DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Alamo Capital

Independent wealth managerWalnut Creek, CaliforniaCRD 26193SEC 801-135291websiteIAPD
Latest filing Sep 10, 2026
First filing on the tape Mar 13, 2026 · 2 filings
SEC status approved since Apr 2, 2026
RAUM
$104M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
77%
$79.5M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$17.3M
derived; firm RAUM over IAPD count
Employees
20
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$104M as of Sep 10, 2026
Mar 13, 2026$104M then
HNW client RAUM$79.5M as of Sep 10, 2026
Mar 13, 2026$79.5M then
State-registered IARs (5.B.3)7 as of Sep 10, 2026
Mar 13, 20267 then
Employees (5.A)20 as of Sep 10, 2026
Mar 13, 202620 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$17.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$5.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.3derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$79.5M77%
  • Charitable organizations$24.1M23%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
19reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.77 fund_share=0.0 institutional_share=0.23 related_bd=true related_bank=false bd_reps=18.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Nancy Ann Ruehle MullallyWalnut Creek, Ca Nov 19, 199839 y0
Mazda John SadeghiWalnut Creek, CaOct 5, 200535 y0
Allison Victoria Kent-AsterWalnut Creek, CaMay 7, 200928 y0
Adam James GoldWalnut Creek, CaJun 10, 200917 y0
William John MullallyWalnut Creek, Ca Feb 24, 201038 y0
Nicholas Paul MullallyWalnut Creek, CaDec 9, 201117 y0
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Walnut Creek, Ca · principal601
Chicago, Il200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • high employee count relative to advisorsStatic outlier · filing Sep 10, 2026
    employees per registered advisor of 3.3 against a peer median of 1.2 (1313 comparable advisers, 98.0th percentile, 7.2 robust deviations)
    peers: independent wealth managers, $100M to $500M (1,313) · 98% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Financial planning clients · 0 to 0
    Mar 13, 2026 to Sep 10, 2026
  • Succession · false to unset
    Mar 13, 2026 to Sep 10, 2026
Signals
2 dated events
  • Joseph Dubose left Alamo Capital for Strategic Advisers Llc (registered 2026-03-06)
    Oct 27, 2025 · Advisor changed firm · fact
  • Leonardo Sepulveda Bojorquez left Alamo Capital for Del Monte Group, Llc (registered 2022-10-19)
    Mar 2, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
information@alamocapital.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
877-682-5266reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
925-472-3909reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
925-472-5700reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/alamo-capitalreportedpublic record, Form ADV, Sep 17, 2026
Website
ALAMOCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
925-472-5700reportedpublic record, Form ADV, Sep 10, 2026
Contact form
alamocapital.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Team page
alamocapital.com/peoplereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$17.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026