DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••••• S•••••••• P••••••• I•• S••
Gross asset value
$574M
as of Mar 28, 2024; not a fund size
Peak GAV
$791M
highest filing
Owners
48
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
32%
Reported
41 filings
Mar 31, 2017 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$574M as of Mar 28, 2024
Mar 31, 2017$111M then
Owners48 as of Mar 28, 2024
Mar 31, 201711 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Luxembourgreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-266268reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.Luxembourg, Luxembourg · LEI E57ODZWZ7FF32TWEFA76
- First Republic BankPalo Alto, California · LEI YWC0TIKBQM2JV8L4IV08
- JP Morgan Private BankNewark, New Jersey · LEI 7H6GLXDRUGQFU57RNE97
Across DFX
shared identifiers only
- P••••••••• S•••••••• P••••••• I•• S•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons