DFX Intelligence

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SEC-registered adviser

F•••••••• F•••••••• A•••••••

Independent wealth managerWellesley, MassachusettsCRD 106408SEC 801-44279website IAPD

Legal name F•••••••• F•••••••• A••••••• L••

Latest filing Mar 23, 2026

First filing on the tape Mar 20, 2012 · 28 filings

SEC status approved since Jul 26, 1993

RAUM

$333M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

92%

$308M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$167M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

28 filings and snapshots on the tape

RAUM$333M as of Mar 23, 2026

Mar 20, 2012$109M then

HNW client RAUM$284M as of Mar 23, 2026

Mar 15, 2018$126M then

State-registered IARs (5.B.3)2 as of Mar 23, 2026

Mar 20, 20120 then

Employees (5.A)4 as of Mar 23, 2026

Feb 26, 20134 then

Private funds: no history

RAUM +12% over the last fiscal year+14% a year over threeIARs 2 to 2

Practice profile

derived from the filing of Mar 23, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $167MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 69derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.1MderivedHNW RAUM over HNW clients
Average account: $605,864derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -5.5%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Custody: $2.5M, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$284M85%
Individuals$24.3M7.3%
Pension and profit-sharing plans$16.8M5.1%
Corporations and businesses$8.5M2.6%

Individual clients: 68reported
HNW clients: 70reported
Pension plan clients: 9reported
Charitable clients: n/areported
Accounts: 550reported
Financial planning clients: 101-250reported
Wrap fee programs: noreported
Custody of client assets: $2.5M for 4 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.92 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••• V••••••• K•••Certified Financial Planner	Wellesley, Ma	Apr 14, 1994	33 y	0
C••••••• K••• H•••••	Southampton	Apr 23, 2018	20 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

K•••• J•••• V••••••• · President/Chief Compliance Officercontrol
since 01/1993 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Wellesley, Ma · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 160 to 550
May 15, 2025 to Mar 23, 2026
HNW clients · 65 to 70
May 15, 2025 to Mar 23, 2026
Individual clients · 81 to 68
May 15, 2025 to Mar 23, 2026
Pension plan clients · 2 to 9
May 15, 2025 to Mar 23, 2026
Pooled vehicle clients · 12.0 to unset
May 15, 2025 to Mar 23, 2026
Assets in custody · $3.6M to $2.5M
May 15, 2025 to Mar 23, 2026
Discretionary RAUM · $298M to $333M
May 15, 2025 to Mar 23, 2026
HNW RAUM · $235M to $284M
May 15, 2025 to Mar 23, 2026
Individual RAUM · $26.0M to $24.3M
May 15, 2025 to Mar 23, 2026
Pension RAUM · $9.3M to $16.8M
May 15, 2025 to Mar 23, 2026
Pooled vehicle RAUM · 27847415.0 to unset
May 15, 2025 to Mar 23, 2026
RAUM · $298M to $333M
May 15, 2025 to Mar 23, 2026
Financial planning clients · 101-250 to 101-250
Mar 24, 2025 to May 15, 2025
Accounts · 490 to 160
Mar 17, 2024 to Mar 24, 2025
HNW clients · 66 to 65
Mar 17, 2024 to Mar 24, 2025
Individual clients · 103 to 81
Mar 17, 2024 to Mar 24, 2025
Pooled vehicle clients · unset to 12.0
Mar 17, 2024 to Mar 24, 2025
Assets in custody · $5.1M to $3.6M
Mar 17, 2024 to Mar 24, 2025
Discretionary RAUM · $302M to $298M
Mar 17, 2024 to Mar 24, 2025
HNW RAUM · $239M to $235M
Mar 17, 2024 to Mar 24, 2025
Individual RAUM · $54.8M to $26.0M
Mar 17, 2024 to Mar 24, 2025
Pension RAUM · $8.1M to $9.3M
Mar 17, 2024 to Mar 24, 2025
Pooled vehicle RAUM · unset to 27847415.0
Mar 17, 2024 to Mar 24, 2025
RAUM · $302M to $298M
Mar 17, 2024 to Mar 24, 2025
Accounts · 414 to 490
Aug 29, 2023 to Mar 17, 2024
Advisory employees · 6 to 4
Aug 29, 2023 to Mar 17, 2024
Charity clients · 1.0 to unset
Aug 29, 2023 to Mar 17, 2024
HNW clients · 57 to 66
Aug 29, 2023 to Mar 17, 2024
Individual clients · 73 to 103
Aug 29, 2023 to Mar 17, 2024
Pension plan clients · 18 to 2
Aug 29, 2023 to Mar 17, 2024
Assets in custody · $71.4M to $5.1M
Aug 29, 2023 to Mar 17, 2024
Employees · 6 to 4
Aug 29, 2023 to Mar 17, 2024
Discretionary RAUM · $245M to $302M
Aug 29, 2023 to Mar 17, 2024
HNW RAUM · $205M to $239M
Aug 29, 2023 to Mar 17, 2024
Individual RAUM · $29.2M to $54.8M
Aug 29, 2023 to Mar 17, 2024
Pension RAUM · $10.5M to $8.1M
Aug 29, 2023 to Mar 17, 2024
RAUM · $245M to $302M
Aug 29, 2023 to Mar 17, 2024
Accounts · 442 to 414
May 9, 2023 to Aug 29, 2023
Charity clients · unset to 1.0
May 9, 2023 to Aug 29, 2023
Individual clients · 131 to 73
May 9, 2023 to Aug 29, 2023

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 781-431-1119reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 781-431-7611reportedpublished by the firm, firm site, Sep 15, 2026
Website: F••••••••FINADVISORS.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 781-431-1119reportedpublic record, Form ADV, Mar 23, 2026
Team page: fairfieldfa.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $167Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026