DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• I••••••••• I••••••••• L••
Latest filing Jul 30, 2026
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since Apr 15, 1980
RAUM
$23B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
504
168 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$23B as of Jul 30, 2026
Mar 30, 2012$11B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Mar 30, 20120 then
Employees (5.A)504 as of Jul 30, 2026
Mar 26, 201323 then
Private funds1 as of Jul 30, 2026
Mar 30, 201212 then
RAUM +32% over the last fiscal year+7.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- ocio institutional a••••••y · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $480MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 81%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$17B79%
- Pooled investment vehicles$3.2B14%
- Pension and profit-sharing plans$766M3.5%
- Investment companies$585M2.7%
- Banks and thrifts$1.8M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 47reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.19 institutional_share=0.81 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- D•••••••• J•••• E•••• · Directorcontrolsince 09/2019 · owns less than 5%
- H••••• M•••••• S•••• · Directorcontrolsince 07/2023 · owns less than 5%
- K•••• K••••••••• L••••• · Directorcontrolsince 07/2023 · owns less than 5%
- P•••••• N•••••• D••••••• · Directorcontrolsince 07/2023 · owns less than 5%
- S••••••••• A••••••••• C••••••• · Directorcontrolsince 10/2021 · owns less than 5%
- W•••••••• R••••• C••••• · Secretarycontrolsince 05/2022 · owns less than 5%
Entity owners
- B•••••• · Sole Memberindirect · owns 75% or more of B•••••• E••••• L••••••
- B•••••• E••••• L•••••• · Sole Memberindirect · owns 75% or more of B•••••• G••••••• L••••••
- B•••••• G••••••• L•••••• · Sole Memberindirect · owns 75% or more of B•••••• E••••• L••••••
- B•••••• L•• · Sole Memberindirect · owns 75% or more of B•••••• G••••••• L••••••
- M••••••••• M••••• L••• I•••••••• C•••••• · Sole Memberindirect · owns 75% or more of M••••••••• H•••••• L••
- M••••••••• H•••••• L•• · Sole Memberindirect · owns 75% or more of M• A•••• M••••••••• H•••••• L••
- M• A•••• M••••••••• H•••••• L•• · Sole Memberindirect · owns 75% or more of B•••••• L••
Related persons
Schedule D 7.A
- B••••• A•••• M••••••••• ••••• L••••••investment advisernRAUM $5.6B
- B••••• A•••• M••••••••• •••••• L••••••investment adviserpooled vehicle sponsorn
- B••••• A•••• M••••••••• L••••••investment adviserbankpooled vehicle sponsory
- B••••• A•••• M••••••••• S••••••••• S•••n
- B••••• F••• M••••••• L••••••pooled vehicle sponsorn
- B••••• I••••••••• F••• M••••••• •••••••• L••••••investment adviserpooled vehicle sponsorn
- B••••• S••• ••••••• L••••••investment adviserpooled vehicle sponsorn
- B•••••• ••••• L••••••investment adviserbankpooled vehicle sponsorn
- B•••••• A•••••••• A•••• M••••••••• P•• L••investment adviserpooled vehicle sponsorn
- B•••••• A•••••••• P••••••• P•• L••investment adviserpooled vehicle sponsorn
- B•••••• A•••••••• P•• L••investment adviserpooled vehicle sponsorn
- B•••••• I••••••••• M••••••••• ••••••••• L••••••investment adviserpooled vehicle sponsorn
- B•••••• J•••• L••••••investment advisern
- B•••••• L••investment adviserbankpooled vehicle sponsoryRAUM $393B
- B•••••• O••••••• I••••••••• F••• M••••••••• ••••••••• L••••••investment adviserpooled vehicle sponsorn
- B•••••• R••• E••••• A••••••• I•••investment companyn
- B•••••• S••••••••• L••broker-dealern
- B•••••• S•••••••• P••• L••investment advisern
- C••• L••• I•••••••• C••••••bankreal estaten
- G•••••• C•••••• I••••••••• P•• L••investment adviserpooled vehicle sponsorn
- J•••••••• F•••••• L••investment adviserpooled vehicle sponsornRAUM $25B
- M••••••••• M••••• L••• I•••••••• C••••••bankreal estatey
- M••••••••• T•••• C••••••• F••n
- M•• B•• S•••• L••• I•••••••• C••••••bankreal estaten
Advisers that list B••••• I••••••••• I••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $17,061,336,975 to $22,569,790,033 (+32.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +11.0% (83 comparable advisers, 93.0th percentile of changes)peers: institutional managers, $20B and over (83) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 42 to 47May 22, 2025 to Mar 30, 2026
- Advisory employees · 170 to 168May 22, 2025 to Mar 30, 2026
- Corporate clients · 2 to 1May 22, 2025 to Mar 30, 2026
- Pooled vehicle clients · 11 to 12May 22, 2025 to Mar 30, 2026
- Employees · 499 to 504May 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $17B to $23BMay 22, 2025 to Mar 30, 2026
- Pension RAUM · $861M to $766MMay 22, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.2B to $3.2BMay 22, 2025 to Mar 30, 2026
- RAUM · $17B to $23BMay 22, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to May 22, 2025
- Accounts · 44 to 42Mar 27, 2024 to Mar 31, 2025
- Advisory employees · 176 to 170Mar 27, 2024 to Mar 31, 2025
- Pension plan clients · 10 to 8Mar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 13 to 11Mar 27, 2024 to Mar 31, 2025
- Employees · 519 to 499Mar 27, 2024 to Mar 31, 2025
- HQ state · unset to Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $18B to $17BMar 27, 2024 to Mar 31, 2025
- Pension RAUM · $1.9B to $861MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.4B to $3.2BMar 27, 2024 to Mar 31, 2025
- RAUM · $18B to $17BMar 27, 2024 to Mar 31, 2025
- Related insurance company · false to trueMar 27, 2024 to Mar 31, 2025
- Accounts · 50 to 44Oct 3, 2023 to Mar 27, 2024
- Advisory employees · 189 to 176Oct 3, 2023 to Mar 27, 2024
- Corporate clients · unset to 2.0Oct 3, 2023 to Mar 27, 2024
- Pension plan clients · 9 to 10Oct 3, 2023 to Mar 27, 2024
- Pooled vehicle clients · 18 to 13Oct 3, 2023 to Mar 27, 2024
- Employees · 529 to 519Oct 3, 2023 to Mar 27, 2024
- Discretionary RAUM · $18B to $18BOct 3, 2023 to Mar 27, 2024
- Pension RAUM · $1.8B to $1.9BOct 3, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.4B to $3.4BOct 3, 2023 to Mar 27, 2024
- RAUM · $18B to $18BOct 3, 2023 to Mar 27, 2024
- Accounts · 40 to 50Sep 16, 2022 to Mar 31, 2023
- Advisory employees · 141 to 189Sep 16, 2022 to Mar 31, 2023
- Corporate clients · 1.0 to unsetSep 16, 2022 to Mar 31, 2023
- Pension plan clients · 8 to 9Sep 16, 2022 to Mar 31, 2023
- Assets in custody · $1.2B to $0Sep 16, 2022 to Mar 31, 2023
- Employees · 488 to 529Sep 16, 2022 to Mar 31, 2023
- Discretionary RAUM · $19B to $18BSep 16, 2022 to Mar 31, 2023
- Pension RAUM · $2.0B to $1.8BSep 16, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.1B to $2.4BSep 16, 2022 to Mar 31, 2023
Signals
21 dated events
- B••••• I••••••••• I••••••••• L•• reported RAUM $22.6B, up 32% from $17.1B (2025-05-22 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Louis Patrick Hoefling (Director) no longer on Schedule A of B••••• I••••••••• I••••••••• L•• (listed 2023-05-31, absent 2023-08-28)Aug 28, 2023 · Control person left · inference
- T Julian Swayne (Director) no longer on Schedule A of B••••• I••••••••• I••••••••• L•• (listed 2023-05-31, absent 2023-08-28)Aug 28, 2023 · Control person left · inference
- Maurice Sheldon Francis (Director) no longer on Schedule A of B••••• I••••••••• I••••••••• L•• (listed 2023-05-31, absent 2023-08-28)Aug 28, 2023 · Control person left · inference
- Martin Horne (Director) appeared on Schedule A of B••••• I••••••••• I••••••••• L••Aug 28, 2023 · Control person joined · fact
- Nicole Parker (Director) appeared on Schedule A of B••••• I••••••••• I••••••••• L••Aug 28, 2023 · Control person joined · fact
- K•••••••• K••• (Director) appeared on Schedule A of B••••• I••••••••• I••••••••• L••Aug 28, 2023 · Control person joined · fact
- Emrys Nicholas Evans (Secretary) no longer on Schedule A of B••••• I••••••••• I••••••••• L•• (listed 2022-09-16, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Rhian Williams (Secretary) appeared on Schedule A of B••••• I••••••••• I••••••••• L••Mar 31, 2023 · Control person joined · fact
- Campbell Alexander Sutherland (Director) appeared on Schedule A of B••••• I••••••••• I••••••••• L••Mar 31, 2023 · Control person joined · fact
- Emrys Nicholas Evans (Secretary) appeared on Schedule A of B••••• I••••••••• I••••••••• L••Mar 30, 2022 · Control person joined · fact
- Amy Callow (Secretary) no longer on Schedule A of B••••• I••••••••• I••••••••• L•• (listed 2021-05-19, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Louis Patrick Hoefling (Director) appeared on Schedule A of B••••• I••••••••• I••••••••• L••May 19, 2021 · Control person joined · fact
- John Richard Kent (Director) no longer on Schedule A of B••••• I••••••••• I••••••••• L•• (listed 2021-05-03, absent 2021-05-19)May 19, 2021 · Control person left · inference
- B••••• I••••••••• I••••••••• L•• reported RAUM $18.5B, up 109% from $8.9B (2020-05-08 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Louise Emma Browning (Cco) no longer on Schedule A of B••••• I••••••••• I••••••••• L•• (listed 2020-05-08, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Amy Callow (Secretary) appeared on Schedule A of B••••• I••••••••• I••••••••• L••Mar 30, 2021 · Control person joined · fact
- Maurice Sheldon Francis (Director) appeared on Schedule A of B••••• I••••••••• I••••••••• L••Mar 30, 2020 · Control person joined · fact
- B••••• I••••••••• I••••••••• L•• reported RAUM $8.9B, up 73% from $5.1B (2019-09-05 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- E•••• Jill Dinerman (Director) appeared on Schedule A of B••••• I••••••••• I••••••••• L••Mar 30, 2020 · Control person joined · fact
- Gerald Christopher Biggins (Director And Chief Compliance Officer) no longer on Schedule A of B••••• I••••••••• I••••••••• L•• (listed 2018-10-19, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44(0)20-7628-6000reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026