DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bruni J V & Co
Latest filing Mar 19, 2026
First filing on the tape Dec 7, 2011 · 39 filings
SEC status approved since Sep 3, 1992
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$899M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.1B
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$1.1B as of Mar 19, 2026
Mar 21, 2012$386M then
HNW client RAUM$831M as of Mar 19, 2026
Mar 22, 2018$468M then
State-registered IARs (5.B.3)2 as of Mar 19, 2026
Mar 21, 20120 then
Employees (5.A)5 as of Mar 19, 2026
Mar 21, 20135 then
Private funds: no history
RAUM +16% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 386derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$831M76%
- Corporations and businesses$186M17%
- Individuals$67.6M6.2%
- Pension and profit-sharing plans$12.2M1.1%
- Charitable organizations$1.4M0.1%
- Individual clients
- 123reported
- HNW clients
- 263reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 662reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jerome Vincent Bruni | Colorado Springs, Co | Jan 14, 1993 | 41 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Michael Howard Rivers to Athena Capital ManagementFeb 8, 2005 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Roy John Brock · Vice Presidentcontrolsince 11/2004 · owns less than 5%
- Vincent Jerome Bruni · President,Treasurer,Director,Portfolio Manager, Chief Compliance Officercontrolsince 06/1992 · owns 75% or more
- Maryellen Telck · Vice Presidentcontrolsince 03/2022 · owns less than 5%
- Sue Pamela Bruni · Secretarysince 06/1992 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 19, 2026BRUNI, JEROME, VINCENT (PRESIDENT,TREASURER,DIRECTOR,PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-03-30 and 2026-03-19peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 653 to 662Oct 21, 2025 to Mar 19, 2026
- HNW clients · 245 to 263Oct 21, 2025 to Mar 19, 2026
- Individual clients · 140 to 123Oct 21, 2025 to Mar 19, 2026
- Discretionary RAUM · $947M to $1.1BOct 21, 2025 to Mar 19, 2026
- HNW RAUM · $703M to $831MOct 21, 2025 to Mar 19, 2026
- Individual RAUM · $75.7M to $67.6MOct 21, 2025 to Mar 19, 2026
- Pension RAUM · $10.0M to $12.2MOct 21, 2025 to Mar 19, 2026
- RAUM · $947M to $1.1BOct 21, 2025 to Mar 19, 2026
- Accounts · 658 to 653Oct 29, 2024 to Apr 17, 2025
- HNW clients · 240 to 245Oct 29, 2024 to Apr 17, 2025
- Individual clients · 148 to 140Oct 29, 2024 to Apr 17, 2025
- Financial planning clients · unset to Oct 29, 2024 to Apr 17, 2025
- Discretionary RAUM · $865M to $947MOct 29, 2024 to Apr 17, 2025
- HNW RAUM · $635M to $703MOct 29, 2024 to Apr 17, 2025
- Individual RAUM · $75.4M to $75.7MOct 29, 2024 to Apr 17, 2025
- Pension RAUM · $10.8M to $10.0MOct 29, 2024 to Apr 17, 2025
- RAUM · $865M to $947MOct 29, 2024 to Apr 17, 2025
- Accounts · 652 to 658Oct 23, 2023 to Mar 20, 2024
- HNW clients · 228 to 240Oct 23, 2023 to Mar 20, 2024
- Individual clients · 156 to 148Oct 23, 2023 to Mar 20, 2024
- Discretionary RAUM · $748M to $865MOct 23, 2023 to Mar 20, 2024
- HNW RAUM · $538M to $635MOct 23, 2023 to Mar 20, 2024
- Individual RAUM · $78.0M to $75.4MOct 23, 2023 to Mar 20, 2024
- Pension RAUM · $9.4M to $10.8MOct 23, 2023 to Mar 20, 2024
- RAUM · $748M to $865MOct 23, 2023 to Mar 20, 2024
- Accounts · 644 to 652Feb 14, 2023 to Mar 20, 2023
- Corporate clients · 5 to 0Feb 14, 2023 to Mar 20, 2023
- HNW clients · 244 to 228Feb 14, 2023 to Mar 20, 2023
- Individual clients · 143 to 156Feb 14, 2023 to Mar 20, 2023
- Discretionary RAUM · $842M to $748MFeb 14, 2023 to Mar 20, 2023
- HNW RAUM · $618M to $538MFeb 14, 2023 to Mar 20, 2023
- Individual RAUM · $74.1M to $78.0MFeb 14, 2023 to Mar 20, 2023
- Pension RAUM · $10.9M to $9.4MFeb 14, 2023 to Mar 20, 2023
- RAUM · $842M to $748MFeb 14, 2023 to Mar 20, 2023
- Corporate clients · 0.0 to unsetMar 20, 2023 to Mar 20, 2023
- Accounts · 652 to 644Mar 24, 2021 to Mar 29, 2022
- Charity clients · 5.0 to unsetMar 24, 2021 to Mar 29, 2022
- Corporate clients · 7 to 5Mar 24, 2021 to Mar 29, 2022
- HNW clients · 210 to 244Mar 24, 2021 to Mar 29, 2022
- Individual clients · 181 to 143Mar 24, 2021 to Mar 29, 2022
Signals
2 dated events
- Feldt Sarah Roach (Vice President) no longer on Schedule A of Bruni J V & Co (listed 2022-03-29, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Maryellen Telck (Vice President) appeared on Schedule A of Bruni J V & CoMar 30, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 719-575-9880reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-748-3409reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- JVBRUNI.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 719-575-9880reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026