DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Del Monte Group, LLC

Former SEC-registered adviserCRD 106669SEC 801-42165IAPD
Legal name Del Monte Group LLC
Latest filing Apr 18, 2024
First filing on the tape Mar 29, 2012 · 26 filings
RAUM
$308M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
100%
$308M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$308M as of Mar 29, 2024
Mar 29, 2012$106M then
HNW client RAUM$138M as of Mar 29, 2024
Mar 18, 2020$101M then
State-registered IARs (5.B.3)4 as of Mar 29, 2024
Mar 29, 20120 then
Employees (5.A)5 as of Mar 29, 2024
Apr 1, 20133 then
Private funds: no history
RAUM +40% over the last fiscal year+20% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Apr 18, 2024; every figure names its basis
RAUM per advisor
$76.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
74derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.0MderivedHNW RAUM over HNW clients
Average account
$331,506derivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+40%derivedbetween the last two annual amendments
Advisor growth, one year
+33%derivedItem 5.B.3 between annual amendments
Client growth, one year
+13%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$169M55%
  • High-net-worth individuals$138M45%
Individual clients
161reported
HNW clients
136reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
928reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M Richard Del Monte · President / Managing Membercontrol
      since 08/1992 · owns 75% or more
    • Marie Angela Wright · Partner / Chief Operating Officer / Chief Compliance Officer / Membercontrol
      since 06/2008 · owns 10% to 25%
    • Ann Ingrid Delmonte · Limited Partner / Member
      since 01/2012 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Alamo, Ca000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 730 to 928
      Nov 10, 2023 to Mar 29, 2024
    • Advisory activities · 4 to 3
      Nov 10, 2023 to Mar 29, 2024
    • HNW clients · 69 to 136
      Nov 10, 2023 to Mar 29, 2024
    • Individual clients · 193 to 161
      Nov 10, 2023 to Mar 29, 2024
    • Employees · 3 to 5
      Nov 10, 2023 to Mar 29, 2024
    • State-registered IARs · 3 to 4
      Nov 10, 2023 to Mar 29, 2024
    • Discretionary RAUM · $213M to $283M
      Nov 10, 2023 to Mar 29, 2024
    • HNW RAUM · $159M to $138M
      Nov 10, 2023 to Mar 29, 2024
    • Individual RAUM · $59.9M to $169M
      Nov 10, 2023 to Mar 29, 2024
    • Non-discretionary RAUM · $6.2M to $24.2M
      Nov 10, 2023 to Mar 29, 2024
    • RAUM · $219M to $308M
      Nov 10, 2023 to Mar 29, 2024
    • Accounts · 744 to 730
      Mar 31, 2021 to Mar 12, 2022
    • HNW clients · 63 to 69
      Mar 31, 2021 to Mar 12, 2022
    • Individual clients · 215 to 193
      Mar 31, 2021 to Mar 12, 2022
    • Discretionary RAUM · $174M to $213M
      Mar 31, 2021 to Mar 12, 2022
    • HNW RAUM · $119M to $159M
      Mar 31, 2021 to Mar 12, 2022
    • Individual RAUM · $59.9M to $59.9M
      Mar 31, 2021 to Mar 12, 2022
    • Non-discretionary RAUM · $4.9M to $6.2M
      Mar 31, 2021 to Mar 12, 2022
    • RAUM · $179M to $219M
      Mar 31, 2021 to Mar 12, 2022
    • Accounts · 264 to 744
      Jun 30, 2020 to Mar 23, 2021
    • Individual clients · 173 to 215
      Jun 30, 2020 to Mar 23, 2021
    • Employees · 4 to 3
      Jun 30, 2020 to Mar 23, 2021
    • Discretionary RAUM · $140M to $174M
      Jun 30, 2020 to Mar 23, 2021
    • HNW RAUM · $101M to $119M
      Jun 30, 2020 to Mar 23, 2021
    • Individual RAUM · $43.2M to $59.9M
      Jun 30, 2020 to Mar 23, 2021
    • Non-discretionary RAUM · $4.0M to $4.9M
      Jun 30, 2020 to Mar 23, 2021
    • RAUM · $144M to $179M
      Jun 30, 2020 to Mar 23, 2021
    • Accounts · 223 to 264
      Oct 16, 2019 to Mar 18, 2020
    • HNW clients · 60 to 63
      Oct 16, 2019 to Mar 18, 2020
    • Individual clients · 181 to 173
      Oct 16, 2019 to Mar 18, 2020
    • Other offices · 1 to 0
      Oct 16, 2019 to Mar 18, 2020
    • Discretionary RAUM · $124M to $140M
      Oct 16, 2019 to Mar 18, 2020
    • HNW RAUM · $77.9M to $101M
      Oct 16, 2019 to Mar 18, 2020
    • Individual RAUM · $48.2M to $43.2M
      Oct 16, 2019 to Mar 18, 2020
    • Non-discretionary RAUM · $2.4M to $4.0M
      Oct 16, 2019 to Mar 18, 2020
    • RAUM · $126M to $144M
      Oct 16, 2019 to Mar 18, 2020
    • HNW clients · unset to 60.0
      Mar 21, 2019 to Oct 16, 2019
    • Individual clients · 212 to 181
      Mar 21, 2019 to Oct 16, 2019
    • HNW RAUM · unset to 77917184.0
      Mar 21, 2019 to Oct 16, 2019
    • Individual RAUM · $126M to $48.2M
      Mar 21, 2019 to Oct 16, 2019
    Signals
    4 dated events
    • Richard M Del Monte left Del Monte Group, Llc for Allworth Financial, L.P. (registered 2026-01-12)
      Jun 13, 2024 · Advisor changed firm · fact
    • Angela Marie Wright left Del Monte Group, Llc for Gemmer Asset Management Llc (registered 2024-05-09)
      Jun 13, 2024 · Advisor changed firm · fact
    • Leonardo Sepulveda Bojorquez left Del Monte Group, Llc for Allworth Financial, L.P. (registered 2024-06-06)
      Jun 12, 2024 · Advisor changed firm · fact
    • 2 advisors left Del Monte Group, LLC (Alamo, CA) for Allworth Financial, L.P. a day apart
      Jun 12, 2024 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026