DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

G•••••••• I••••••••• M••••••••• C•••

Independent wealth managerGlen Rock, New JerseyCRD 106679SEC 801-44798website IAPD

Latest filing Sep 9, 2026

First filing on the tape Mar 29, 2012 · 30 filings

SEC status approved since Sep 24, 1993

RAUM

$54.7M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

80%

$43.6M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$27.4M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

30 filings and snapshots on the tape

RAUM$54.7M as of Mar 24, 2026

Mar 29, 2012$270M then

HNW client RAUM$40.3M as of Mar 24, 2026

Mar 29, 2018$43.2M then

State-registered IARs (5.B.3)1 as of Mar 24, 2026

Jan 16, 20130 then

Employees (5.A)1 as of Mar 24, 2026

Jan 16, 20136 then

Private funds: no history

RAUM -15% over the last fiscal year-7.0% a year over threeIARs 2 to 1

Practice profile

derived from the filing of Sep 9, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $27.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 15derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.5MderivedHNW RAUM over HNW clients
Average account: $1.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 0.5derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -15%derivedbetween the last two annual amendments
Advisor growth, one year: -50%derivedItem 5.B.3 between annual amendments
Client growth, one year: -12%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Wrap fee program: participatesreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$40.3M74%
Charitable organizations$11.1M20%
Individuals$3.3M6.0%

Individual clients: 13reported
HNW clients: 16reported
Pension plan clients: 0reported
Charitable clients: 1reported
Accounts: 30reported
Financial planning clients: 0reported
Wrap fee programs: $0 sponsored, $6.1M managedreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.8 fund_share=0.0 institutional_share=0.2 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
R••••• P••• G••••••••Chartered Financial Analyst	Glen Rock, Nj	Jan 1, 2026	33 y	2
T••••••• M• G••••••••Chartered Financial Analyst	Paramus, Nj	Jan 1, 2026	33 y	2

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G••••••••• R•••••• P••• · President/ Chief Compliance Officercontrol
since 07/1993 · owns 75% or more
G••••••••• T•••••••• M• · Vice President
since 12/2019 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Financial planning clients · 0 to 0
Mar 24, 2026 to Sep 9, 2026
HQ city · PARAMUS to GLEN ROCK
Mar 24, 2026 to Sep 9, 2026
Related adviser · false to unset
Mar 24, 2026 to Sep 9, 2026
Related bank · false to unset
Mar 24, 2026 to Sep 9, 2026
Related broker-dealer · false to unset
Mar 24, 2026 to Sep 9, 2026
Related insurance company · false to unset
Mar 24, 2026 to Sep 9, 2026
Succession · false to unset
Mar 24, 2026 to Sep 9, 2026
Accounts · 34 to 30
May 27, 2025 to Mar 24, 2026
Advisory employees · 2 to 1
May 27, 2025 to Mar 24, 2026
HNW clients · 20 to 16
May 27, 2025 to Mar 24, 2026
Employees · 2 to 1
May 27, 2025 to Mar 24, 2026
State-registered IARs · 2 to 1
May 27, 2025 to Mar 24, 2026
Discretionary RAUM · $64.7M to $54.7M
May 27, 2025 to Mar 24, 2026
HNW RAUM · $52.4M to $40.3M
May 27, 2025 to Mar 24, 2026
Individual RAUM · $2.9M to $3.3M
May 27, 2025 to Mar 24, 2026
Pooled vehicle RAUM · unset to 0.0
May 27, 2025 to Mar 24, 2026
RAUM · $64.7M to $54.7M
May 27, 2025 to Mar 24, 2026
Financial planning clients · 0 to 0
Mar 28, 2025 to May 27, 2025
Accounts · 37 to 34
Mar 26, 2024 to Mar 28, 2025
Advisory employees · 3 to 2
Mar 26, 2024 to Mar 28, 2025
Charity clients · 2 to 1
Mar 26, 2024 to Mar 28, 2025
Corporate clients · unset to 0.0
Mar 26, 2024 to Mar 28, 2025
HNW clients · 22 to 20
Mar 26, 2024 to Mar 28, 2025
Pooled vehicle clients · unset to 0.0
Mar 26, 2024 to Mar 28, 2025
Employees · 3 to 2
Mar 26, 2024 to Mar 28, 2025
Discretionary RAUM · $76.9M to $64.7M
Mar 26, 2024 to Mar 28, 2025
HNW RAUM · $63.6M to $52.4M
Mar 26, 2024 to Mar 28, 2025
Individual RAUM · $3.4M to $2.9M
Mar 26, 2024 to Mar 28, 2025
RAUM · $76.9M to $64.7M
Mar 26, 2024 to Mar 28, 2025
Wrap assets (manager) · $5.8M to $6.1M
Mar 26, 2024 to Mar 28, 2025
Accounts · 47 to 37
Mar 20, 2023 to Mar 26, 2024
Charity clients · 4 to 2
Mar 20, 2023 to Mar 26, 2024
HNW clients · 20 to 22
Mar 20, 2023 to Mar 26, 2024
Individual clients · 22 to 13
Mar 20, 2023 to Mar 26, 2024
Pension plan clients · 1 to 0
Mar 20, 2023 to Mar 26, 2024
Discretionary RAUM · $68.1M to $76.9M
Mar 20, 2023 to Mar 26, 2024
HNW RAUM · $51.4M to $63.6M
Mar 20, 2023 to Mar 26, 2024
Individual RAUM · $5.7M to $3.4M
Mar 20, 2023 to Mar 26, 2024
Pension RAUM · $1.1M to $0
Mar 20, 2023 to Mar 26, 2024
RAUM · $68.1M to $76.9M
Mar 20, 2023 to Mar 26, 2024

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 201-291-7888reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 201-291-9777reportedpublished by the firm, firm site, Sep 16, 2026
Website: G••••••••IM.COMreportedpublic record, Form ADV, Sep 9, 2026
Principal office phone: 201-291-7888reportedpublic record, Form ADV, Sep 9, 2026
Contact form: g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $27.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026