DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• D•••• I••••••••• C•••••••••
Latest filing Mar 20, 2026
First filing on the tape Feb 6, 2012 · 17 filings
SEC status approved since Aug 20, 1991
RAUM
$154M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$147M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$76.8M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$154M as of Mar 20, 2026
Feb 6, 2012$91.0M then
HNW client RAUM$147M as of Mar 20, 2026
Jan 30, 2018$96.1M then
State-registered IARs (5.B.3)2 as of Mar 20, 2026
Feb 6, 20120 then
Employees (5.A)2 as of Mar 20, 2026
Feb 5, 20131 then
Private funds: no history
RAUM -9.4% over the last fiscal year+6.0% a year over threeIARs 0 to 2
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $76.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.0MderivedHNW RAUM over HNW clients
- Average account
- $6.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$147M96%
- Charitable organizations$4.2M2.7%
- Pension and profit-sharing plans$1.9M1.3%
- Individual clients
- 0reported
- HNW clients
- 21reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• H•••• D•••• | Los Angeles, Ca | Jul 8, 1997 | 34 y | 0 |
| R••••• J•••• T•••••• | Los Angeles, Ca | Jun 24, 2025 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• R••••••• H•••• · President, Chief Compliance Officer, Trustee Of T•• D•••• F••••• T••••controlsince 03/1992 · owns less than 5%
- D••••• R••••••• H•••• · Trustee And Beneficial Ownercontrolsince 09/2013 · owns F of T•• D•••• F••••• T••••
- D••••• J••••• K•••••••• · Vice President, Administration, Trustee Of T•• D•••• F••••• T••••since 03/1992 · owns less than 5%
- D••••• J••••• K•••••••• · Trustee And Beneficial Ownersince 09/2013 · owns F of T•• D•••• F••••• T••••
Entity owners
- T•• D•••• F••••• T•••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 20, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-03-05, yes on the filing of 2026-03-20peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 29 to 25Mar 5, 2025 to Mar 20, 2026
- Advisory employees · 1 to 2Mar 5, 2025 to Mar 20, 2026
- Advisory activities · 2 to 3Mar 5, 2025 to Mar 20, 2026
- HNW clients · 24 to 21Mar 5, 2025 to Mar 20, 2026
- Pension plan clients · 3 to 2Mar 5, 2025 to Mar 20, 2026
- Employees · 1 to 2Mar 5, 2025 to Mar 20, 2026
- State-registered IARs · 0 to 2Mar 5, 2025 to Mar 20, 2026
- Discretionary RAUM · $169M to $153MMar 5, 2025 to Mar 20, 2026
- HNW RAUM · $162M to $147MMar 5, 2025 to Mar 20, 2026
- Pension RAUM · $3.5M to $1.9MMar 5, 2025 to Mar 20, 2026
- RAUM · $169M to $154MMar 5, 2025 to Mar 20, 2026
- Accounts · 30 to 29Mar 13, 2024 to Mar 5, 2025
- Financial planning clients · unset to Mar 13, 2024 to Mar 5, 2025
- Discretionary RAUM · $166M to $169MMar 13, 2024 to Mar 5, 2025
- HNW RAUM · $159M to $162MMar 13, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $269,790 to $150,000Mar 13, 2024 to Mar 5, 2025
- Pension RAUM · $3.5M to $3.5MMar 13, 2024 to Mar 5, 2025
- RAUM · $167M to $169MMar 13, 2024 to Mar 5, 2025
- Discretionary RAUM · $129M to $166MMar 13, 2023 to Mar 13, 2024
- HNW RAUM · $122M to $159MMar 13, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $286,004 to $269,790Mar 13, 2023 to Mar 13, 2024
- Pension RAUM · $3.5M to $3.5MMar 13, 2023 to Mar 13, 2024
- RAUM · $129M to $167MMar 13, 2023 to Mar 13, 2024
- Discretionary RAUM · $158M to $129MJan 28, 2022 to Mar 13, 2023
- HNW RAUM · $150M to $122MJan 28, 2022 to Mar 13, 2023
- Non-discretionary RAUM · $312,140 to $286,004Jan 28, 2022 to Mar 13, 2023
- Pension RAUM · $4.4M to $3.5MJan 28, 2022 to Mar 13, 2023
- RAUM · $158M to $129MJan 28, 2022 to Mar 13, 2023
- Accounts · 31 to 30Mar 9, 2021 to Jan 28, 2022
- HNW clients · 25 to 24Mar 9, 2021 to Jan 28, 2022
- Discretionary RAUM · $137M to $158MMar 9, 2021 to Jan 28, 2022
- HNW RAUM · $129M to $150MMar 9, 2021 to Jan 28, 2022
- Non-discretionary RAUM · $287,456 to $312,140Mar 9, 2021 to Jan 28, 2022
- Pension RAUM · $4.8M to $4.4MMar 9, 2021 to Jan 28, 2022
- RAUM · $137M to $158MMar 9, 2021 to Jan 28, 2022
- Accounts · 33 to 31Jun 23, 2020 to Mar 9, 2021
- HNW clients · 27 to 25Jun 23, 2020 to Mar 9, 2021
- State-registered IARs · 1 to 0Jun 23, 2020 to Mar 9, 2021
- Discretionary RAUM · $124M to $137MJun 23, 2020 to Mar 9, 2021
- HNW RAUM · $116M to $129MJun 23, 2020 to Mar 9, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- R••• D•••• I••••••••• C••••••••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Website
- rhdic.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-571-7171reportedpublic record, Form ADV, Mar 20, 2026
- Contact form
- rhdic.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026