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$7.4B as of Jun 11, 2026
Mar 23, 2012$2.5B then
HNW client RAUM$50.2M as of Jun 11, 2026
Mar 27, 2018$110M then
State-registered IARs (5.B.3)7 as of Jun 11, 2026
Mar 23, 20120 then
Employees (5.A)79 as of Jun 11, 2026
Mar 5, 201351 then
Private funds10 as of Jun 11, 2026
Mar 23, 20129 then
RAUM +4.8% over the last fiscal year+3.3% a year over threeIARs 9 to 7offices 8 to 7
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
- RAUM per advisor
- $1.2BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 4derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $29.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 9.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 13.2derivedItem 5.A over advisors
- Advisors per office
- 0.8derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $881M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.4B87%
- Pension and profit-sharing plans$710M9.6%
- Corporations and businesses$195M2.6%
- High-net-worth individuals$50.2M0.7%
- Individuals$4.4M0.1%
- Charitable organizations$322,8430.0%
- Individual clients
- 8reported
- HNW clients
- 16reported
- Pension plan clients
- 33reported
- Charitable clients
- 0reported
- Accounts
- 251reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $881M for 9 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.87 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Si Ho CheungChartered Financial Analyst | Seattle, Wa | Oct 30, 2002 | 24 y | 0 |
| Paul Gerard Ravetta | Seattle, Wa | Jan 20, 2011 | 19 y | 0 |
| Brian M CanionChartered Financial Analyst | Seattle, Wa | Mar 5, 2014 | 21 y | 0 |
| Brian Bertin Welch | Seattle, Wa | Jun 28, 2017 | 13 y | 0 |
| Julie Alise Greenough | Seattle, Wa | Jun 5, 2018 | 11 y | 0 |
| Stephen Daniel Hamilton | Seattle, Wa | Mar 22, 2024 | 18 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Left, latest
- Thandi Clements to Cs MckeeApr 24, 2026 · Other
- Jon Patrick Bettendorf to Quest Investment Management, LLCApr 26, 2011 · Other
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Alan Cory Carlson · Director/President/Ceocontrolsince 01/2012 · owns 10% to 25%
- Si Ho Michael Cheung · Director/Svp/Cio Capital Marketscontrolsince 09/2012 · owns less than 5%
- Thandi Clements · Director/Vp/Client Servicecontrolsince 09/2022 · owns less than 5%
- Donald Mark Clifford · Director/Svp/Real Estatecontrolsince 08/2003 · owns 5% to 10%
- Garrett Thomas Fisher · Director/Evp/Senior Portfolio Manager, Real Estate Debtcontrolsince 01/2013 · owns 5% to 10%
- Charlotte Jenny Gage · Director/Svp/Real Estatecontrolsince 08/2020 · owns less than 5%
- Sean Patrick Malley · Director/Evp/Ciocontrolsince 02/2020 · owns 10% to 25%
- Gerard Paul Ravetta · Director/Evp/Chief Operating Officercontrolsince 09/2016 · owns 5% to 10%
- Gerard Michael Russell · Director/Evp/Chairman/Economic Strategistcontrolsince 01/2012 · owns less than 5%
- Lee Tracey Voll · Director/Svp/Chief Compliance Officercontrolsince 10/2013 · owns less than 5%
- Michael Robert Kovecs · Svp/Chief Financial Officersince 05/2018 · owns less than 5%
Related persons
Schedule D 7.A
- Cory A. Carlson & Rhoda Altomy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 6 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Boston, MA13 employees
- San Francisco, CA5 employees
- El Segundo, CA2 employees
- Lake Oswego, OR1 employees
- Los Angeles, WA1 employees
- Vancouver, WA1 employees
- Dana Point, CA1 employees
- Hermosa Beach, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 248 to 251Jun 27, 2025 to Mar 12, 2026
- Charity clients · unset to 0.0Jun 27, 2025 to Mar 12, 2026
- HNW clients · 17 to 16Jun 27, 2025 to Mar 12, 2026
- Individual clients · 9 to 8Jun 27, 2025 to Mar 12, 2026
- Pension plan clients · 27 to 33Jun 27, 2025 to Mar 12, 2026
- Assets in custody · $812M to $881MJun 27, 2025 to Mar 12, 2026
- Employees · 82 to 79Jun 27, 2025 to Mar 12, 2026
- State-registered IARs · 9 to 7Jun 27, 2025 to Mar 12, 2026
- Other offices · 8 to 7Jun 27, 2025 to Mar 12, 2026
- Discretionary RAUM · $6.2B to $6.5BJun 27, 2025 to Mar 12, 2026
- HNW RAUM · $47.2M to $50.2MJun 27, 2025 to Mar 12, 2026
- Individual RAUM · $5.2M to $4.4MJun 27, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $849M to $870MJun 27, 2025 to Mar 12, 2026
- Pension RAUM · $538M to $710MJun 27, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $6.3B to $6.4BJun 27, 2025 to Mar 12, 2026
- RAUM · $7.1B to $7.4BJun 27, 2025 to Mar 12, 2026
- Financial planning clients · unset to Mar 11, 2025 to Jun 27, 2025
- Accounts · 244 to 248Jun 18, 2024 to Mar 11, 2025
- Advisory employees · 45 to 46Jun 18, 2024 to Mar 11, 2025
- Corporate clients · 7 to 8Jun 18, 2024 to Mar 11, 2025
- HNW clients · 20 to 17Jun 18, 2024 to Mar 11, 2025
- Pension plan clients · 25 to 27Jun 18, 2024 to Mar 11, 2025
- Assets in custody · $790M to $812MJun 18, 2024 to Mar 11, 2025
- Discretionary RAUM · $6.0B to $6.2BJun 18, 2024 to Mar 11, 2025
- HNW RAUM · $50.3M to $47.2MJun 18, 2024 to Mar 11, 2025
- Individual RAUM · $5.3M to $5.2MJun 18, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $818M to $849MJun 18, 2024 to Mar 11, 2025
- Pension RAUM · $473M to $538MJun 18, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · $6.2B to $6.3BJun 18, 2024 to Mar 11, 2025
- RAUM · $6.8B to $7.1BJun 18, 2024 to Mar 11, 2025
- Accounts · 245 to 244Jun 6, 2023 to Mar 26, 2024
- Advisory employees · 43 to 45Jun 6, 2023 to Mar 26, 2024
- HNW clients · 23 to 20Jun 6, 2023 to Mar 26, 2024
- Individual clients · 7 to 9Jun 6, 2023 to Mar 26, 2024
- Pension plan clients · 24 to 25Jun 6, 2023 to Mar 26, 2024
- Pooled vehicle clients · 9 to 10Jun 6, 2023 to Mar 26, 2024
- Assets in custody · $606M to $790MJun 6, 2023 to Mar 26, 2024
- Employees · 78 to 82Jun 6, 2023 to Mar 26, 2024
- State-registered IARs · 8 to 9Jun 6, 2023 to Mar 26, 2024
- Other offices · 7 to 8Jun 6, 2023 to Mar 26, 2024
Signals
5 dated events
- Thandi Clements left Washington Capital Management Inc for Cs Mckee (registered 2026-08-06)Apr 24, 2026 · Advisor changed firm · fact
- Angelo Joseph Versaggi (Director/Evp/Real Estate) no longer on Schedule A of Washington Capital Management Inc (listed 2022-03-25, absent 2023-03-21)Mar 21, 2023 · Control person left · inference
- Thandi Clements (Director/Vp/Client Service) appeared on Schedule A of Washington Capital Management IncMar 21, 2023 · Control person joined · fact
- Washington Capital Management Inc reported RAUM $6.5B, up 28% from $5.1B (2021-03-25 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Charlotte Jenny Gage (Director/Svp/Real Estate) appeared on Schedule A of Washington Capital Management IncMar 25, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Washington Capital Management Inc · Independent Sponsorsshared crd · capital_provider
- Washington Capital Management Inc · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/WASHINGTON-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- WA-CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-382-0825reportedpublic record, Form ADV, Jun 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.2Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Washington Capital Management Inc is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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