DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kabarec Financial Advisors Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Marie Thuer | Kabarec Financial Advisors Ltd independent RIA | Cwm, LLC independent RIA | RIA to RIA | Dec 31, 2018 | May 23, 2018 |
| Mark Stephen Mccallum | Kabarec Financial Advisors Ltd independent RIA | Cwm, LLC independent RIA | RIA to RIA | Dec 31, 2018 | May 23, 2018 |
| Michelle Lynn Smalenberger | Kabarec Financial Advisors Ltd other | Financial Design Studio, Inc. independent RIA | Other | Feb 14, 2017 | Feb 9, 2017 |
| Kirk Robert Hackbarth | Kabarec Financial Advisors Ltd other | Richardson Capital Management, LLC other | Other | Nov 25, 2013 | Dec 4, 2013 |
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4 moves match.