DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••• • C••••••• I•••
Latest filing Mar 19, 2026
First filing on the tape Nov 30, 2011 · 10 filings
SEC status approved since Jun 30, 2025
RAUM
$181M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
75%
$135M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$90.3M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$181M as of Mar 19, 2026
Mar 30, 2012$58.6M then
HNW client RAUM$92.7M as of Mar 19, 2026
May 30, 2025$70.6M then
State-registered IARs (5.B.3)2 as of Mar 19, 2026
May 30, 20251 then
Employees (5.A)2 as of Mar 19, 2026
May 30, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $90.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 100derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $421,115derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $21.8M, 47 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$92.7M51%
- Corporations and businesses$44.6M25%
- Individuals$42.7M24%
- Charitable organizations$717,1060.4%
- Individual clients
- 157reported
- HNW clients
- 42reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 429reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21.8M for 47 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.75 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• A••• H•••••••Certified Financial Planner | Fort Lauderdale, Fl | Aug 12, 1993 | 40 y | 0 |
| K•••• H••••••• | Fort Lauderdale, Fl | Aug 6, 2025 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••••• A•••••• A••• · Presidentcontrolsince 06/1993 · owns 75% or more
Related persons
Schedule D 7.A
- A••••• A• H•••••••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Lauderdale, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 393 to 429Jul 7, 2025 to Mar 19, 2026
- HNW clients · 41 to 42Jul 7, 2025 to Mar 19, 2026
- Individual clients · 156 to 157Jul 7, 2025 to Mar 19, 2026
- Assets in custody · $139M to $21.8MJul 7, 2025 to Mar 19, 2026
- State-registered IARs · 1 to 2Jul 7, 2025 to Mar 19, 2026
- Discretionary RAUM · $145M to $181MJul 7, 2025 to Mar 19, 2026
- HNW RAUM · $70.6M to $92.7MJul 7, 2025 to Mar 19, 2026
- Individual RAUM · $34.0M to $42.7MJul 7, 2025 to Mar 19, 2026
- RAUM · $145M to $181MJul 7, 2025 to Mar 19, 2026
- Financial planning clients · 0 to 0May 30, 2025 to Jul 7, 2025
- Accounts · 385 to 393Jun 22, 2012 to May 30, 2025
- Advisory employees · unset to 2.0Jun 22, 2012 to May 30, 2025
- Advisory activities · 4 to 5Jun 22, 2012 to May 30, 2025
- BD registered reps · unset to 0.0Jun 22, 2012 to May 30, 2025
- Business name · H••••••• • C••••••• I•• to H••••••• • C••••••• I•••Jun 22, 2012 to May 30, 2025
- Charity clients · unset to 1.0Jun 22, 2012 to May 30, 2025
- Corporate clients · unset to 6.0Jun 22, 2012 to May 30, 2025
- HNW clients · unset to 41.0Jun 22, 2012 to May 30, 2025
- Individual clients · unset to 156.0Jun 22, 2012 to May 30, 2025
- Pension plan clients · unset to 0.0Jun 22, 2012 to May 30, 2025
- Pooled vehicle clients · unset to 0.0Jun 22, 2012 to May 30, 2025
- Assets in custody · unset to 138634591.0Jun 22, 2012 to May 30, 2025
- Custody of client assets · false to trueJun 22, 2012 to May 30, 2025
- Employees · unset to 2.0Jun 22, 2012 to May 30, 2025
- HQ city · WESTON to FORT LAUDERDALEJun 22, 2012 to May 30, 2025
- State-registered IARs · unset to 1.0Jun 22, 2012 to May 30, 2025
- Legal name · H••••••• • C••••••• I•• to H••••••• • C••••••• I•••Jun 22, 2012 to May 30, 2025
- Other offices · unset to 0.0Jun 22, 2012 to May 30, 2025
- Discretionary RAUM · $52.5M to $145MJun 22, 2012 to May 30, 2025
- HNW RAUM · unset to 70597121.0Jun 22, 2012 to May 30, 2025
- Individual RAUM · unset to 33988887.0Jun 22, 2012 to May 30, 2025
- Non-discretionary RAUM · $6.2M to $0Jun 22, 2012 to May 30, 2025
- Pension RAUM · unset to 0.0Jun 22, 2012 to May 30, 2025
- Pooled vehicle RAUM · unset to 0.0Jun 22, 2012 to May 30, 2025
- RAUM · $58.6M to $145MJun 22, 2012 to May 30, 2025
- Business name · H••••••• • C• I•• to H••••••• • C••••••• I••Mar 30, 2012 to Apr 5, 2012
- Legal name · H••••••• • C• I•• to H••••••• • C••••••• I••Mar 30, 2012 to Apr 5, 2012
- Accounts · 466 to 385Nov 30, 2011 to Mar 30, 2012
- Advisory activities · 5 to 4Nov 30, 2011 to Mar 30, 2012
- Insurance-licensed employees · unset to 0.0Nov 30, 2011 to Mar 30, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- missionfinancialsolutions.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 954-349-0800reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026