DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PARAMETRIC PORTFOLIO ASSOCIATES BD affiliated | $685B | +19% | 7 | $98B | 56% | 83% | 32,847 | 6 | 12 |
| J.P. MORGAN PRIVATE INVESTMENTS INC. BD affiliated | $470B | +25% | 9 | $52B | 66% | 51% | 140,293 | 6 | 75 |
| FISHER INVESTMENTS independent RIA | $387B | +29% | 2,956 | $131M | 86% | 85% | 67 | 12 | 4 |
| CREATIVE PLANNING independent RIA | $296B | +36% | 1,166 | $253M | 62% | 89% | 75 | 151 | 5 |
| FOCUS PARTNERS WEALTH, LLC independent RIA | $182B | +90% | 1,044 | $174M | 86% | 91% | 58 | 113 | 26 |
| CERITY PARTNERS LLC independent RIA | $162B | +32% | 739 | $219M | 71% | 94% | 34 | 67 | 10 |
| MARINER BD affiliated | $125B | +27% | 986 | $127M | 92% | 91% | 55 | 131 | 2 |
| PATHSTONE independent RIA | $110B | +9.8% | 201 | $549M | 83% | 100% | 10 | 19 | 161 |
| CRESSET ASSET MANAGEMENT, LLC independent RIA | $79B | +27% | 211 | $374M | 89% | 100% | 22 | 25 | 145 |
| WILLIAM BLAIR & COMPANY L.L.C. BD affiliated | $64B | +10% | 329 | $195M | 82% | 86% | 107 | 12 | 21 |
| BEACON POINTE ADVISORS, LLC independent RIA | $55B | +38% | 470 | $117M | 90% | 88% | 63 | 90 | 5 |
| GW&K INVESTMENT MANAGEMENT, LLC independent RIA | $53B | -0.3% | 8 | $6.6B | 77% | 100% | 5,969 | 1 | 3 |
| MAI CAPITAL MANAGEMENT, LLC independent RIA | $52B | +76% | 306 | $170M | 66% | 81% | 51 | 30 | 33 |
| SCS CAPITAL MANAGEMENT LLC independent RIA | $49B | +13% | 78 | $624M | 62% | 100% | 13 | 62 | |
| CANTERBURY CONSULTING INCORPORATED independent RIA | $46B | +521% | 24 | $1.9B | 87% | 100% | 3 | 16 | |
| EP WEALTH ADVISORS independent RIA | $45B | +27% | 335 | $135M | 93% | 41% | 59 | 36 | 1 |
| CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. independent RIA | $43B | +11% | 105 | $407M | 74% | 100% | 7 | 1 | |
| LIDO independent RIA | $43B | +46% | 318 | $134M | 90% | 96% | 41 | 46 | 22 |
| FIRST MANHATTAN CO. LLC BD affiliated | $38B | +11% | 65 | $586M | 89% | 98% | 94 | 5 | 9 |
| ROCKEFELLER CAPITAL MANAGEMENT BD affiliated | $37B | +13% | 347 | $106M | 62% | 93% | 17 | 52 | 39 |
| BBR PARTNERS, LLC independent RIA | $36B | +17% | 56 | $652M | 76% | 100% | 6 | 41 | |
| CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS independent RIA | $34B | +39% | 65 | $521M | 63% | 96% | 66 | 11 | 3 |
| SEQUOIA FINANCIAL GROUP, L.L.C. independent RIA | $32B | +40% | 259 | $124M | 93% | 83% | 43 | 39 | 17 |
| TIEDEMANN ADVISORS, LLC independent RIA | $31B | +6.8% | 6 | $5.2B | 78% | 100% | 68 | 9 | 23 |
| WAVERLY ADVISORS, LLC independent RIA | $30B | +85% | 224 | $133M | 71% | 82% | 58 | 49 | 19 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC independent RIA | $28B | -22% | 35 | $809M | 67% | 100% | 8 | 12 | |
| ARAX ADVISORY PARTNERS BD affiliated | $27B | +303% | 232 | $114M | 92% | 87% | 65 | 39 | 17 |
| DAVENPORT & COMPANY LLC BD affiliated | $25B | +9.9% | 337 | $73.3M | 72% | 79% | 50 | 30 | 3 |
| BELLE HAVEN INVESTMENTS, L.P. independent RIA | $24B | +14% | 20 | $1.2B | 84% | 59% | 1,332 | 1 | 1 |
| OXFORD FINANCIAL GROUP, LTD independent RIA | $23B | +19% | 50 | $467M | 59% | 100% | 12 | 7 | 48 |
| JORDAN PARK GROUP LLC independent RIA | $23B | +28% | 14 | $1.7B | 67% | 100% | 12 | 4 | 45 |
| EHRENKRANZ PARTNERS L.P. independent RIA | $22B | +11% | 71% | 100% | 2 | 51 | |||
| OFFIT CAPITAL independent RIA | $21B | +1.0% | 1 | $21B | 66% | 100% | 2 | 123 | |
| BURGUNDY ASSET MANAGEMENT LTD. independent RIA | $19B | -3.5% | 1 | $19B | 53% | 95% | 3,006 | 3 | 5 |
| BRIGHTON JONES LLC independent RIA | $19B | +26% | 160 | $118M | 94% | 99% | 22 | 34 | 5 |
| EVOKE ADVISORS independent RIA | $17B | -38% | 41 | $422M | 70% | 100% | 5 | 23 | |
| ALLEN INVESTMENT MANAGEMENT, LLC independent RIA | $17B | +6.8% | 6 | $2.8B | 100% | 100% | 1 | 1 | |
| MYCIO WEALTH PARTNERS, LLC independent RIA | $16B | +9.5% | 33 | $478M | 98% | 100% | 28 | 1 | 5 |
| EVERCORE WEALTH MANAGEMENT, LLC independent RIA | $16B | +12% | 90% | 100% | 5 | 1 | |||
| BALLENTINE PARTNERS independent RIA | $15B | +28% | 90 | $170M | 97% | 100% | 5 | 9 | |
| CW ADVISORS, LLC independent RIA | $15B | +64% | 97 | $157M | 95% | 90% | 66 | 25 | 4 |
| CV ADVISORS LLC independent RIA | $15B | +17% | 4 | $3.8B | 87% | 100% | 1 | 14 | |
| FREESTONE CAPITAL MANAGEMENT, LLC independent RIA | $15B | +27% | 62 | $235M | 78% | 74% | 47 | 5 | 14 |
| COLDSTREAM WEALTH MANAGEMENT independent RIA | $14B | +33% | 139 | $100M | 87% | 94% | 30 | 10 | 1 |
| WILLIAMS JONES WEALTH MANAGEMENT, LLC independent RIA | $12B | +7.4% | 21 | $594M | 89% | 99% | 72 | 3 | 8 |
| NORTHROCK PARTNERS, LLC independent RIA | $12B | +85% | 92 | $132M | 99% | 91% | 52 | 25 | 1 |
| LNW independent RIA | $12B | +59% | 59 | $207M | 87% | 98% | 18 | 5 | 3 |
| CURI CAPITAL, LLC independent RIA | $12B | +18% | 97 | $119M | 72% | 94% | 30 | 11 | 17 |
| CULLEN CAPITAL MANAGEMENT, LLC independent RIA | $12B | +27% | 52% | 100% | 1 | 3 | |||
| TOCQUEVILLE ASSET MANAGEMENT LP independent RIA | $10B | +9.4% | 32 | $320M | 56% | 99% | 36 | 2 | 5 |
| CHOATE INVESTMENT ADVISORS independent RIA | $10B | +13% | 15 | $670M | 94% | 100% | 41 | 1 | 3 |
| BMO FAMILY OFFICE, LLC independent RIA | $10.0B | +23% | 3 | $3.3B | 98% | 100% | 23 | 7 | 26 |
| WELCH & FORBES LLC independent RIA | $9.9B | +8.1% | 5 | $2.0B | 83% | 98% | 129 | 1 | 2 |
| ALTAIR ADVISERS, LLC independent RIA | $9.8B | +12% | 69% | 94% | 1 | 1 | |||
| SIGNATUREFD, LLC independent RIA | $9.7B | +16% | 49 | $197M | 95% | 92% | 39 | 2 | 2 |
| MAIN STREET ADVISORS independent RIA | $9.6B | +10% | 74% | 100% | 1 | 6 | |||
| AMERICANA PARTNERS, LLC independent RIA | $9.1B | +50% | 53 | $172M | 77% | 97% | 31 | 12 | 9 |
| H.M. PAYSON independent RIA | $9.1B | +12% | 1 | $9.1B | 77% | 75% | 3,961 | 3 | 1 |
| BRADLEY FOSTER & SARGENT INC independent RIA | $9.1B | +18% | 23 | $394M | 89% | 94% | 80 | 9 | 1 |
| SIMON QUICK ADVISORS, LLC independent RIA | $9.0B | +34% | 40 | $225M | 85% | 99% | 25 | 8 | 5 |
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647 practices match (RIA with private funds). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.