DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Beck, Mack & Oliver LLC
Latest filing Mar 25, 2026
First filing on the tape Apr 3, 2012 · 38 filings
SEC status approved since Nov 1, 1940
RAUM
$6.2B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
83%
$5.1B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$773M
derived; firm RAUM over IAPD count
Employees
24
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
19
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$6.2B as of Mar 25, 2026
Apr 3, 2012$4.3B then
HNW client RAUM$4.9B as of Mar 25, 2026
Mar 12, 2018$2.9B then
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Apr 1, 20130 then
Employees (5.A)24 as of Mar 25, 2026
Apr 1, 201324 then
Private funds19 as of Mar 25, 2026
Mar 30, 201628 then
RAUM +4.6% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $773MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 189derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.9MderivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 5.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- $6.2B, 2,394 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.9B80%
- Corporations and businesses$328M5.3%
- Pooled investment vehicles$320M5.2%
- Charitable organizations$287M4.6%
- Individuals$156M2.5%
- Investment companies$81.2M1.3%
- Pension and profit-sharing plans$64.2M1.0%
- Individual clients
- 795reported
- HNW clients
- 717reported
- Pension plan clients
- 30reported
- Charitable clients
- 38reported
- Accounts
- 1,628reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.2B for 2,394 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.83 fund_share=0.06 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Clyde EllisChartered Financial Analyst | New York, Ny | May 11, 2021 | 15 y | 0 |
| Robert Johnson Campbell | New York, Ny | Jun 28, 2021 | 36 y | 0 |
| Lyman Delano | New York, Ny | Jun 28, 2021 | 23 y | 1 |
| Richard Charles Fitzgerald | New York, Ny | Jun 28, 2021 | 10 y | 0 |
| Matthew Joseph Greenwald | New York, Ny | Jun 28, 2021 | 30 y | 0 |
| Robert Childress Beck | New York, Ny | Jun 28, 2021 | 41 y | 0 |
| Elizabeth Ryan Barney | New York, Ny | Jun 28, 2021 | 15 y | 0 |
| Edward Tennent Taylor | New York, Ny | Sep 28, 2021 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Lyman Delano from Williams, Jones & Associates, LLCJun 28, 2021 · Other
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Beck Mack Limited Partnership | Hedge Fund | $140M | 51 | Mar 30, 2016 |
| Erb Value Partners LP | Hedge Fund | $104M | 43 | Mar 27, 2020 |
| Fund 14 (Tallco) | Other Private Fund | $14.4M | 23 | Mar 30, 2016 |
| Fund 28 (Robco Viii) | Other Private Fund | $14.1M | 70 | Mar 12, 2018 |
| Fund 31 (Robco Ix) | Other Private Fund | $10.3M | 60 | Mar 26, 2021 |
| Fund 32 (Robco X) | Other Private Fund | $9.0M | 42 | Mar 7, 2023 |
| Fund 33 (Robco Xi) | $8.1M | 36 | Mar 25, 2026 | |
| Fund 25 (Robco Vii) | Other Private Fund | $6.8M | 73 | Mar 30, 2016 |
| Fund 17 (Lanco IV) | Other Private Fund | $5.4M | 46 | Mar 30, 2016 |
| Fund 20 (Robco Vi) | Other Private Fund | $4.0M | 82 | Mar 30, 2016 |
| Fund 26 (Bliv) | Other Private Fund | $3.8M | 7 | Mar 30, 2016 |
| Fund 27 (Lanco Vi) | Other Private Fund | $3.5M | 23 | Mar 30, 2016 |
| Fund 16 (Vafco)no longer reported | Private Equity Fund | $3.4M | 49 | Mar 30, 2016 |
| Fund 08 (Jcfco)no longer reported | Private Equity Fund | $2.1M | 156 | Mar 30, 2016 |
| Fund 12 (Lanco III) | Other Private Fund | $2.0M | 24 | Mar 30, 2016 |
| Fund 18 (Triflow) | Other Private Fund | $1.2M | 100 | Mar 30, 2016 |
| Fund 29 (Lanco Vii) | Other Private Fund | $954,111 | 24 | Mar 15, 2019 |
| Fund 21 (Avco)no longer reported | Private Equity Fund | $729,636 | 2 | Mar 30, 2016 |
| Fund 30 (Lanco Viii) | Other Private Fund | $595,000 | 17 | Feb 14, 2022 |
| Fund 22 (Lanco V) | Other Private Fund | $537,859 | 18 | Mar 30, 2016 |
| Fund 11 (Mefco)no longer reported | Private Equity Fund | $274,313 | 47 | Mar 30, 2016 |
| Fund 03 (Lanco II)no longer reported | Real Estate Fund | $267,145 | 32 | Mar 30, 2016 |
| Fund 05 (Antex)no longer reported | Private Equity Fund | $255,231 | 61 | Mar 30, 2016 |
| Fund 04 (Jax)no longer reported | Private Equity Fund | $247,714 | 19 | Mar 30, 2016 |
| Fund 02 (Lanco)no longer reported | Real Estate Fund | $216,689 | 19 | Mar 30, 2016 |
| Fund 13 (Robco V)no longer reported | Other Private Fund | $170,373 | 115 | Mar 30, 2016 |
| Fund 10 (Jax2)no longer reported | Other Private Fund | $63,533 | 23 | Mar 30, 2016 |
| Fund 09 (Flowii)no longer reported | Private Equity Fund | $51,444 | 5 | Mar 30, 2016 |
| Fund 06 (Robco IV)no longer reported | Private Equity Fund | $33,522 | 89 | Mar 30, 2016 |
| Fund 19 (Lymco)no longer reported | Other Private Fund | $26,610 | 6 | Mar 30, 2016 |
| Fund 01 (Tiger) | Other Private Fund | $21,135 | 37 | Mar 30, 2016 |
| Fund 23 (Michco)no longer reported | Private Equity Fund | $19,992 | 8 | Mar 30, 2016 |
| Fund 24 (Ivyco)no longer reported | Other Private Fund | $6,187 | 6 | Mar 30, 2016 |
| Fund 07 (Nibmo)no longer reported | Other Private Fund | $0 | 110 | Mar 30, 2016 |
| Fund 15 (Tephco) | Other Private Fund | $0 | 29 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Ryan Elizabeth Barney · Membercontrolsince 01/2020 · owns 10% to 25%
- Childress Robert Beck · Senior Member And Managing Membercontrolsince 01/1988 · owns 10% to 25%
- Johnson Robert Campbell · Membercontrolsince 01/1992 · owns less than 5%
- Lyman Delano · Membercontrolsince 10/2005 · owns less than 5%
- Clyde John Ellis · Managing Membercontrolsince 01/2013 · owns 25% to 50%
- Charles Richard Fitzgerald · Membercontrolsince 01/2018 · owns 10% to 25%
- Tennent Edward Taylor · Membercontrolsince 01/2024 · owns 10% to 25%
- Maria De Leon · Chief Compliance Officersince 02/2022 · owns less than 5%
Related persons
Schedule D 7.A
- Beck Mack Gp LLCpooled vehicle sponsory
- Beck, Mack Private Gp LLCpooled vehicle sponsory
- Erb Value Partners Gp, LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 25, 2026BECK, ROBERT, CHILDRESS (SENIOR MEMBER AND MANAGING MEMBER) left Schedule A between the filings of 2024-03-26 and 2026-03-25peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 1,434 to 1,628Mar 24, 2025 to Mar 25, 2026
- Advisory employees · 9 to 10Mar 24, 2025 to Mar 25, 2026
- Charity clients · 35 to 38Mar 24, 2025 to Mar 25, 2026
- Corporate clients · 27 to 29Mar 24, 2025 to Mar 25, 2026
- HNW clients · 711 to 717Mar 24, 2025 to Mar 25, 2026
- Individual clients · 611 to 795Mar 24, 2025 to Mar 25, 2026
- Pension plan clients · 29 to 30Mar 24, 2025 to Mar 25, 2026
- Pooled vehicle clients · 20 to 18Mar 24, 2025 to Mar 25, 2026
- Assets in custody · $5.9B to $6.2BMar 24, 2025 to Mar 25, 2026
- Employees · 23 to 24Mar 24, 2025 to Mar 25, 2026
- Private funds · 21 to 19Mar 24, 2025 to Mar 25, 2026
- Discretionary RAUM · $5.9B to $6.1BMar 24, 2025 to Mar 25, 2026
- HNW RAUM · $4.7B to $4.9BMar 24, 2025 to Mar 25, 2026
- Individual RAUM · $133M to $156MMar 24, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $25.6M to $80.1MMar 24, 2025 to Mar 25, 2026
- Pension RAUM · $60.2M to $64.2MMar 24, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $312M to $320MMar 24, 2025 to Mar 25, 2026
- RAUM · $5.9B to $6.2BMar 24, 2025 to Mar 25, 2026
- Accounts · 1,347 to 1,434Mar 26, 2024 to Mar 24, 2025
- Advisory employees · 8 to 9Mar 26, 2024 to Mar 24, 2025
- Charity clients · 33 to 35Mar 26, 2024 to Mar 24, 2025
- Corporate clients · 22 to 27Mar 26, 2024 to Mar 24, 2025
- HNW clients · 647 to 711Mar 26, 2024 to Mar 24, 2025
- Individual clients · 599 to 611Mar 26, 2024 to Mar 24, 2025
- Pension plan clients · 24 to 29Mar 26, 2024 to Mar 24, 2025
- Pooled vehicle clients · 21 to 20Mar 26, 2024 to Mar 24, 2025
- Assets in custody · $4.4B to $5.9BMar 26, 2024 to Mar 24, 2025
- Employees · 21 to 23Mar 26, 2024 to Mar 24, 2025
- Financial planning clients · 0 to 0Mar 26, 2024 to Mar 24, 2025
- Discretionary RAUM · $4.7B to $5.9BMar 26, 2024 to Mar 24, 2025
- HNW RAUM · $3.8B to $4.7BMar 26, 2024 to Mar 24, 2025
- Individual RAUM · $148M to $133MMar 26, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $24.5M to $25.6MMar 26, 2024 to Mar 24, 2025
- Pension RAUM · $56.9M to $60.2MMar 26, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $248M to $312MMar 26, 2024 to Mar 24, 2025
- RAUM · $4.8B to $5.9BMar 26, 2024 to Mar 24, 2025
- Accounts · 1,342 to 1,347Mar 7, 2023 to Mar 26, 2024
- Advisory employees · 9 to 8Mar 7, 2023 to Mar 26, 2024
- Charity clients · 34 to 33Mar 7, 2023 to Mar 26, 2024
- Corporate clients · 19 to 22Mar 7, 2023 to Mar 26, 2024
Signals
3 dated events
- Tennent Edward Taylor (Member) appeared on Schedule A of Beck, Mack & Oliver LlcMar 26, 2024 · Control person joined · fact
- Beck, Mack & Oliver Llc reported RAUM $4.8B, up 27% from $3.7B (2021-12-07 to 2022-02-14)Feb 14, 2022 · RAUM change · derived
- K Walter Giles (Member) no longer on Schedule A of Beck, Mack & Oliver Llc (listed 2020-06-29, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Beck, Mack & Oliver LLC · Private Equityshared crd · organization
- Beck, Mack & Oliver LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@beckmack.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-661-2640reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-953-2511reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-943-6786reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- BECKMACK.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-661-2640reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- BECKMACK.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- BECKMACK.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $773Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Beck, Mack & Oliver LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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