DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Van Cleef Asset Management Inc
Latest filing Mar 18, 2026
First filing on the tape Mar 28, 2012 · 19 filings
SEC status approved since Aug 5, 1988
RAUM
$1.2B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$1.2B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$242M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.2B as of Mar 18, 2026
Mar 28, 2012$227M then
HNW client RAUM$1.2B as of Mar 18, 2026
Mar 6, 2018$495M then
State-registered IARs (5.B.3)3 as of Mar 18, 2026
Mar 28, 20120 then
Employees (5.A)6 as of Mar 18, 2026
Mar 11, 20136 then
Private funds: no history
RAUM +9.3% over the last fiscal year+17% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $242MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.0MderivedHNW RAUM over HNW clients
- Average account
- $5.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B97%
- Individuals$38.4M3.2%
- Charitable organizations$364,5700.0%
- Individual clients
- 79reported
- HNW clients
- 146reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 226reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Martin John Burke | Beachwood, Oh | Jan 1, 2000 | 42 y | 0 |
| William Patrick Gibbons | Beachwood, Oh | Jul 30, 2007 | 32 y | 0 |
| Martin J Burke | Beachwood, Oh | Oct 21, 2009 | 25 y | 1 |
| Geoffrey C Hauck | Beachwood, Oh | Dec 18, 2009 | 18 y | 0 |
| Lino Sergo | Beachwood, Oh | Jan 3, 2011 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Karen Rose Kleinhenz to Kleinhenz & Associates Ltd.Nov 24, 2009 · Other
- John Edward Kleinhenz to Kleinhenz & Associates Ltd.Nov 24, 2009 · Other
Joined, latest
- Martin J Burke from Natcity Investments, Inc.Oct 21, 2009 · Other
- Karen Rose Kleinhenz from Marcum Wealth, LLCFeb 1, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Aileen Michelle Borelli · Chief Compliance Officercontrolsince 12/2012 · owns less than 5%
- J Martin Burke · Executive Vice Presidentcontrolsince 12/2010 · owns 10% to 25%
- C Geoffrey Hauck · President/Ciocontrolsince 12/2010 · owns 50% to 75%
- Lino Sergo · Director Of Researchcontrolsince 12/2010 · owns 10% to 25%
- John Martin Burke · Directorsince 08/1993 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beachwood, Oh · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 18, 2026accounts (Item 5.F.2.f) moved from 672.0 to 226.0 (-66.0%) between the annual amendments of 2025-03-19 and 2026-03-18; the peer median change was +6.0% (1206 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 1.2% percentile
- control person changedChange between filings · filing Mar 18, 2026HAUCK, GEOFFREY, C (PRESIDENT/CIO) left Schedule A between the filings of 2012-03-28 and 2026-03-18peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 672 to 226Mar 19, 2025 to Mar 18, 2026
- Charity clients · 2 to 1Mar 19, 2025 to Mar 18, 2026
- HNW clients · 133 to 146Mar 19, 2025 to Mar 18, 2026
- Individual clients · 82 to 79Mar 19, 2025 to Mar 18, 2026
- Pension plan clients · 1.0 to unsetMar 19, 2025 to Mar 18, 2026
- Discretionary RAUM · $1.1B to $1.2BMar 19, 2025 to Mar 18, 2026
- HNW RAUM · $1.1B to $1.2BMar 19, 2025 to Mar 18, 2026
- Individual RAUM · $40.0M to $38.4MMar 19, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $36.4M to $38.3MMar 19, 2025 to Mar 18, 2026
- Pension RAUM · 4217122.0 to unsetMar 19, 2025 to Mar 18, 2026
- RAUM · $1.1B to $1.2BMar 19, 2025 to Mar 18, 2026
- Accounts · 652 to 672Mar 7, 2024 to Mar 19, 2025
- Charity clients · 1 to 2Mar 7, 2024 to Mar 19, 2025
- HNW clients · 127 to 133Mar 7, 2024 to Mar 19, 2025
- Individual clients · 88 to 82Mar 7, 2024 to Mar 19, 2025
- Employees · 5 to 6Mar 7, 2024 to Mar 19, 2025
- Financial planning clients · 0 to 0Mar 7, 2024 to Mar 19, 2025
- Discretionary RAUM · $865M to $1.1BMar 7, 2024 to Mar 19, 2025
- HNW RAUM · $849M to $1.1BMar 7, 2024 to Mar 19, 2025
- Individual RAUM · $41.2M to $40.0MMar 7, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $29.5M to $36.4MMar 7, 2024 to Mar 19, 2025
- Pension RAUM · $3.5M to $4.2MMar 7, 2024 to Mar 19, 2025
- RAUM · $894M to $1.1BMar 7, 2024 to Mar 19, 2025
- Accounts · 623 to 652Mar 7, 2023 to Mar 7, 2024
- HNW clients · 118 to 127Mar 7, 2023 to Mar 7, 2024
- Discretionary RAUM · $737M to $865MMar 7, 2023 to Mar 7, 2024
- HNW RAUM · $720M to $849MMar 7, 2023 to Mar 7, 2024
- Individual RAUM · $38.4M to $41.2MMar 7, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $25.7M to $29.5MMar 7, 2023 to Mar 7, 2024
- Pension RAUM · $3.5M to $3.5MMar 7, 2023 to Mar 7, 2024
- RAUM · $763M to $894MMar 7, 2023 to Mar 7, 2024
- Accounts · 637 to 623Mar 16, 2022 to Mar 7, 2023
- HNW clients · 131 to 118Mar 16, 2022 to Mar 7, 2023
- Individual clients · 71 to 88Mar 16, 2022 to Mar 7, 2023
- Pension plan clients · 2 to 1Mar 16, 2022 to Mar 7, 2023
- Employees · 6 to 5Mar 16, 2022 to Mar 7, 2023
- Discretionary RAUM · $845M to $737MMar 16, 2022 to Mar 7, 2023
- HNW RAUM · $825M to $720MMar 16, 2022 to Mar 7, 2023
- Individual RAUM · $32.5M to $38.4MMar 16, 2022 to Mar 7, 2023
- Non-discretionary RAUM · $27.6M to $25.7MMar 16, 2022 to Mar 7, 2023
Signals
1 dated events
- Van Cleef Asset Management Inc reported RAUM $537.1M, up 30% from $412.1M (2017-03-06 to 2018-03-06)Mar 6, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 216-464-0253reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/van-cleef-asset-management/?viewAsMembereportedpublic record, Form ADV, Sep 17, 2026
- Website
- VANCLEEFINC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 216-464-0253reportedpublic record, Form ADV, Mar 18, 2026
- Team page
- vancleefinc.com/our-firm/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $242Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026