DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Winthrop Corporation
Latest filing Mar 16, 2026
First filing on the tape Mar 28, 2012 · 23 filings
SEC status approved since Feb 24, 1961
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$0 as of Mar 16, 2026
Mar 6, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Mar 16, 2026
Mar 28, 20120 then
Employees (5.A)21 as of Mar 16, 2026
Feb 6, 201336 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 5 to 6
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J Michael Fleming · Chief Compliance Officercontrolsince 08/2018 · owns less than 5%
- Sharadchandra Amit Khandwala · Director, Chairman And Ceocontrolsince 07/2018 · owns less than 5%
- Sharadchandra Amit Khandwala · Shareholdercontrolsince 07/2018 · owns 75% or more of Khandwala Capital Management, Inc.
Entity owners
- Khandwala Capital Management, Inc. · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Wright Investors Service Incinvestment adviseryRAUM $1.2B
- Wright Investors' Service Distributors, Inc.broker-dealery
- Wright Private Asset Management LLCinvestment adviseryRAUM $74.1M
Advisers that list The Winthrop Corporation as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 8Aug 6, 2025 to Mar 16, 2026
- BD registered reps · 4 to 3Aug 6, 2025 to Mar 16, 2026
- Insurance-licensed employees · 5 to 6Aug 6, 2025 to Mar 16, 2026
- State-registered IARs · 5 to 6Aug 6, 2025 to Mar 16, 2026
- Financial planning clients · unset to Mar 6, 2025 to Jun 2, 2025
- Accounts · unset to 0.0Mar 14, 2024 to Mar 6, 2025
- Advisory employees · 6 to 7Mar 14, 2024 to Mar 6, 2025
- Employees · 17 to 21Mar 14, 2024 to Mar 6, 2025
- Discretionary RAUM · unset to 0.0Mar 14, 2024 to Mar 6, 2025
- Non-discretionary RAUM · unset to 0.0Mar 14, 2024 to Mar 6, 2025
- RAUM · unset to 0.0Mar 14, 2024 to Mar 6, 2025
- Advisory employees · 5 to 6Mar 7, 2023 to Mar 14, 2024
- BD registered reps · 5 to 4Mar 7, 2023 to Mar 14, 2024
- Employees · 16 to 17Mar 7, 2023 to Mar 14, 2024
- Insurance-licensed employees · 6 to 5Mar 7, 2023 to Mar 14, 2024
- State-registered IARs · 6 to 5Mar 7, 2023 to Mar 14, 2024
- BD registered reps · 6 to 5Mar 1, 2022 to Mar 7, 2023
- Employees · 20 to 16Mar 1, 2022 to Mar 7, 2023
- Advisory employees · 4 to 5Mar 17, 2021 to Mar 1, 2022
- BD registered reps · 4 to 6Mar 17, 2021 to Mar 1, 2022
- Employees · 18 to 20Mar 17, 2021 to Mar 1, 2022
- Insurance-licensed employees · 5 to 6Mar 17, 2021 to Mar 1, 2022
- State-registered IARs · 5 to 6Mar 17, 2021 to Mar 1, 2022
- Advisory employees · 6 to 4Apr 29, 2020 to Mar 17, 2021
- Employees · 21 to 18Apr 29, 2020 to Mar 17, 2021
- Advisory employees · 0 to 6Mar 14, 2019 to Mar 25, 2020
- Employees · 22 to 21Mar 14, 2019 to Mar 25, 2020
- Insurance-licensed employees · 6 to 5Mar 14, 2019 to Mar 25, 2020
- State-registered IARs · 6 to 5Mar 14, 2019 to Mar 25, 2020
- BD registered reps · 6 to 4Sep 5, 2018 to Mar 14, 2019
- Employees · 23 to 22Sep 5, 2018 to Mar 14, 2019
- Insurance-licensed employees · 8 to 6Sep 5, 2018 to Mar 14, 2019
- State-registered IARs · 8 to 6Sep 5, 2018 to Mar 14, 2019
- Related bank · true to falseSep 5, 2018 to Mar 14, 2019
- HQ city · GREENWICH to SHELTONMar 27, 2018 to Sep 5, 2018
- Advisory employees · 16 to 0Mar 31, 2017 to Mar 27, 2018
- BD registered reps · 10 to 6Mar 31, 2017 to Mar 27, 2018
- Employees · 30 to 23Mar 31, 2017 to Mar 27, 2018
- Insurance-licensed employees · 15 to 8Mar 31, 2017 to Mar 27, 2018
- State-registered IARs · 15 to 8Mar 31, 2017 to Mar 27, 2018
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- WRIGHTINVESTORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-783-4400reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026