DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

P•••••••• M••••••••• T•••••••••

No RAUM reportedSan Francisco, CaliforniaCRD 106135SEC 801-52600websiteIAPD
Legal name T••• E••• M• P• I••
Latest filing Jan 2, 2026
First filing on the tape Jan 5, 2012 · 17 filings
SEC status approved since Aug 5, 1996
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$0 as of Jan 2, 2026
Jan 6, 2025$0 then
HNW client RAUM$0 as of Jan 2, 2026
Jan 4, 2018$0 then
State-registered IARs (5.B.3)0 as of Jan 2, 2026
Jan 5, 20120 then
Employees (5.A)5 as of Jan 2, 2026
Jan 3, 20137 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jan 2, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
2derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$0derivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
hourly, fixed feesreportedItem 5.E
Advisory activities
pension consulting, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
2reported
Pension plan clients
7reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
E••• M•••••• T•••San Francisco, CaAug 20, 202538 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • T•••• E•••• M•••••• · President, Chief Compliance Officercontrol
        since 02/1988 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 0.0
        Jan 3, 2024 to Jan 6, 2025
      • Financial planning clients · 0 to 0
        Jan 3, 2024 to Jan 6, 2025
      • Discretionary RAUM · unset to 0.0
        Jan 3, 2024 to Jan 6, 2025
      • Non-discretionary RAUM · unset to 0.0
        Jan 3, 2024 to Jan 6, 2025
      • RAUM · unset to 0.0
        Jan 3, 2024 to Jan 6, 2025
      • HNW clients · 3 to 2
        Jan 11, 2023 to Jan 3, 2024
      • Pension plan clients · 8 to 7
        Jul 5, 2018 to Jan 3, 2019
      • Advisory activities · 6 to 2
        Jan 4, 2018 to Jul 5, 2018
      • HNW clients · 0 to 3
        Jan 4, 2018 to Jul 5, 2018
      • Individual clients · 3 to 0
        Jan 4, 2018 to Jul 5, 2018
      • Pension plan clients · 9 to 8
        Jan 4, 2018 to Jul 5, 2018
      • Charity clients · unset to 0.0
        Jan 4, 2017 to Jan 4, 2018
      • Corporate clients · unset to 0.0
        Jan 4, 2017 to Jan 4, 2018
      • HNW clients · unset to 0.0
        Jan 4, 2017 to Jan 4, 2018
      • Individual clients · unset to 3.0
        Jan 4, 2017 to Jan 4, 2018
      • Pension plan clients · unset to 9.0
        Jan 4, 2017 to Jan 4, 2018
      • Pooled vehicle clients · unset to 0.0
        Jan 4, 2017 to Jan 4, 2018
      • Other offices · unset to 0.0
        Jan 4, 2017 to Jan 4, 2018
      • HNW RAUM · unset to 0.0
        Jan 4, 2017 to Jan 4, 2018
      • Individual RAUM · unset to 0.0
        Jan 4, 2017 to Jan 4, 2018
      • Pension RAUM · unset to 0.0
        Jan 4, 2017 to Jan 4, 2018
      • Pooled vehicle RAUM · unset to 0.0
        Jan 4, 2017 to Jan 4, 2018
      • Employees · 6 to 5
        Jan 6, 2016 to Jan 4, 2017
      • Employees · 7 to 6
        Jan 6, 2014 to Jan 6, 2015
      • Advisory employees · unset to 1.0
        Jan 5, 2012 to Jan 3, 2013
      • Employees · unset to 7.0
        Jan 5, 2012 to Jan 3, 2013
      • Financial planning clients · unset to 0
        Jan 5, 2012 to Jan 3, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      P••••••••MANAGEMENTT•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      415-752-6981reportedpublic record, Form ADV, Jan 2, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026