DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C•••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 28, 2012 · 18 filings
SEC status approved since Sep 20, 1983
RAUM
$356M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$356M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$119M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$356M as of Mar 26, 2026
Mar 28, 2012$191M then
HNW client RAUM$351M as of Mar 26, 2026
Mar 27, 2018$226M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Mar 28, 20120 then
Employees (5.A)3 as of Mar 26, 2026
Mar 27, 20134 then
Private funds: no history
RAUM +12% over the last fiscal year+2.4% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $119MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.5MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.6%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$351M99%
- Individuals$4.7M1.3%
- Individual clients
- 18reported
- HNW clients
- 47reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 136reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• M••••••••• M•••••• I•• | Center Valley, Pa | Aug 9, 1991 | 42 y | 0 |
| P•••• K•••••• M••••• | Center Valley, Pa | Jan 17, 2012 | 25 y | 2 |
| D••• E•••••••• M••• | Center Valley, Pa | Mar 3, 2025 | 31 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P•••• K•••••• M••••• to I••• A•••••••• I•••Sep 26, 2006 · Other
Joined, latest
- P•••• K•••••• M••••• from I••• A•••••••• I•••Jan 17, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••••• T•••••••• E••••• · Partner/Chief Compliance Officercontrolsince 09/2024 · owns 25% to 50%
- M•••••• P••••• K•••••• · Managing Partner/Chief Investment Officercontrolsince 09/2024 · owns 25% to 50%
- M•••••• J••••• M•••••••• · Partnersince 09/2024 · owns 10% to 25%
- R••••• M••••••• T••••• · Partnersince 09/2024 · owns 10% to 25%
- R••••• M••••••• E• · Partnersince 09/2024 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Center Valley, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 26, 2026HNW RAUM per HNW client of $7,467,745 against a peer median of $2,404,040 (4940 comparable advisers, 98.0th percentile, 3.4 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 138 to 136Jan 30, 2025 to Mar 26, 2026
- HNW clients · 49 to 47Jan 30, 2025 to Mar 26, 2026
- Individual clients · 15 to 18Jan 30, 2025 to Mar 26, 2026
- State-registered IARs · 2 to 3Jan 30, 2025 to Mar 26, 2026
- Discretionary RAUM · $317M to $356MJan 30, 2025 to Mar 26, 2026
- HNW RAUM · $314M to $351MJan 30, 2025 to Mar 26, 2026
- Individual RAUM · $3.5M to $4.7MJan 30, 2025 to Mar 26, 2026
- RAUM · $317M to $356MJan 30, 2025 to Mar 26, 2026
- Accounts · 133 to 138Oct 29, 2024 to Jan 30, 2025
- Business name · A••••• C•••••• M••••••••• I•• to A••••• C•••••• M••••••••• L••Oct 29, 2024 to Jan 30, 2025
- Individual clients · 10 to 15Oct 29, 2024 to Jan 30, 2025
- Pension plan clients · 2 to 0Oct 29, 2024 to Jan 30, 2025
- Financial planning clients · unset to Oct 29, 2024 to Jan 30, 2025
- HQ city · BETHLEHEM to CENTER VALLEYOct 29, 2024 to Jan 30, 2025
- Legal name · A••••• C•••••• M••••••••• I•• to A••••• C•••••• M••••••••• L••Oct 29, 2024 to Jan 30, 2025
- Discretionary RAUM · $324M to $317MOct 29, 2024 to Jan 30, 2025
- HNW RAUM · $303M to $314MOct 29, 2024 to Jan 30, 2025
- Individual RAUM · $3.3M to $3.5MOct 29, 2024 to Jan 30, 2025
- Pension RAUM · $17.9M to $0Oct 29, 2024 to Jan 30, 2025
- RAUM · $324M to $317MOct 29, 2024 to Jan 30, 2025
- Succession · true to falseOct 29, 2024 to Jan 30, 2025
- Organization form · Corporation to Limited Liability CompanyMar 26, 2024 to Oct 29, 2024
- Succession · false to trueMar 26, 2024 to Oct 29, 2024
- Accounts · 143 to 133Mar 29, 2023 to Mar 26, 2024
- Advisory employees · 4 to 3Mar 29, 2023 to Mar 26, 2024
- HNW clients · 54 to 49Mar 29, 2023 to Mar 26, 2024
- Pension plan clients · 9 to 2Mar 29, 2023 to Mar 26, 2024
- Employees · 4 to 3Mar 29, 2023 to Mar 26, 2024
- State-registered IARs · 3 to 2Mar 29, 2023 to Mar 26, 2024
- Discretionary RAUM · $331M to $324MMar 29, 2023 to Mar 26, 2024
- HNW RAUM · $262M to $303MMar 29, 2023 to Mar 26, 2024
- Individual RAUM · $3.1M to $3.3MMar 29, 2023 to Mar 26, 2024
- Pension RAUM · $66.3M to $17.9MMar 29, 2023 to Mar 26, 2024
- RAUM · $331M to $324MMar 29, 2023 to Mar 26, 2024
- Accounts · 144 to 143Mar 29, 2022 to Mar 29, 2023
- HNW clients · 53 to 54Mar 29, 2022 to Mar 29, 2023
- Individual clients · 12 to 10Mar 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $351M to $331MMar 29, 2022 to Mar 29, 2023
- HNW RAUM · $277M to $262MMar 29, 2022 to Mar 29, 2023
- Individual RAUM · $2.9M to $3.1MMar 29, 2022 to Mar 29, 2023
Signals
4 dated events
- Macpherson J•••• Iii M••••• (President/Chief Compliance Officer) no longer on Schedule A of A••••• C•••••• M••••••••• L•• (listed 2024-03-26, absent 2024-10-29)Oct 29, 2024 · Control person left · inference
- A••••• C•••••• M••••••••• I•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 29, 2024 · Succession (Item 4) · fact
- Kinsley Peter M••••• (Managing Partner/Chief Investment Officer) appeared on Schedule A of A••••• C•••••• M••••••••• L••Oct 29, 2024 · Control person joined · fact
- E••••• T••••••• E••••••••• (Partner/Chief Compliance Officer) appeared on Schedule A of A••••• C•••••• M••••••••• L••Oct 29, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 610-997-0757reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 610-997-3777reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- a•••••••••.netreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-997-3777reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $119Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026