DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••• F•••••••• G••••
Legal name W••• A••••••• I•••••••••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 19 filings
SEC status approved since Sep 17, 1991
RAUM
$397M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$397M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$397M as of Mar 30, 2026
Mar 30, 2012$115M then
HNW client RAUM$23.5M as of Mar 30, 2026
Mar 13, 2018$60.7M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)8 as of Mar 30, 2026
Mar 8, 20134 then
Private funds: no history
RAUM +7.0% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 224derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.8MderivedHNW RAUM over HNW clients
- Average account
- $209,494derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$374M94%
- High-net-worth individuals$23.5M5.9%
- Individual clients
- 671reported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,896reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• M•••••• V•••••• | Bloomington, Mn | Jan 13, 2014 | 16 y | 0 |
| G••• S•••• W••• | Bloomington, Mn | Jan 1, 2026 | 28 y | 0 |
| M•••••• G••••• B•••••••Certified Financial Planner | Bloomington, Mn | Jan 1, 2026 | 36 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M••••••• G••••• · Coocontrolsince 01/2005 · owns 25% to 50%
- G•••••• T••••••• R••••• · Ccocontrolsince 07/2016 · owns 10% to 25%
- W•••• G•••• S•••• · Ceocontrolsince 01/2005 · owns 25% to 50%
- V••••••• D••••• M•••••• · Partnersince 01/2020 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomington, Mn · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,870 to 1,896Mar 28, 2025 to Mar 30, 2026
- HNW clients · 1 to 2Mar 28, 2025 to Mar 30, 2026
- Individual clients · 663 to 671Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $353M to $377MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $14.9M to $23.5MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $356M to $374MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $17.8M to $19.9MMar 28, 2025 to Mar 30, 2026
- RAUM · $371M to $397MMar 28, 2025 to Mar 30, 2026
- Accounts · 1,804 to 1,870Mar 28, 2024 to Mar 28, 2025
- Individual clients · 638 to 663Mar 28, 2024 to Mar 28, 2025
- Employees · 7 to 8Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · More than 500 to More than 500Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $302M to $353MMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $13.1M to $14.9MMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $303M to $356MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $14.0M to $17.8MMar 28, 2024 to Mar 28, 2025
- RAUM · $316M to $371MMar 28, 2024 to Mar 28, 2025
- Accounts · 1,939 to 1,804Mar 31, 2023 to Mar 28, 2024
- HNW clients · 2 to 1Mar 31, 2023 to Mar 28, 2024
- Individual clients · 662 to 638Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $275M to $302MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $15.6M to $13.1MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $280M to $303MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $20.6M to $14.0MMar 31, 2023 to Mar 28, 2024
- RAUM · $295M to $316MMar 31, 2023 to Mar 28, 2024
- Accounts · 1,865 to 1,939Mar 31, 2022 to Mar 31, 2023
- Individual clients · 613 to 662Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $292M to $275MMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $19.0M to $15.6MMar 31, 2022 to Mar 31, 2023
- Individual RAUM · $302M to $280MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $28.6M to $20.6MMar 31, 2022 to Mar 31, 2023
- RAUM · $321M to $295MMar 31, 2022 to Mar 31, 2023
- Accounts · 1,706 to 1,865Mar 31, 2021 to Mar 31, 2022
- Individual clients · 585 to 613Mar 31, 2021 to Mar 31, 2022
- Employees · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $255M to $292MMar 31, 2021 to Mar 31, 2022
- HNW RAUM · $19.8M to $19.0MMar 31, 2021 to Mar 31, 2022
- Individual RAUM · $270M to $302MMar 31, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $34.8M to $28.6MMar 31, 2021 to Mar 31, 2022
- RAUM · $290M to $321MMar 31, 2021 to Mar 31, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-927-9322reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 952-837-0011reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 952-837-3200reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- W•••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 952-837-3200reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026