DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

W••••••••• C•••••• J•••• M••••• T•••• R••• E••••• E••••• F•••

Gross asset value
$3.3B
as of Jun 18, 2024; not a fund size
Peak GAV
$3.5B
highest filing
Owners
56
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
30 filings
Mar 23, 2012 to Jun 18, 2024
Reporting history
one row per Form ADV filing
Gross asset value$3.3B as of Jun 18, 2024
Mar 23, 2012$948M then
Owners56 as of Jun 18, 2024
Mar 23, 201242 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Washington, United Statesreported
Clients solicited
yes, 27% of the adviser's clients investedreported
Form D file number
none reportedreported
Type as written
R••• E••••• EQUITY FUND WITH MONTHLY REDEMPTION RIGHTSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bny Mellon
    Everett, Massachusetts · LEI HPFHU0OQ28E4N0NFVK49
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons