DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lifetime Planning Pinnacle Advisors, Inc

Former SEC-registered adviserMansfield, OhioCRD 105648SEC 801-21209IAPD
Latest filing Apr 1, 2016
First filing on the tape Mar 22, 2012 · 6 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$34.7M as of Feb 13, 2015
Mar 22, 2012$189M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Apr 1, 2016
Feb 27, 20132 then
Employees (5.A)3 as of Apr 1, 2016
Feb 27, 20133 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Apr 1, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • E. Kathleen Heichel · Ownercontrol
        since 11/2002 · owns 75% or more
      • David William Heichel · Presidentcontrol
        since 06/1979 · owns less than 5%
      • Suzanne Jennifer Heichel · Chief Compliance Officer
        since 01/2007 · owns less than 5%
      • P Victor Kademenos · Owner
        since 01/2000 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 47.0 to unset
        Feb 13, 2015 to Apr 1, 2016
      • Discretionary RAUM · 27254704.0 to unset
        Feb 13, 2015 to Apr 1, 2016
      • Non-discretionary RAUM · 7460311.0 to unset
        Feb 13, 2015 to Apr 1, 2016
      • RAUM · 34715015.0 to unset
        Feb 13, 2015 to Apr 1, 2016
      • Accounts · 80 to 47
        Mar 6, 2014 to Feb 13, 2015
      • Discretionary RAUM · $109M to $27.3M
        Mar 6, 2014 to Feb 13, 2015
      • Non-discretionary RAUM · $17.3M to $7.5M
        Mar 6, 2014 to Feb 13, 2015
      • RAUM · $126M to $34.7M
        Mar 6, 2014 to Feb 13, 2015
      • Accounts · 718 to 80
        Feb 27, 2013 to Mar 6, 2014
      • Discretionary RAUM · $154M to $109M
        Feb 27, 2013 to Mar 6, 2014
      • Non-discretionary RAUM · $26.6M to $17.3M
        Feb 27, 2013 to Mar 6, 2014
      • RAUM · $181M to $126M
        Feb 27, 2013 to Mar 6, 2014
      • Accounts · 142 to 718
        Mar 23, 2012 to Feb 27, 2013
      • Advisory employees · unset to 2.0
        Mar 23, 2012 to Feb 27, 2013
      • Employees · unset to 3.0
        Mar 23, 2012 to Feb 27, 2013
      • State-registered IARs · unset to 2.0
        Mar 23, 2012 to Feb 27, 2013
      • Discretionary RAUM · $0 to $154M
        Mar 23, 2012 to Feb 27, 2013
      • Non-discretionary RAUM · $189M to $26.6M
        Mar 23, 2012 to Feb 27, 2013
      • RAUM · $189M to $181M
        Mar 23, 2012 to Feb 27, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026