DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Insight Capital Research & Management Inc

Former SEC-registered adviserWalnut Creek, CaliforniaCRD 105570SEC 801-34586IAPD
Latest filing Sep 6, 2017
First filing on the tape Mar 27, 2012 · 13 filings
RAUM
$205M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$205M as of Mar 31, 2017
Mar 27, 2012$306M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Mar 18, 20130 then
Employees (5.A)7 as of Mar 31, 2017
Mar 18, 201313 then
Private funds: no history
RAUM -44% over the last fiscal year-24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 6, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$805,608derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-44%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
255reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Odell James Collins · Chairman, Ceo And Cco, Trusteecontrol
    since 02/1998 · owns 75% or more
  • C Leslie Trautwein · Director
    since 06/2008 · owns less than 5%
  • Victor Trautwein · Director
    since 11/1996 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 356 to 255
    Oct 31, 2016 to Mar 31, 2017
  • Employees · 11 to 7
    Oct 31, 2016 to Mar 31, 2017
  • Discretionary RAUM · $367M to $205M
    Oct 31, 2016 to Mar 31, 2017
  • RAUM · $367M to $205M
    Oct 31, 2016 to Mar 31, 2017
  • Accounts · 401 to 356
    Mar 2, 2015 to Mar 18, 2016
  • Employees · 13 to 11
    Mar 2, 2015 to Mar 18, 2016
  • Discretionary RAUM · $403M to $367M
    Mar 2, 2015 to Mar 18, 2016
  • RAUM · $403M to $367M
    Mar 2, 2015 to Mar 18, 2016
  • Accounts · 496 to 401
    Nov 6, 2014 to Mar 2, 2015
  • Employees · 11 to 13
    Nov 6, 2014 to Mar 2, 2015
  • Discretionary RAUM · $473M to $403M
    Nov 6, 2014 to Mar 2, 2015
  • RAUM · $473M to $403M
    Nov 6, 2014 to Mar 2, 2015
  • Accounts · 518 to 496
    Jun 18, 2013 to Mar 31, 2014
  • Employees · 13 to 11
    Jun 18, 2013 to Mar 31, 2014
  • Discretionary RAUM · $372M to $473M
    Jun 18, 2013 to Mar 31, 2014
  • Non-discretionary RAUM · $3.6M to $0
    Jun 18, 2013 to Mar 31, 2014
  • RAUM · $375M to $473M
    Jun 18, 2013 to Mar 31, 2014
  • Accounts · 553 to 518
    Oct 9, 2012 to Mar 18, 2013
  • Advisory employees · unset to 4.0
    Oct 9, 2012 to Mar 18, 2013
  • Employees · unset to 13.0
    Oct 9, 2012 to Mar 18, 2013
  • State-registered IARs · unset to 0.0
    Oct 9, 2012 to Mar 18, 2013
  • Discretionary RAUM · $303M to $372M
    Oct 9, 2012 to Mar 18, 2013
  • Non-discretionary RAUM · $2.6M to $3.6M
    Oct 9, 2012 to Mar 18, 2013
  • RAUM · $306M to $375M
    Oct 9, 2012 to Mar 18, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026