DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• W••••• G••••
Legal name M••• J• S••••• F•••••••• S••••••• I••
Latest filing Apr 3, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since May 9, 1991
RAUM
$382M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
98%
$373M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$54.6M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$382M as of Apr 3, 2026
Mar 30, 2012$173M then
HNW client RAUM$104M as of Apr 3, 2026
Mar 30, 2018$91.2M then
State-registered IARs (5.B.3)7 as of Apr 3, 2026
Mar 30, 20120 then
Employees (5.A)10 as of Apr 3, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +1.7% over the last fiscal year+10% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Apr 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $54.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $237,265derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -65%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$269M70%
- High-net-worth individuals$104M27%
- Pension and profit-sharing plans$8.7M2.3%
- Charitable organizations$350,2700.1%
- Individual clients
- 544reported
- HNW clients
- 55reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 1,610reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $8.0M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• J•••••• S•••••Chartered Financial Consultant | Medford, Ny | Nov 6, 2014 | 38 y | 2 |
| C••••••••• J••••••• I••••••• | Medford, Ny | Apr 29, 2021 | 10 y | 0 |
| E••• R••• T•••• | Medford, Ny | Sep 9, 2021 | 43 y | 2 |
| R•••••• V•••••• P•••••• | Medford, Ny | Nov 18, 2021 | 38 y | 1 |
| J••• A••••• P•••••• | Manorville, Ny | Nov 18, 2021 | 39 y | 1 |
| B•••• A••• P••••••• | Medford, Ny | Nov 18, 2021 | 34 y | 1 |
| A••• I•••• T••••••••• | Medford, Ny | Nov 19, 2021 | 50 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- B•••• O••••••• D••••••••• to C••••••• P•••••••• I•••Feb 10, 2025 · RIA to RIA
- E••••• S••••• to L•• F•••••••• L••Jun 17, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- A••• I•••• T••••••••• from L••• I••••• F•••••••• A•••••••• I•••Nov 19, 2021 · RIA to RIA
- E••••• S••••• from L••• I••••• F•••••••• A•••••••• I•••Nov 18, 2021 · RIA to RIA
- J••• A••••• P•••••• from L••• I••••• F•••••••• A•••••••• I•••Nov 18, 2021 · RIA to RIA
- R•••••• V•••••• P•••••• from L••• I••••• F•••••••• A•••••••• I•••Nov 18, 2021 · RIA to RIA
- B•••• A••• P••••••• from L••• I••••• F•••••••• A•••••••• I•••Nov 18, 2021 · RIA to RIA
- E••• R••• T•••• from M••••• S•••••• • C•• L••Sep 9, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from L••• I••••• F•••••••• A•••••••• I•••Dec 31, 2021 · Medford, Ny · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• M•••• J•••••• · President & Chief Compliance Officercontrolsince 01/1998 · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Medford, Ny · principal | 7 | 0 | 0 | ||
| Forest Hills, Ny | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Forest Hills, NY1 employees
- Great Neck, NY1 employees
- Huntington, NY1 employees
- W. Seneca, NY1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 3, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $375,659,897 to $381,996,646, advisors 7 to 7, private clients 1703 to 599, offices 4 to 4 (2025-03-27 to 2026-04-03)peers: independent wealth managers, $100M to $500M (5,676)
- client count collapseChange between filings · filing Apr 3, 2026individual and HNW clients (Item 5.D) moved from 1,703.0 to 599.0 (-65.0%) between the annual amendments of 2025-03-27 and 2026-04-03; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 0.6% percentile
What changed
consecutive filings, newest first
- Accounts · 1,712 to 1,610Mar 27, 2025 to Mar 18, 2026
- Advisory employees · 4 to 5Mar 27, 2025 to Mar 18, 2026
- BD registered reps · 4 to 2Mar 27, 2025 to Mar 18, 2026
- Charity clients · 6.0 to unsetMar 27, 2025 to Mar 18, 2026
- HNW clients · 54 to 55Mar 27, 2025 to Mar 18, 2026
- Individual clients · 1,649 to 544Mar 27, 2025 to Mar 18, 2026
- Pension plan clients · unset to 7.0Mar 27, 2025 to Mar 18, 2026
- Employees · 9 to 10Mar 27, 2025 to Mar 18, 2026
- Discretionary RAUM · $335M to $340MMar 27, 2025 to Mar 18, 2026
- HNW RAUM · $98.1M to $104MMar 27, 2025 to Mar 18, 2026
- Individual RAUM · $269M to $269MMar 27, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $40.6M to $41.7MMar 27, 2025 to Mar 18, 2026
- Pension RAUM · $6.0M to $8.7MMar 27, 2025 to Mar 18, 2026
- RAUM · $376M to $382MMar 27, 2025 to Mar 18, 2026
- Wrap assets (manager) · $12.9M to $8.0MMar 27, 2025 to Mar 18, 2026
- Accounts · 1,019 to 1,712Nov 20, 2024 to Mar 27, 2025
- Advisory employees · 5 to 4Nov 20, 2024 to Mar 27, 2025
- BD registered reps · 5 to 4Nov 20, 2024 to Mar 27, 2025
- Charity clients · unset to 6.0Nov 20, 2024 to Mar 27, 2025
- HNW clients · 59 to 54Nov 20, 2024 to Mar 27, 2025
- Individual clients · 1,155 to 1,649Nov 20, 2024 to Mar 27, 2025
- Employees · 10 to 9Nov 20, 2024 to Mar 27, 2025
- Financial planning clients · 11-25 to 11-25Nov 20, 2024 to Mar 27, 2025
- State-registered IARs · 10 to 7Nov 20, 2024 to Mar 27, 2025
- Other offices · 7 to 4Nov 20, 2024 to Mar 27, 2025
- Discretionary RAUM · $345M to $335MNov 20, 2024 to Mar 27, 2025
- HNW RAUM · $85.4M to $98.1MNov 20, 2024 to Mar 27, 2025
- Individual RAUM · $256M to $269MNov 20, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $0 to $40.6MNov 20, 2024 to Mar 27, 2025
- Pension RAUM · $2.1M to $6.0MNov 20, 2024 to Mar 27, 2025
- RAUM · $345M to $376MNov 20, 2024 to Mar 27, 2025
- Wrap assets (manager) · $33.7M to $12.9MNov 20, 2024 to Mar 27, 2025
- Accounts · 1,177 to 1,019Nov 28, 2023 to Mar 24, 2024
- Advisory employees · 11 to 5Nov 28, 2023 to Mar 24, 2024
- BD registered reps · 11 to 5Nov 28, 2023 to Mar 24, 2024
- Business name · M••• J• S••••• F•••••••• S••••••• I•• to S••••• W••••• G••••Nov 28, 2023 to Mar 24, 2024
- HNW clients · 35 to 59Nov 28, 2023 to Mar 24, 2024
- Individual clients · 730 to 1,155Nov 28, 2023 to Mar 24, 2024
- Employees · 11 to 10Nov 28, 2023 to Mar 24, 2024
- Financial planning clients · 101-250 to 11-25Nov 28, 2023 to Mar 24, 2024
Signals
3 dated events
- B•••• O••••••• D••••••••• left S••••• W••••• G•••• for C••••••• P•••••••• I••• (registered 2025-02-12)Feb 10, 2025 · Advisor changed firm · fact
- E••••• S••••• left S••••• W••••• G•••• for L•• F•••••••• L•• (registered 2024-06-06)Jun 17, 2024 · Advisor changed firm · fact
- S••••• W••••• G•••• reported 6 offices beyond its principal office, up from 1 (2022-11-08 to 2023-03-16)Mar 16, 2023 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@snyderwealthgroup.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 631-289-4224reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 631-289-8130reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/snyder-wealth-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- snyderwealthgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 631-289-4224reportedpublic record, Form ADV, Apr 3, 2026
- Contact form
- snyderwealthgroup.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026