DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• F•••••••• A••••••• S•••••••• I•••
Latest filing Apr 30, 2026
First filing on the tape Mar 20, 2012 · 20 filings
SEC status approved since Sep 28, 2020
RAUM
$162M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$162M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$54.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$162M as of Apr 30, 2026
Mar 20, 2012$52.2M then
HNW client RAUM$111M as of Apr 30, 2026
Feb 23, 2021$81.0M then
State-registered IARs (5.B.3)3 as of Apr 30, 2026
Mar 20, 20120 then
Employees (5.A)3 as of Apr 30, 2026
Feb 23, 20213 then
Private funds: no history
RAUM +7.0% over the last fiscal year+5.6% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $54.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $300,727derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$111M69%
- Individuals$51.1M31%
- Individual clients
- 187reported
- HNW clients
- 55reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 540reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••• T••• J••••••Certified Financial Planner, Chartered Financial Consultant | Oklahoma City, Ok | Feb 12, 2003 | 44 y | 1 |
| S••••• N••••• J••••••Certified Financial Planner, Chartered Financial Analyst | Oklahoma City, Ok | Feb 28, 2013 | 16 y | 0 |
| C••••••••• T••• J••••••Certified Financial Planner | Oklahoma City, Ok | Mar 25, 2014 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••• R•••• B••••• to O••••••• I••••••••• W••••• M••••••••• L••Jul 27, 2011 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••••• C••••••••• T••• · Vice President, Directorcontrolsince 01/2012 · owns less than 5%
- J••••••• R••••• T••• · Chief Compliance Officercontrolsince 09/1984 · owns 75% or more
- J••••••• S•••••• N••••• · Vice President, Directorcontrolsince 01/2012 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list F••••• F•••••••• A••••••• S•••••••• I••• as a related person
- 329728 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oklahoma City, Ok · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 547 to 540Jan 28, 2025 to Mar 10, 2026
- HNW clients · 45 to 55Jan 28, 2025 to Mar 10, 2026
- Individual clients · 203 to 187Jan 28, 2025 to Mar 10, 2026
- Financial planning clients · 51-100 to 101-250Jan 28, 2025 to Mar 10, 2026
- Discretionary RAUM · $152M to $162MJan 28, 2025 to Mar 10, 2026
- HNW RAUM · $91.3M to $111MJan 28, 2025 to Mar 10, 2026
- Individual RAUM · $60.5M to $51.1MJan 28, 2025 to Mar 10, 2026
- RAUM · $152M to $162MJan 28, 2025 to Mar 10, 2026
- Accounts · 544 to 547Apr 23, 2024 to Jan 28, 2025
- HNW clients · 44 to 45Apr 23, 2024 to Jan 28, 2025
- Individual clients · 195 to 203Apr 23, 2024 to Jan 28, 2025
- Financial planning clients · 51-100 to 51-100Apr 23, 2024 to Jan 28, 2025
- Discretionary RAUM · $147M to $152MApr 23, 2024 to Jan 28, 2025
- HNW RAUM · $87.5M to $91.3MApr 23, 2024 to Jan 28, 2025
- Individual RAUM · $59.1M to $60.5MApr 23, 2024 to Jan 28, 2025
- RAUM · $147M to $152MApr 23, 2024 to Jan 28, 2025
- Accounts · 524 to 544May 22, 2023 to Mar 15, 2024
- Individual clients · 199 to 195May 22, 2023 to Mar 15, 2024
- Discretionary RAUM · $138M to $147MMay 22, 2023 to Mar 15, 2024
- HNW RAUM · $86.6M to $87.5MMay 22, 2023 to Mar 15, 2024
- Individual RAUM · $51.2M to $59.1MMay 22, 2023 to Mar 15, 2024
- RAUM · $138M to $147MMay 22, 2023 to Mar 15, 2024
- Accounts · 501 to 524Mar 3, 2022 to Mar 8, 2023
- HNW clients · 52 to 44Mar 3, 2022 to Mar 8, 2023
- Individual clients · 173 to 199Mar 3, 2022 to Mar 8, 2023
- Discretionary RAUM · $158M to $138MMar 3, 2022 to Mar 8, 2023
- HNW RAUM · $107M to $86.6MMar 3, 2022 to Mar 8, 2023
- Individual RAUM · $51.1M to $51.2MMar 3, 2022 to Mar 8, 2023
- RAUM · $158M to $138MMar 3, 2022 to Mar 8, 2023
- Accounts · 419 to 501Nov 1, 2021 to Mar 3, 2022
- Advisory activities · 3 to 2Nov 1, 2021 to Mar 3, 2022
- HNW clients · 45 to 52Nov 1, 2021 to Mar 3, 2022
- Individual clients · 153 to 173Nov 1, 2021 to Mar 3, 2022
- Discretionary RAUM · $127M to $158MNov 1, 2021 to Mar 3, 2022
- HNW RAUM · $81.0M to $107MNov 1, 2021 to Mar 3, 2022
- Individual RAUM · $46.1M to $51.1MNov 1, 2021 to Mar 3, 2022
- RAUM · $127M to $158MNov 1, 2021 to Mar 3, 2022
- Accounts · 411 to 419Sep 10, 2020 to Feb 23, 2021
- HNW clients · 42 to 45Sep 10, 2020 to Feb 23, 2021
- Individual clients · 156 to 153Sep 10, 2020 to Feb 23, 2021
Signals
2 dated events
- F••••• F•••••••• A••••••• S•••••••• I••• filed its initial SEC registration (Form ADV)Aug 28, 2020 · First SEC registration · fact
- Todd Christopher Jurrens (Vice President, Director) appeared on Schedule A of F••••• F•••••••• A••••••• S•••••••• I•••Aug 28, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 405-844-9826reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-736-3642reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/F•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Website
- F•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 405-844-9826reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026