DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• W•••• C•••••• M••••••••• I•••
Latest filing Mar 26, 2026
First filing on the tape Mar 22, 2012 · 24 filings
SEC status approved since Sep 18, 1991
RAUM
$290M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$284M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$290M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$290M as of Mar 26, 2026
Mar 22, 2012$168M then
HNW client RAUM$266M as of Mar 26, 2026
Mar 28, 2018$172M then
State-registered IARs (5.B.3)1 as of Mar 26, 2026
Mar 22, 20120 then
Employees (5.A)2 as of Mar 26, 2026
Feb 8, 20134 then
Private funds: no history
RAUM +5.4% over the last fiscal year+4.6% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $290MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 110derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $120M, 49 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$266M91%
- Individuals$18.1M6.2%
- Pension and profit-sharing plans$4.9M1.7%
- Charitable organizations$1.8M0.6%
- Individual clients
- 38reported
- HNW clients
- 72reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 266reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $120M for 49 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• W•••••• W••••Certified Financial Planner | Radnor, Pa | Jan 28, 2008 | 34 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••• M••••••• W•••••• · President, Chief Compliance Officercontrolsince 12/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $276M to $290MMar 25, 2025 to Mar 26, 2026
- HNW RAUM · $250M to $266MMar 25, 2025 to Mar 26, 2026
- Individual RAUM · $16.1M to $18.1MMar 25, 2025 to Mar 26, 2026
- Pension RAUM · $7.3M to $4.9MMar 25, 2025 to Mar 26, 2026
- RAUM · $276M to $290MMar 25, 2025 to Mar 26, 2026
- Accounts · 260 to 266Mar 25, 2025 to Mar 26, 2026
- HNW clients · 73 to 72Mar 25, 2025 to Mar 26, 2026
- Individual clients · 34 to 38Mar 25, 2025 to Mar 26, 2026
- Assets in custody · $94.2M to $120MMar 25, 2025 to Mar 26, 2026
- Accounts · 251 to 260Mar 28, 2024 to Mar 25, 2025
- HNW clients · 77 to 73Mar 28, 2024 to Mar 25, 2025
- Individual clients · 31 to 34Mar 28, 2024 to Mar 25, 2025
- Assets in custody · $71.4M to $94.2MMar 28, 2024 to Mar 25, 2025
- Financial planning clients · 1-10 to 1-10Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $255M to $276MMar 28, 2024 to Mar 25, 2025
- HNW RAUM · $234M to $250MMar 28, 2024 to Mar 25, 2025
- Individual RAUM · $13.6M to $16.1MMar 28, 2024 to Mar 25, 2025
- Pension RAUM · $6.6M to $7.3MMar 28, 2024 to Mar 25, 2025
- RAUM · $255M to $276MMar 28, 2024 to Mar 25, 2025
- Accounts · 256 to 251Mar 31, 2023 to Mar 27, 2024
- HNW clients · 78 to 77Mar 31, 2023 to Mar 27, 2024
- Assets in custody · $55.2M to $71.4MMar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $254M to $255MMar 31, 2023 to Mar 27, 2024
- HNW RAUM · $214M to $234MMar 31, 2023 to Mar 27, 2024
- Individual RAUM · $13.9M to $13.6MMar 31, 2023 to Mar 27, 2024
- Pension RAUM · $25.0M to $6.6MMar 31, 2023 to Mar 27, 2024
- RAUM · $254M to $255MMar 31, 2023 to Mar 27, 2024
- Accounts · 253 to 256Apr 21, 2022 to Mar 29, 2023
- Advisory employees · 2 to 1Apr 21, 2022 to Mar 29, 2023
- HNW clients · 83 to 78Apr 21, 2022 to Mar 29, 2023
- Individual clients · 26 to 31Apr 21, 2022 to Mar 29, 2023
- Assets in custody · $41.8M to $55.2MApr 21, 2022 to Mar 29, 2023
- Employees · 3 to 2Apr 21, 2022 to Mar 29, 2023
- Discretionary RAUM · $281M to $254MApr 21, 2022 to Mar 29, 2023
- HNW RAUM · $238M to $214MApr 21, 2022 to Mar 29, 2023
- Individual RAUM · $13.7M to $13.9MApr 21, 2022 to Mar 29, 2023
- Pension RAUM · $28.1M to $25.0MApr 21, 2022 to Mar 29, 2023
- RAUM · $281M to $254MApr 21, 2022 to Mar 29, 2023
- HNW clients · 81 to 83Mar 29, 2021 to Mar 30, 2022
- Individual clients · 28 to 26Mar 29, 2021 to Mar 30, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 610-971-0202reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- EMG•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 610-971-0202reportedpublic record, Form ADV, Mar 26, 2026
- Team page
- godshalkwelsh.com/page-sections/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $290Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026