DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Brand Asset Management Group, Inc.

Independent wealth managerChesterfield, MissouriCRD 106162SEC 801-41031websiteIAPD
Latest filing Feb 12, 2026
First filing on the tape Mar 30, 2012 · 51 filings
SEC status approved since Mar 16, 1992
RAUM
$1.2B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$1.1B individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$78.3M
derived; firm RAUM over IAPD count
Employees
22
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$1.2B as of Feb 12, 2026
Mar 30, 2012$316M then
HNW client RAUM$706M as of Feb 12, 2026
Mar 27, 2018$186M then
State-registered IARs (5.B.3)15 as of Feb 12, 2026
Mar 27, 20130 then
Employees (5.A)22 as of Feb 12, 2026
Mar 27, 20137 then
Private funds: no history
RAUM +26% over the last fiscal year+18% a year over threeIARs 10 to 15offices 0 to 1
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$78.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
24derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.9MderivedHNW RAUM over HNW clients
Average account
$654,259derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
7.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$688M, 262 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$706M60%
  • Individuals$435M37%
  • Corporations and businesses$17.0M1.4%
  • Charitable organizations$8.6M0.7%
  • Pension and profit-sharing plans$7.8M0.7%
Individual clients
266reported
HNW clients
89reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,795reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$688M for 262 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Todd Harris BrandChesterfield, MoDec 24, 199734 y0
Phillip Andrew DanielsCertified Financial PlannerChesterfield, MoMay 10, 200433 y0
Ryan Christopher GreenCertified Financial PlannerChesterfield, MoOct 1, 200916 y0
Timothy C EgartCertified Financial PlannerChesterfield, MoJun 24, 201511 y0
Kevin T YorkCertified Financial PlannerChesterfield, MoAug 3, 201711 y0
James C BlakeCertified Financial PlannerChesterfield, MoOct 18, 201911 y1
John Ray RiddleChartered Financial AnalystCastle Rock, Co May 27, 202030 y2
Mark Frederick JaegerChartered Financial AnalystChesterfield, Mo May 28, 202022 y4
Damaris W GingerichCertified Financial PlannerChesterfield, MoAug 22, 202012 y0
Mikaela Lauren HodgesCertified Financial PlannerChesterfield, MoOct 24, 202214 y0
Samuel Welch HunsickerCertified Financial PlannerChesterfield, MoMar 19, 202410 y0
Ariel Love CabelloChesterfield, MoJul 27, 202411 y0
Mason Henry DavittChesterfield, MoNov 25, 202410 y0
Andrew Chalmers SmithChesterfield, MoJan 1, 202611 y0
Kaleb Stuart DoyleCertified Financial PlannerChesterfield, MoFeb 13, 202610 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Harris Todd Brand · Presidentcontrol
    since 01/2001 · owns less than 5%
  • Andrew Phillip Daniels · Chief Operating Officer Brand, Trustee Trusteecontrol
    since 05/2024 · owns 10% to 25%
  • E. Sara Smith · Director Of Operationscontrol
    since 08/2025 · owns less than 5%
  • Harris Todd Brand · Trusteecontrol
    since 01/2004 · owns 75% or more of Brand Dynasty Trust
  • Harris Todd Brand · Trusteecontrol
    since 03/2004 · owns 75% or more of Todd H. Brand Revocable Trust
  • C Timothy Egart · Executive Vice President
    since 01/2025 · owns 5% to 10%
  • Christopher Ryan Green · Owner
    since 02/2022 · owns 5% to 10%
  • Roseann Higgins · Chief Compliance Officer
    since 08/2025 · owns less than 5%
Entity owners
  • Brand Dynasty Trust · Todd H Brand, Trustee
    direct · owns 50% to 75%
  • Todd H. Brand Revocable Trust · Todd H. Brand, Trustee
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Chesterfield, Mo · principal1520
Castle Rock, Co200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • advisor count surgeChange between filings · filing Feb 12, 2026
    advisory representatives (Item 5.B.3) moved from 10.0 to 15.0 (+50.0%) between the annual amendments of 2025-02-04 and 2026-02-12; the peer median change was 0.0% (999 comparable advisers, 95.0th percentile of changes)
    peers: independent wealth managers, $1B to $5B (999) · 95% percentile
What changed
consecutive filings, newest first
  • Accounts · 1,606 to 1,795
    Nov 4, 2025 to Feb 12, 2026
  • Advisory employees · 13 to 15
    Nov 4, 2025 to Feb 12, 2026
  • HNW clients · 79 to 89
    Nov 4, 2025 to Feb 12, 2026
  • Individual clients · 240 to 266
    Nov 4, 2025 to Feb 12, 2026
  • Assets in custody · $627M to $688M
    Nov 4, 2025 to Feb 12, 2026
  • State-registered IARs · 13 to 15
    Nov 4, 2025 to Feb 12, 2026
  • Discretionary RAUM · $893M to $1.1B
    Nov 4, 2025 to Feb 12, 2026
  • HNW RAUM · $533M to $706M
    Nov 4, 2025 to Feb 12, 2026
  • Individual RAUM · $349M to $435M
    Nov 4, 2025 to Feb 12, 2026
  • Non-discretionary RAUM · $37.1M to $30.9M
    Nov 4, 2025 to Feb 12, 2026
  • Pension RAUM · $20.5M to $7.8M
    Nov 4, 2025 to Feb 12, 2026
  • RAUM · $930M to $1.2B
    Nov 4, 2025 to Feb 12, 2026
  • Financial planning clients · 251-500 to 251-500
    May 27, 2025 to Jun 12, 2025
  • Advisory employees · 10 to 13
    Feb 4, 2025 to May 27, 2025
  • Employees · 20 to 22
    Feb 4, 2025 to May 27, 2025
  • State-registered IARs · 10 to 13
    Feb 4, 2025 to May 27, 2025
  • Other offices · 0 to 1
    Feb 4, 2025 to May 27, 2025
  • Accounts · 1,531 to 1,606
    Sep 12, 2024 to Feb 4, 2025
  • HNW clients · 67 to 79
    Sep 12, 2024 to Feb 4, 2025
  • Individual clients · 237 to 240
    Sep 12, 2024 to Feb 4, 2025
  • Assets in custody · $571M to $627M
    Sep 12, 2024 to Feb 4, 2025
  • Discretionary RAUM · $796M to $893M
    Sep 12, 2024 to Feb 4, 2025
  • HNW RAUM · $446M to $533M
    Sep 12, 2024 to Feb 4, 2025
  • Individual RAUM · $344M to $349M
    Sep 12, 2024 to Feb 4, 2025
  • Non-discretionary RAUM · $38.4M to $37.1M
    Sep 12, 2024 to Feb 4, 2025
  • Pension RAUM · $19.2M to $20.5M
    Sep 12, 2024 to Feb 4, 2025
  • RAUM · $834M to $930M
    Sep 12, 2024 to Feb 4, 2025
  • Employees · 19 to 20
    Mar 19, 2024 to Sep 12, 2024
  • Accounts · 1,543 to 1,531
    Jan 26, 2024 to Feb 29, 2024
  • HNW clients · 63 to 67
    Jan 26, 2024 to Feb 29, 2024
  • Individual clients · 203 to 237
    Jan 26, 2024 to Feb 29, 2024
  • Pension plan clients · 5.0 to unset
    Jan 26, 2024 to Feb 29, 2024
  • Assets in custody · $494M to $571M
    Jan 26, 2024 to Feb 29, 2024
  • Employees · 20 to 19
    Jan 26, 2024 to Feb 29, 2024
  • Discretionary RAUM · $682M to $796M
    Jan 26, 2024 to Feb 29, 2024
  • HNW RAUM · $373M to $446M
    Jan 26, 2024 to Feb 29, 2024
  • Individual RAUM · $302M to $344M
    Jan 26, 2024 to Feb 29, 2024
  • Non-discretionary RAUM · $35.8M to $38.4M
    Jan 26, 2024 to Feb 29, 2024
  • Pension RAUM · $20.1M to $19.2M
    Jan 26, 2024 to Feb 29, 2024
  • RAUM · $718M to $834M
    Jan 26, 2024 to Feb 29, 2024
Signals
5 dated events
  • Brand Asset Management Group, Inc. reported RAUM $1.2B, up 26% from $930.4M (2025-11-04 to 2026-02-12)
    Feb 12, 2026 · RAUM change · derived
  • Ryan Thomas Bouchard left Brand Asset Management Group, Inc. for Rising Tide Wealth Advisory Solutions Llc (registered 2022-05-26)
    Jun 16, 2022 · Advisor changed firm · fact
  • E. Sara Smith (Cco) appeared on Schedule A of Brand Asset Management Group, Inc.
    Jan 16, 2020 · Control person joined · fact
  • Leigh Cynthia Dolniak (Chief Compliance Officer) no longer on Schedule A of Brand Asset Management Group, Inc. (listed 2019-10-18, absent 2020-01-16)
    Jan 16, 2020 · Control person left · inference
  • Brand Asset Management Group, Inc. reported RAUM $531.7M, down 25% from $711.4M (2018-12-03 to 2019-03-19)
    Mar 19, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
636-532-2551reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
636-532-7333reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
800-822-8998reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
LINKEDIN.COM/COMPANY/BRAND-ASSET-MANAGEMENT-GROUPreportedpublic record, Form ADV, Sep 17, 2026
Website
BRANDAMG.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
636-532-7333reportedpublic record, Form ADV, Feb 12, 2026
Contact form
brandamg.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
brandamg.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$78.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026