DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• C•••••• M••••••••• I••
Latest filing Feb 10, 2026
First filing on the tape Apr 11, 2012 · 28 filings
SEC status approved since Dec 8, 1992
RAUM
$849M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
92%
$781M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$212M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$849M as of Feb 10, 2026
Apr 11, 2012$159M then
HNW client RAUM$763M as of Feb 10, 2026
Feb 27, 2018$232M then
State-registered IARs (5.B.3)3 as of Feb 10, 2026
Jan 31, 20132 then
Employees (5.A)4 as of Feb 10, 2026
Jan 31, 20134 then
Private funds: no history
RAUM +13% over the last fiscal year+22% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $212MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.1MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $268M, 59 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$763M90%
- Corporations and businesses$32.3M3.8%
- Individuals$18.4M2.2%
- Banks and thrifts$13.4M1.6%
- Charitable organizations$13.1M1.5%
- Other investment advisers$9.6M1.1%
- Individual clients
- 34reported
- HNW clients
- 126reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 430reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $268M for 59 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.01 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• J••• C••••••• | Birmingham, Mi | Jan 25, 2016 | 12 y | 0 |
| C•••••• L••••••• D••••••• | Birmingham, Mi | Jan 28, 2016 | 32 y | 1 |
| S•••••• A•••••••• | Birmingham, Mi | Apr 20, 2016 | 31 y | 1 |
| J•••• V• H•••Certified Financial Planner | Birmingham, Mi | May 31, 2023 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• V• H••• from J••• M••••• S••••••••• L••May 31, 2023 · Wirehouse to independent RIA
- S•••••• A•••••••• from C••••••• S•••••••••Apr 20, 2016 · Other
- C•••••• L••••••• D••••••• from C••••••• S•••••••••Jan 28, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• K••••••• J••• · Ceo/Ccocontrolsince 01/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Birmingham, Mi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Feb 10, 2026hourly charges (Item 5.E.2): no on the filing of 2025-03-02, yes on the filing of 2026-02-10peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 382 to 430Mar 2, 2025 to Feb 10, 2026
- Advisory activities · 2 to 3Mar 2, 2025 to Feb 10, 2026
- HNW clients · 110 to 126Mar 2, 2025 to Feb 10, 2026
- Individual clients · 32 to 34Mar 2, 2025 to Feb 10, 2026
- Assets in custody · $235M to $268MMar 2, 2025 to Feb 10, 2026
- Discretionary RAUM · $677M to $766MMar 2, 2025 to Feb 10, 2026
- HNW RAUM · $653M to $763MMar 2, 2025 to Feb 10, 2026
- Individual RAUM · $13.4M to $18.4MMar 2, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $75.5M to $83.5MMar 2, 2025 to Feb 10, 2026
- RAUM · $752M to $849MMar 2, 2025 to Feb 10, 2026
- Accounts · 375 to 382Feb 6, 2024 to Mar 2, 2025
- Advisory employees · 2 to 3Feb 6, 2024 to Mar 2, 2025
- HNW clients · 108 to 110Feb 6, 2024 to Mar 2, 2025
- Individual clients · 31 to 32Feb 6, 2024 to Mar 2, 2025
- Assets in custody · $195M to $235MFeb 6, 2024 to Mar 2, 2025
- Financial planning clients · 0 to 0Feb 6, 2024 to Mar 2, 2025
- State-registered IARs · 2 to 3Feb 6, 2024 to Mar 2, 2025
- Discretionary RAUM · $534M to $677MFeb 6, 2024 to Mar 2, 2025
- HNW RAUM · $511M to $653MFeb 6, 2024 to Mar 2, 2025
- Individual RAUM · $12.4M to $13.4MFeb 6, 2024 to Mar 2, 2025
- Non-discretionary RAUM · $71.6M to $75.5MFeb 6, 2024 to Mar 2, 2025
- RAUM · $605M to $752MFeb 6, 2024 to Mar 2, 2025
- Accounts · 320 to 375Aug 28, 2023 to Feb 6, 2024
- HNW clients · 82 to 108Aug 28, 2023 to Feb 6, 2024
- Individual clients · 36 to 31Aug 28, 2023 to Feb 6, 2024
- Assets in custody · $114M to $195MAug 28, 2023 to Feb 6, 2024
- Employees · 3 to 4Aug 28, 2023 to Feb 6, 2024
- Discretionary RAUM · $416M to $534MAug 28, 2023 to Feb 6, 2024
- HNW RAUM · $379M to $511MAug 28, 2023 to Feb 6, 2024
- Individual RAUM · $14.7M to $12.4MAug 28, 2023 to Feb 6, 2024
- Non-discretionary RAUM · $51.6M to $71.6MAug 28, 2023 to Feb 6, 2024
- Pension RAUM · 325928.0 to unsetAug 28, 2023 to Feb 6, 2024
- RAUM · $467M to $605MAug 28, 2023 to Feb 6, 2024
- Accounts · 321 to 320Feb 25, 2022 to Mar 13, 2023
- HNW clients · 80 to 82Feb 25, 2022 to Mar 13, 2023
- Individual clients · 39 to 36Feb 25, 2022 to Mar 13, 2023
- Assets in custody · $119M to $114MFeb 25, 2022 to Mar 13, 2023
- Discretionary RAUM · $477M to $416MFeb 25, 2022 to Mar 13, 2023
- HNW RAUM · $429M to $379MFeb 25, 2022 to Mar 13, 2023
- Individual RAUM · $16.1M to $14.7MFeb 25, 2022 to Mar 13, 2023
Signals
2 dated events
- L•••••• C•••••• M••••••••• I•• reported RAUM $605.4M, up 30% from $467.1M (2023-08-28 to 2024-02-06)Feb 6, 2024 · RAUM change · derived
- David Robert Foster (Chairman, Evp) no longer on Schedule A of L•••••• C•••••• M••••••••• I•• (listed 2019-07-11, absent 2020-03-21)Mar 21, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@l•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-258-9290reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-258-9292reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- L••••••CAPITALMI.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 248 258-9290reportedpublic record, Form ADV, Feb 10, 2026
- Team page
- l•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $212Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026