DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
Y•••• S••••••••• F••• I•• L•
Gross asset value
$86.3M
as of Aug 13, 2024; not a fund size
Peak GAV
$93.5M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
82%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
36 filings
Mar 27, 2012 to Aug 13, 2024
Reporting history
one row per Form ADV filing
Gross asset value$86.3M as of Aug 13, 2024
Mar 27, 2012$47.6M then
Owners13 as of Aug 13, 2024
Mar 27, 201222 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- California, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-48982reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York · LEI MBNUM2BPBDO7JBLYG310
- Citigroup Global Markets Inc.New York, New York · LEI ZBUT11V806EZRVTWT807
- J.P. Morgan Securities LLCNew York, New York
- Northern TrustJersey City, New Jersey
- Wells Fargo Securities, LLCNew York, New York · LEI VYVVCKR63DVZZN70PB21
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 82%reportedadviser and related persons