DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A•••• M••••••••• C•••

Former SEC-registered adviserCRD 105967SEC 801-16194IAPD
Latest filing Nov 20, 2017
First filing on the tape Mar 9, 2012 · 9 filings
RAUM
$87.4M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$87.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$87.4M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$87.4M as of Mar 21, 2017
Mar 9, 2012$93.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 21, 2017
Mar 9, 20120 then
Employees (5.A)2 as of Mar 21, 2017
Mar 11, 20132 then
Private funds: no history
RAUM +4.5% over the last fiscal year-3.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Nov 20, 2017; every figure names its basis
RAUM per advisor
$87.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$2.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+4.5%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$87.4M100%
Individual clients
n/areported
HNW clients
44reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
44reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D•••• T••• M••••••••Frisco, TxMar 12, 201833 y4
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • R••••••••• P••••• M••••• · Ownercontrol
    since 04/2005 · owns 75% or more
  • M••••••••• D••••• T••• · President/Cco
    since 05/2005 · owns less than 5%
Related persons
Schedule D 7.A
Advisers that list A•••• M••••••••• C••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • HNW clients · unset to 44.0
    Mar 21, 2017 to Nov 20, 2017
  • Other offices · unset to 1.0
    Mar 21, 2017 to Nov 20, 2017
  • HNW RAUM · unset to 87390291.0
    Mar 21, 2017 to Nov 20, 2017
  • Non-discretionary RAUM · $83.6M to $87.4M
    Apr 6, 2016 to Mar 21, 2017
  • RAUM · $83.6M to $87.4M
    Apr 6, 2016 to Mar 21, 2017
  • Accounts · 45 to 44
    Mar 31, 2015 to Feb 29, 2016
  • Financial planning clients · 0 to 26-50
    Mar 31, 2015 to Feb 29, 2016
  • HQ city · PLANO to unset
    Mar 31, 2015 to Feb 29, 2016
  • HQ state · TX to unset
    Mar 31, 2015 to Feb 29, 2016
  • Non-discretionary RAUM · $96.4M to $83.6M
    Mar 31, 2015 to Feb 29, 2016
  • RAUM · $96.4M to $83.6M
    Mar 31, 2015 to Feb 29, 2016
  • Non-discretionary RAUM · $96.7M to $96.4M
    Mar 12, 2014 to Mar 31, 2015
  • RAUM · $96.7M to $96.4M
    Mar 12, 2014 to Mar 31, 2015
  • Accounts · 52 to 45
    Oct 9, 2013 to Mar 12, 2014
  • Non-discretionary RAUM · $91.1M to $96.7M
    Oct 9, 2013 to Mar 12, 2014
  • RAUM · $91.1M to $96.7M
    Oct 9, 2013 to Mar 12, 2014
  • Advisory employees · unset to 1.0
    Mar 9, 2012 to Mar 11, 2013
  • Employees · unset to 2.0
    Mar 9, 2012 to Mar 11, 2013
  • State-registered IARs · 0 to 1
    Mar 9, 2012 to Mar 11, 2013
  • Non-discretionary RAUM · $93.6M to $91.1M
    Mar 9, 2012 to Mar 11, 2013
  • RAUM · $93.6M to $91.1M
    Mar 9, 2012 to Mar 11, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
ASSETMANAGEMENTCORPORATION.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$87.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026