DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• F•••••••• M••••••••• I••
Latest filing Mar 18, 2026
First filing on the tape Mar 26, 2012 · 33 filings
SEC status approved since Feb 15, 1994
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$1.8B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$199M
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$2.0B as of Mar 18, 2026
Mar 26, 2012$709M then
HNW client RAUM$1.7B as of Mar 18, 2026
Feb 26, 2018$903M then
State-registered IARs (5.B.3)9 as of Mar 18, 2026
Mar 26, 20120 then
Employees (5.A)14 as of Mar 18, 2026
Mar 20, 20139 then
Private funds: no history
RAUM +5.1% over the last fiscal year+5.4% a year over threeIARs 10 to 9
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $199MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- -10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Custody
- $450M, 253 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B86%
- Individuals$127M6.4%
- Corporations and businesses$91.8M4.6%
- Other investment advisers$20.3M1.0%
- Charitable organizations$19.4M1.0%
- Pension and profit-sharing plans$18.3M0.9%
- Individual clients
- 189reported
- HNW clients
- 590reported
- Pension plan clients
- 10reported
- Charitable clients
- 10reported
- Accounts
- 1,524reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $450M for 253 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.01 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• B•••• S•••• | Whitefish, Mt | May 5, 1994 | 46 y | 0 |
| C•••••••• M•••• H•••••• | Whitefish, Mt | Jun 3, 2004 | 26 y | 0 |
| A••••• M•••• D••••••Chartered Financial Analyst | Whitefish, Mt | Jan 18, 2008 | 22 y | 0 |
| L••• A•• S•••• | Whitefish, Mt | Jan 7, 2010 | 39 y | 0 |
| A•••• S•••••••• W••••• | Whitefish, Mt | Jun 11, 2013 | 18 y | 0 |
| J••••• M•••••• L••••••••Chartered Financial Analyst | Whitefish, Mt | Sep 2, 2016 | 10 y | 0 |
| Z••• J•••••Chartered Financial Analyst | Whitefish, Mt | Jan 9, 2018 | 23 y | 0 |
| J•••••• L•••••• M•••••• | Whitefish, Mt | Feb 1, 2021 | 17 y | 0 |
| D••••• M•••••Certified Financial Planner | Whitefish, Mt | Mar 18, 2025 | 10 y | 1 |
| B••••••• W•••••• H•••• | Whitefish, Mt | Apr 17, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- H••••• E•••••••• A•••• to C••••••••• F•••••••• N••••••Apr 7, 2025 · RIA to affiliated broker-dealer or bank
- E••• A•••• V•••••• to I••••••••• M••••••••• G••••Jun 30, 2016 · Other
Joined, latest
- D••••• M••••• from F••••••• P••••••• A•• W•••••••• A•••••••Mar 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- H••••• E•••••••• A•••• from M•••••••Sep 18, 2019 · RIA to RIA
- E••• A•••• V•••••• from I••••••••• M••••••••• G••••Mar 26, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• A•••••• M•••• · Vice President, Senior Portfolio Manager, Directorcontrolsince 08/2022 · owns 10% to 25%
- H••••••• C••••••••• M•••• · Managing Partnercontrolsince 08/2022 · owns 5% to 10%
- J••••• K•••• M•••••• · Chief Financial Officercontrolsince 01/2020 · owns less than 5%
- J•••••• Z••• · Vice President, Chief Investment Officer, Directorcontrolsince 08/2025 · owns 10% to 25%
- L••••••••• J•••••• M•••••• · Senior Portfolio Managercontrolsince 12/2017 · owns 5% to 10%
- M••••••• J••••••• L•••••• · Chief Compliance Officercontrolsince 07/2021 · owns 5% to 10%
- S••••• J••••• B•••• · President, Chief Executive Officer, Directorcontrolsince 01/1994 · owns 25% to 50%
- S••••• L•••• A•• · Secretary/Treasurer, Managing Partner, Directorcontrolsince 01/2020 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Whitefish, Mt · principal | 10 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 18, 2026M••••••• J••••••• L•••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2021-07-28 and 2026-03-18peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 18, 2026J••••• K•••• M•••••• (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2021-07-28 and 2026-03-18peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,548 to 1,524Mar 19, 2025 to Mar 18, 2026
- Advisory employees · 8 to 7Mar 19, 2025 to Mar 18, 2026
- Charity clients · 9 to 10Mar 19, 2025 to Mar 18, 2026
- Corporate clients · 37 to 32Mar 19, 2025 to Mar 18, 2026
- HNW clients · 580 to 590Mar 19, 2025 to Mar 18, 2026
- Individual clients · 214 to 189Mar 19, 2025 to Mar 18, 2026
- Pension plan clients · 9 to 10Mar 19, 2025 to Mar 18, 2026
- Assets in custody · $400M to $450MMar 19, 2025 to Mar 18, 2026
- Employees · 16 to 14Mar 19, 2025 to Mar 18, 2026
- State-registered IARs · 10 to 9Mar 19, 2025 to Mar 18, 2026
- Discretionary RAUM · $1.9B to $2.0BMar 19, 2025 to Mar 18, 2026
- HNW RAUM · $1.6B to $1.7BMar 19, 2025 to Mar 18, 2026
- Individual RAUM · $145M to $127MMar 19, 2025 to Mar 18, 2026
- Pension RAUM · $17.5M to $18.3MMar 19, 2025 to Mar 18, 2026
- RAUM · $1.9B to $2.0BMar 19, 2025 to Mar 18, 2026
- Accounts · 1,529 to 1,548Oct 11, 2024 to Mar 19, 2025
- Charity clients · 10 to 9Oct 11, 2024 to Mar 19, 2025
- Corporate clients · 36 to 37Oct 11, 2024 to Mar 19, 2025
- HNW clients · 573 to 580Oct 11, 2024 to Mar 19, 2025
- Individual clients · 230 to 214Oct 11, 2024 to Mar 19, 2025
- Assets in custody · $402M to $400MOct 11, 2024 to Mar 19, 2025
- Financial planning clients · 51-100 to 51-100Oct 11, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.8B to $1.9BOct 11, 2024 to Mar 19, 2025
- HNW RAUM · $1.5B to $1.6BOct 11, 2024 to Mar 19, 2025
- Individual RAUM · $155M to $145MOct 11, 2024 to Mar 19, 2025
- Pension RAUM · $15.9M to $17.5MOct 11, 2024 to Mar 19, 2025
- RAUM · $1.8B to $1.9BOct 11, 2024 to Mar 19, 2025
- Accounts · 1,468 to 1,529Mar 22, 2023 to Mar 20, 2024
- Advisory employees · 7 to 8Mar 22, 2023 to Mar 20, 2024
- Charity clients · 9 to 10Mar 22, 2023 to Mar 20, 2024
- Corporate clients · 39 to 36Mar 22, 2023 to Mar 20, 2024
- HNW clients · 551 to 573Mar 22, 2023 to Mar 20, 2024
- Individual clients · 229 to 230Mar 22, 2023 to Mar 20, 2024
- Pension plan clients · 8 to 9Mar 22, 2023 to Mar 20, 2024
- Assets in custody · $387M to $402MMar 22, 2023 to Mar 20, 2024
- Employees · 17 to 16Mar 22, 2023 to Mar 20, 2024
- Financial planning clients · 26-50 to 51-100Mar 22, 2023 to Mar 20, 2024
- State-registered IARs · 9 to 10Mar 22, 2023 to Mar 20, 2024
- Discretionary RAUM · $1.7B to $1.8BMar 22, 2023 to Mar 20, 2024
- HNW RAUM · $1.4B to $1.5BMar 22, 2023 to Mar 20, 2024
Signals
6 dated events
- H••••• E•••••••• A•••• left S•••• F•••••••• M••••••••• I•• for C••••••••• F•••••••• N•••••• (registered 2025-09-08)Apr 7, 2025 · Advisor changed firm · fact
- Mckee Annell Danczyk (Senior Portfolio Manager, Director Of Advisory Services, Director) appeared on Schedule A of S•••• F•••••••• M••••••••• I••Jul 28, 2021 · Control person joined · fact
- Michael Joseph Laszewski (Senior Portfolio Manager) appeared on Schedule A of S•••• F•••••••• M••••••••• I••Jul 28, 2021 · Control person joined · fact
- Z••• J••••• (Chief Investment Officer) appeared on Schedule A of S•••• F•••••••• M••••••••• I••Jul 28, 2021 · Control person joined · fact
- Lynette Jeanine Morreim (Chief Compliance Officer) appeared on Schedule A of S•••• F•••••••• M••••••••• I••Jul 28, 2021 · Control person joined · fact
- M•••••• K••• J•••• (Chief Operating Officer, Director Of Finance) appeared on Schedule A of S•••• F•••••••• M••••••••• I••Mar 23, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- sfm@stackfinancialmanagement.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-790-5001reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 406-862-8000reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/stack-financial-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- stackfinancialmanagement.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 406-862-8000reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $199Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026