DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Kabarec Financial Advisors Ltd

Former SEC-registered adviserPalatine, IllinoisCRD 105689SEC 801-28513IAPD
Latest filing Sep 14, 2018
First filing on the tape Feb 13, 2012 · 15 filings
RAUM
$194M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$194M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$194M as of Mar 23, 2018
Feb 13, 2012$156M then
HNW client RAUM: $143M
State-registered IARs (5.B.3)3 as of Mar 23, 2018
Feb 13, 20120 then
Employees (5.A)5 as of Mar 23, 2018
Mar 18, 20135 then
Private funds: no history
RAUM +5.4% over the last fiscal year+0.4% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Sep 14, 2018; every figure names its basis
RAUM per advisor
$64.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
67derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$291,120derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.4%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$143M74%
  • Individuals$51.0M26%
Individual clients
147reported
HNW clients
54reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
668reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Peter Michael Kabarec · President And Chief Compliance Officercontrol
      since 02/1986 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 864 to 668
      May 5, 2017 to Mar 23, 2018
    • Advisory employees · 2 to 3
      May 5, 2017 to Mar 23, 2018
    • Charity clients · unset to 0.0
      May 5, 2017 to Mar 23, 2018
    • Corporate clients · unset to 0.0
      May 5, 2017 to Mar 23, 2018
    • HNW clients · unset to 54.0
      May 5, 2017 to Mar 23, 2018
    • Individual clients · unset to 147.0
      May 5, 2017 to Mar 23, 2018
    • Pension plan clients · unset to 0.0
      May 5, 2017 to Mar 23, 2018
    • Pooled vehicle clients · unset to 0.0
      May 5, 2017 to Mar 23, 2018
    • Insurance-licensed employees · 0 to 3
      May 5, 2017 to Mar 23, 2018
    • Financial planning clients · 1-10 to 101-250
      May 5, 2017 to Mar 23, 2018
    • State-registered IARs · 2 to 3
      May 5, 2017 to Mar 23, 2018
    • Other offices · unset to 0.0
      May 5, 2017 to Mar 23, 2018
    • Discretionary RAUM · $177M to $186M
      May 5, 2017 to Mar 23, 2018
    • HNW RAUM · unset to 143424295.0
      May 5, 2017 to Mar 23, 2018
    • Individual RAUM · unset to 51044081.0
      May 5, 2017 to Mar 23, 2018
    • Non-discretionary RAUM · $7.2M to $8.6M
      May 5, 2017 to Mar 23, 2018
    • RAUM · $184M to $194M
      May 5, 2017 to Mar 23, 2018
    • Accounts · 845 to 864
      Oct 31, 2016 to Mar 15, 2017
    • Advisory employees · 3 to 2
      Oct 31, 2016 to Mar 15, 2017
    • Employees · 9 to 5
      Oct 31, 2016 to Mar 15, 2017
    • Financial planning clients · 26-50 to 1-10
      Oct 31, 2016 to Mar 15, 2017
    • State-registered IARs · 3 to 2
      Oct 31, 2016 to Mar 15, 2017
    • Discretionary RAUM · $174M to $177M
      Oct 31, 2016 to Mar 15, 2017
    • Non-discretionary RAUM · $7.2M to $7.2M
      Oct 31, 2016 to Mar 15, 2017
    • RAUM · $181M to $184M
      Oct 31, 2016 to Mar 15, 2017
    • Accounts · 720 to 845
      Dec 16, 2015 to Mar 22, 2016
    • Advisory employees · 2 to 3
      Dec 16, 2015 to Mar 22, 2016
    • Employees · 7 to 9
      Dec 16, 2015 to Mar 22, 2016
    • Financial planning clients · 51-100 to 26-50
      Dec 16, 2015 to Mar 22, 2016
    • State-registered IARs · 2 to 3
      Dec 16, 2015 to Mar 22, 2016
    • Discretionary RAUM · $179M to $174M
      Dec 16, 2015 to Mar 22, 2016
    • Non-discretionary RAUM · $12.8M to $7.2M
      Dec 16, 2015 to Mar 22, 2016
    • RAUM · $192M to $181M
      Dec 16, 2015 to Mar 22, 2016
    • Accounts · 681 to 720
      Aug 21, 2014 to Mar 23, 2015
    • Employees · 6 to 7
      Aug 21, 2014 to Mar 23, 2015
    • Financial planning clients · 11-25 to 51-100
      Aug 21, 2014 to Mar 23, 2015
    • Discretionary RAUM · $167M to $179M
      Aug 21, 2014 to Mar 23, 2015
    • Non-discretionary RAUM · $8.0M to $12.8M
      Aug 21, 2014 to Mar 23, 2015
    • RAUM · $175M to $192M
      Aug 21, 2014 to Mar 23, 2015
    • Accounts · 702 to 681
      Nov 25, 2013 to Mar 17, 2014
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026