DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• A•••• M•••••••••
Legal name C••••• A•••• M••••••••• L• P•
Latest filing Jun 23, 2026
First filing on the tape Mar 27, 2012 · 39 filings
SEC status approved since Jul 8, 1991
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$11B as of Jun 23, 2026
Mar 27, 2012$2.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 23, 2026
Mar 27, 20120 then
Employees (5.A)19 as of Jun 23, 2026
Apr 1, 201322 then
Private funds14 as of Jun 23, 2026
Mar 27, 20127 then
RAUM +27% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $657MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.4B, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.4B66%
- Corporations and businesses$2.2B20%
- Pension and profit-sharing plans$1.6B14%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.4B for 14 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.66 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• B•••• P••• F••• L•• | Hedge Fund | $1.5B | 17 | Mar 27, 2012 |
| C••••• S••••• D••••••••• L•• F••• L•• | Hedge Fund | $512M | 1 | Feb 8, 2024 |
| E••••• O•••••• F••• L•• | Hedge Fund | $339M | 5 | Mar 27, 2012 |
| L••• D••••••• F•••• L•• | Hedge Fund | $291M | 2 | Dec 19, 2014 |
| C••••• A•••• S••••••• | Hedge Fund | $272M | 1 | Jul 25, 2022 |
| C••••• E••••••• L••• G••••••••• C••••• F••• L•• | Hedge Fund | $251M | 2 | Aug 16, 2018 |
| C••••• L••• U• C•••••••• F••• L•• | Hedge Fund | $230M | 1 | Feb 22, 2021 |
| C••••• C••••• F••• L•• | Hedge Fund | $228M | 9 | Feb 22, 2016 |
| C••••• C••••• A•••• P••• F••• L•• | Hedge Fund | $177M | 1 | Apr 29, 2022 |
| Y•••• S••••••••• F••• I•• L•• | Hedge Fund | $160M | 3 | Mar 27, 2012 |
| C••••• U•••••••• B••• F••• L•• | Hedge Fund | $133M | 1 | Apr 29, 2022 |
| G•••• 1• L•• | Hedge Fund | $130M | 2 | Dec 19, 2014 |
| C••••• L••• O••• C••••••••• F•••• L••no longer reported | Hedge Fund | $129M | 2 | Mar 20, 2014 |
| A•••••••• F•••• L•• | Hedge Fund | $129M | 2 | Mar 30, 2015 |
| Y•••• S••••••••• F••• I•• L• | Hedge Fund | $86.3M | 13 | Mar 27, 2012 |
| R••••••• P••••••• L••no longer reported | Hedge Fund | $13.3M | 2 | Mar 27, 2012 |
| Y•••• S••••••••• F••• I• L•no longer reported | Hedge Fund | $3.2M | 5 | Mar 27, 2012 |
| Y•••• S••••••••• F••• I• M••••• F•••• L••no longer reported | Hedge Fund | $83,776 | 2 | Mar 27, 2012 |
| C••••• L••• C••••• D••••••••• F••• L•• | Hedge Fund | $0 | 0 | Mar 21, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• P••••• J•••••• G•••• · Partner, Director Of Operationscontrolsince 01/2023 · owns less than 5%
- B••••••• M•••••••• K••••• · Partner, Chief Operating Officer, Chief Financial Officercontrolsince 01/2021 · owns less than 5%
- D•••••• S••••••••• L••••• · Partner, Head Of Investment Solutionscontrolsince 05/2019 · owns less than 5%
- H•••• K•••••• N•• · Partner, Chief Technology Officercontrolsince 01/2019 · owns less than 5%
- L•••• A••••••••• A••••• · Partner, Portfolio Managercontrolsince 02/2002 · owns 10% to 25%
- L••••• S••••• R••• · Partner, Portfolio Managercontrolsince 05/2007 · owns 10% to 25%
- L•••••••• D••••• E•••••• · Partner, Portfolio Managercontrolsince 01/2009 · owns less than 5%
- N••••••• J•••••• F•••••••• · Chief Compliance Officer, General Counselcontrolsince 07/2023 · owns less than 5%
- W•••••• J•••• B••••• · Cio/Managing Partner, C•••••controlsince 06/2003 · owns less than 5%
- W•••••• J•••• B••••• · Presidentcontrolsince 03/1991 · owns 75% or more of H•••••••• C•••
Entity owners
- H•••••••• C••• · General Partnerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 19 to 17Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $5.1B to $7.4BMar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $8.8B to $11BMar 28, 2025 to Mar 27, 2026
- Pension RAUM · $1.5B to $1.6BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $5.1B to $7.4BMar 28, 2025 to Mar 27, 2026
- RAUM · $8.8B to $11BMar 28, 2025 to Mar 27, 2026
- Accounts · 18 to 19Aug 13, 2024 to Mar 28, 2025
- Pooled vehicle clients · 13 to 14Aug 13, 2024 to Mar 28, 2025
- Assets in custody · $4.2B to $5.1BAug 13, 2024 to Mar 28, 2025
- Financial planning clients · unset to Aug 13, 2024 to Mar 28, 2025
- Discretionary RAUM · $8.6B to $8.8BAug 13, 2024 to Mar 28, 2025
- Pension RAUM · $1.5B to $1.5BAug 13, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.2B to $5.1BAug 13, 2024 to Mar 28, 2025
- RAUM · $8.6B to $8.8BAug 13, 2024 to Mar 28, 2025
- Assets in custody · $3.0B to $4.2BFeb 8, 2024 to Mar 21, 2024
- Employees · 18 to 19Feb 8, 2024 to Mar 21, 2024
- Discretionary RAUM · $7.1B to $8.6BFeb 8, 2024 to Mar 21, 2024
- Pension RAUM · $1.3B to $1.5BFeb 8, 2024 to Mar 21, 2024
- Pooled vehicle RAUM · $3.0B to $4.2BFeb 8, 2024 to Mar 21, 2024
- RAUM · $7.1B to $8.6BFeb 8, 2024 to Mar 21, 2024
- Private funds · 13 to 14Jul 28, 2023 to Feb 8, 2024
- Charity clients · 1.0 to unsetJul 25, 2022 to Mar 29, 2023
- Pooled vehicle clients · 12 to 13Jul 25, 2022 to Mar 29, 2023
- Assets in custody · $3.0B to $3.0BJul 25, 2022 to Mar 29, 2023
- Employees · 21 to 18Jul 25, 2022 to Mar 29, 2023
- Private funds · 15 to 13Jul 25, 2022 to Mar 29, 2023
- Discretionary RAUM · $8.4B to $7.1BJul 25, 2022 to Mar 29, 2023
- Pension RAUM · $1.6B to $1.3BJul 25, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $3.0B to $3.0BJul 25, 2022 to Mar 29, 2023
- RAUM · $8.4B to $7.1BJul 25, 2022 to Mar 29, 2023
- Private funds · 14 to 15Apr 29, 2022 to Jul 25, 2022
- Private funds · 12 to 14Mar 30, 2022 to Apr 29, 2022
- Accounts · 19 to 18May 1, 2021 to Mar 30, 2022
- Charity clients · unset to 1.0May 1, 2021 to Mar 30, 2022
- Corporate clients · unset to 1.0May 1, 2021 to Mar 30, 2022
- Pension plan clients · unset to 2.0May 1, 2021 to Mar 30, 2022
- Assets in custody · $3.1B to $3.0BMay 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $8.9B to $8.4BMay 1, 2021 to Mar 30, 2022
- Pension RAUM · $1.8B to $1.6BMay 1, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $3.1B to $3.0BMay 1, 2021 to Mar 30, 2022
Signals
10 dated events
- C••••• A•••• M••••••••• reported RAUM $11.2B, up 27% from $8.8B (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- F•••••••• J••••• N•••••• (Chief Compliance Officer, General Counsel) appeared on Schedule A of C••••• A•••• M•••••••••Jul 28, 2023 · Control person joined · fact
- Elaine Maureen Ocampo (Chief Compliance Officer) no longer on Schedule A of C••••• A•••• M••••••••• (listed 2023-03-29, absent 2023-05-24)May 24, 2023 · Control person left · inference
- Grace Janice Astadan Price (Partner, Director Of Operations) appeared on Schedule A of C••••• A•••• M•••••••••Mar 29, 2023 · Control person joined · fact
- Everett David Lindberg (Partner, Portfolio Manager) appeared on Schedule A of C••••• A•••• M•••••••••Mar 30, 2021 · Control person joined · fact
- Lucien Stanislas Debreu (Partner, Head Of Investment Solutions) appeared on Schedule A of C••••• A•••• M•••••••••Mar 27, 2020 · Control person joined · fact
- Everett David Lindberg (Partner, Portfolio Manager) no longer on Schedule A of C••••• A•••• M••••••••• (listed 2019-03-20, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Everett David Lindberg (Partner, Portfolio Manager) appeared on Schedule A of C••••• A•••• M•••••••••Mar 20, 2019 · Control person joined · fact
- Ellis Cohen (Chief Technology Officer) no longer on Schedule A of C••••• A•••• M••••••••• (listed 2018-08-16, absent 2019-02-14)Feb 14, 2019 · Control person left · inference
- Nmn Kwanie Hahn (Chief Technology Officer) appeared on Schedule A of C••••• A•••• M•••••••••Feb 14, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- C••••• A•••• M••••••••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/C•••••-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- C•••••ASSET.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-785-9755reportedpublic record, Form ADV, Jun 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026