DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Edgewood Management LLC
Latest filing Jul 30, 2026
First filing on the tape Mar 30, 2012 · 25 filings
SEC status approved since May 8, 1974
RAUM
$22B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
24%
$5.1B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$11B
derived; firm RAUM over IAPD count
Employees
41
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$22B as of Jul 30, 2026
Mar 30, 2012$6.3B then
HNW client RAUM$1.5B as of Jul 30, 2026
Mar 29, 2018$1.3B then
State-registered IARs (5.B.3)1 as of Jul 30, 2026
Jan 31, 20131 then
Employees (5.A)41 as of Jul 30, 2026
Jan 31, 201335 then
Private funds: no history
RAUM -40% over the last fiscal year-9.2% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $11BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 421derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $20.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 20.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -40%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -15%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $84.7M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$9.0B42%
- Individuals$3.7B17%
- Pooled investment vehicles$3.1B14%
- Corporations and businesses$1.8B8.2%
- Charitable organizations$1.5B6.8%
- High-net-worth individuals$1.5B6.8%
- Pension and profit-sharing plans$598M2.8%
- State and municipal entities$414M1.9%
- Individual clients
- 616reported
- HNW clients
- 226reported
- Pension plan clients
- 13reported
- Charitable clients
- 68reported
- Accounts
- 1,070reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $92.8M managedreported
- Custody of client assets
- $84.7M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.24 fund_share=0.56 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nicholas Andrew StephensChartered Financial Analyst | Greenwich, Ct | Feb 15, 2013 | 42 y | 0 |
| Scott Douglas Edwardson | Greenwich, Ct | Jan 26, 2024 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Whitman Alan Breed · Co-President & Managing Member Of Board Of Managerscontrolsince 01/2006 · owns less than 5%
- William James Carrier · Board Of Managerscontrolsince 01/2006 · owns less than 5%
- Gardiner Lawrence Creel · Co-President, Member Of Board Of Managerscontrolsince 01/2006 · owns less than 5%
- Douglas Scott Edwardson · Board Of Managerscontrolsince 01/2017 · owns less than 5%
- Manouchehr Alexander Farman-Farmaian · Vice Chairman & Membercontrolsince 01/2006 · owns 10% to 25%
- Ann Olivia Fleming · Chief Legal Officer, Secretary, Member Of Board Of Managerscontrolsince 01/2019 · owns less than 5%
- Lee Raymond Jaeger · Board Of Managerscontrolsince 01/2023 · owns less than 5%
- Howard Peter Jennison · Membercontrolsince 01/2006 · owns 5% to 10%
- Marie Julianne Mulhall · Chief Compliance Officer, Member Of Board Of Managerscontrolsince 02/2022 · owns less than 5%
- Nmn Fausto Rotundo · Chief Financial Officer, Member Of Board Of Managers, Chief Operating Officercontrolsince 01/2006 · owns less than 5%
- Ryan Kevin Seth · Board Of Managerscontrolsince 01/2006 · owns less than 5%
- Andrew Nicholas Stephens · Board Of Managerscontrolsince 01/2006 · owns less than 5%
- Whitman Alan Breed · President, Managing Director & Stockholdercontrolsince 02/1994 · owns 25% to 50% of Edgewood Management Company I, Inc.
Entity owners
- Edgewood Management · Memberdirect · owns 75% or more
- Edgewood Management Company I, Inc. · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Breed, Alan, Whitmanpooled vehicle sponsory
- Farman-Farmaian, Alexander, Manouchehrpooled vehicle sponsory
- Fleming, Olivia, Annpooled vehicle sponsory
- Rotundo, Fausto, Nmnpooled vehicle sponsory
- Seth, Kevin, Ryanpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwich, Ct · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY13 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 30, 2026FARMAN-FARMAIAN, ALEXANDER, MANOUCHEHR (VICE CHAIRMAN & MEMBER) left Schedule A between the filings of 2024-03-29 and 2026-07-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 30, 2026JAEGER, RAYMOND, LEE (BOARD OF MANAGERS) left Schedule A between the filings of 2024-03-29 and 2026-07-30peers: independent wealth managers, $20B and over (84)
- RAUM down 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $35,937,415,715 to $21,516,592,879 (-40.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +16.0% (80 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $20B and over (80) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1,351 to 1,070Mar 28, 2025 to Mar 27, 2026
- Charity clients · 124 to 68Mar 28, 2025 to Mar 27, 2026
- Corporate clients · 194 to 131Mar 28, 2025 to Mar 27, 2026
- HNW clients · 273 to 226Mar 28, 2025 to Mar 27, 2026
- Individual clients · 722 to 616Mar 28, 2025 to Mar 27, 2026
- Pension plan clients · 15 to 13Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 13 to 8Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $94.3M to $84.7MMar 28, 2025 to Mar 27, 2026
- Employees · 42 to 41Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $36B to $22BMar 28, 2025 to Mar 27, 2026
- HNW RAUM · $1.7B to $1.5BMar 28, 2025 to Mar 27, 2026
- Individual RAUM · $4.4B to $3.7BMar 28, 2025 to Mar 27, 2026
- Pension RAUM · $959M to $598MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $4.4B to $3.1BMar 28, 2025 to Mar 27, 2026
- RAUM · $36B to $22BMar 28, 2025 to Mar 27, 2026
- Wrap assets (manager) · $93.9M to $92.8MMar 28, 2025 to Mar 27, 2026
- Accounts · 1,480 to 1,351Mar 29, 2024 to Mar 28, 2025
- Charity clients · 142 to 124Mar 29, 2024 to Mar 28, 2025
- Corporate clients · 221 to 194Mar 29, 2024 to Mar 28, 2025
- HNW clients · 285 to 273Mar 29, 2024 to Mar 28, 2025
- Individual clients · 784 to 722Mar 29, 2024 to Mar 28, 2025
- Pension plan clients · 21 to 15Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 14 to 13Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $126M to $94.3MMar 29, 2024 to Mar 28, 2025
- Employees · 40 to 42Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $36B to $36BMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $1.6B to $1.7BMar 29, 2024 to Mar 28, 2025
- Individual RAUM · $4.0B to $4.4BMar 29, 2024 to Mar 28, 2025
- Pension RAUM · $1.0B to $959MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.5B to $4.4BMar 29, 2024 to Mar 28, 2025
- RAUM · $36B to $36BMar 29, 2024 to Mar 28, 2025
- Wrap assets (manager) · $110M to $93.9MMar 29, 2024 to Mar 28, 2025
- Accounts · 1,600 to 1,480Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 11 to 13Mar 31, 2023 to Mar 29, 2024
- Charity clients · 152 to 142Mar 31, 2023 to Mar 29, 2024
- Corporate clients · 249 to 221Mar 31, 2023 to Mar 29, 2024
- HNW clients · 317 to 285Mar 31, 2023 to Mar 29, 2024
- Individual clients · 830 to 784Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 23 to 21Mar 31, 2023 to Mar 29, 2024
Signals
8 dated events
- Edgewood Management Llc reported RAUM $21.5B, down 40% from $35.9B (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Douglas Scott Edwardson (Board Of Managers) appeared on Schedule A of Edgewood Management LlcMar 29, 2024 · Control person joined · fact
- Lee Raymond Jaeger (Board Of Managers) appeared on Schedule A of Edgewood Management LlcMar 29, 2024 · Control person joined · fact
- Edgewood Management Llc reported RAUM $28.8B, down 54% from $61.9B (2022-03-14 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Edgewood Management Llc reported RAUM $51.4B, up 50% from $34.2B (2020-06-12 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Marie Donna Colon (Secretary & Member Of Board Of Managers) no longer on Schedule A of Edgewood Management Llc (listed 2020-06-12, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Edgewood Management Llc reported RAUM $34.2B, up 37% from $25.0B (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Edgewood Management Llc reported RAUM $23.4B, up 50% from $15.6B (2017-05-11 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Edgewood Management LLC · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- jcarrier@edgewood.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 203-769-7611reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-652-9100reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 203-769-7606reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/EDGEWOOD-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- EDGEWOOD.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-769-7606reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- EDGEWOOD.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- EDGEWOOD.COM/team/partnersreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $11Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026