DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•• I•••••••••
Legal name E•••••• I•••••••••
Latest filing Mar 26, 2026
First filing on the tape Apr 3, 2012 · 35 filings
SEC status approved since Mar 1, 1996
RAUM
$3.2B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
1.4%
$43.7M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$801M
derived; firm RAUM over IAPD count
Employees
11
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$3.2B as of Mar 26, 2026
Apr 3, 2012$3.0B then
HNW client RAUM$43.7M as of Mar 26, 2026
Mar 10, 2018$41.1M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Apr 3, 20120 then
Employees (5.A)11 as of Mar 26, 2026
Mar 27, 20138 then
Private funds: no history
RAUM -7.9% over the last fiscal year-5.3% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $801MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $44.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$3.2B98%
- High-net-worth individuals$43.7M1.4%
- Charitable organizations$7.3M0.2%
- Individual clients
- 0reported
- HNW clients
- 21reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 72reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.01 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• L••••••• T••••• | Boston, Ma | Feb 20, 2003 | 41 y | 0 |
| J••••••• A••• R••••• | Framingham, Ma | Feb 28, 2017 | 33 y | 0 |
| N••••••• W•••••• P••••••••• | Framingham, Ma | Mar 16, 2021 | 10 y | 0 |
| E•••••••• A•• L••••••• | Framingham, Ma | Aug 1, 2023 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••••• A•••• C••••• to J••••• M••••••••• S•••• L••Oct 8, 2020 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••• D•••••• B•••• · Chief Compliance Officercontrolsince 03/2008 · owns less than 5%
- G•••••• M••••••••• · Directorcontrolsince 09/2017 · owns less than 5%
- R•••••• J•••••••• A••• · Directorcontrolsince 01/2023 · owns less than 5%
- T•••••• D••••• L••••••• · President, Directorcontrolsince 02/1996 · owns 50% to 75%
- D••••• A••••• R••••• · Shareholdersince 04/1996 · owns 10% to 25%
- P•••• S•••••• W••• C•••• · Shareholdersince 02/1996 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Framingham, Ma · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 26, 2026discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $1B to $5B (247) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 76 to 72Mar 26, 2025 to Mar 26, 2026
- Charity clients · 5 to 3Mar 26, 2025 to Mar 26, 2026
- HNW RAUM · $40.6M to $43.7MMar 26, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $3.5B to $3.2BMar 26, 2025 to Mar 26, 2026
- RAUM · $3.5B to $3.2BMar 26, 2025 to Mar 26, 2026
- Accounts · 78 to 76Mar 26, 2024 to Mar 26, 2025
- Advisory employees · 5 to 4Mar 26, 2024 to Mar 26, 2025
- Employees · 13 to 11Mar 26, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 26, 2025
- State-registered IARs · 4 to 3Mar 26, 2024 to Mar 26, 2025
- HNW RAUM · $38.8M to $40.6MMar 26, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $3.6B to $3.5BMar 26, 2024 to Mar 26, 2025
- RAUM · $3.6B to $3.5BMar 26, 2024 to Mar 26, 2025
- State-registered IARs · 3 to 4Mar 28, 2023 to Mar 26, 2024
- HNW RAUM · $35.0M to $38.8MMar 28, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $3.8B to $3.6BMar 28, 2023 to Mar 26, 2024
- RAUM · $3.8B to $3.6BMar 28, 2023 to Mar 26, 2024
- Employees · 14 to 13Mar 24, 2023 to Mar 28, 2023
- Charity clients · 6 to 5Apr 29, 2022 to Mar 24, 2023
- Accounts · 75 to 78Apr 29, 2022 to Mar 24, 2023
- Advisory employees · 4 to 5Apr 29, 2022 to Mar 24, 2023
- HNW clients · 18 to 21Apr 29, 2022 to Mar 24, 2023
- Employees · 13 to 14Apr 29, 2022 to Mar 24, 2023
- State-registered IARs · 4 to 3Apr 29, 2022 to Mar 24, 2023
- HNW RAUM · $35.7M to $35.0MApr 29, 2022 to Mar 24, 2023
- Non-discretionary RAUM · $4.5B to $3.8BApr 29, 2022 to Mar 24, 2023
- RAUM · $4.5B to $3.8BApr 29, 2022 to Mar 24, 2023
- Charity clients · 5 to 6Feb 23, 2022 to Mar 24, 2022
- HNW clients · 19 to 18Feb 23, 2022 to Mar 24, 2022
- HNW RAUM · $31.6M to $35.7MFeb 23, 2022 to Mar 24, 2022
- Non-discretionary RAUM · $2.9B to $4.5BFeb 23, 2022 to Mar 24, 2022
- RAUM · $2.9B to $4.5BFeb 23, 2022 to Mar 24, 2022
- HQ city · WELLESLEY to FRAMINGHAMMar 29, 2021 to Dec 2, 2021
- Accounts · 68 to 75Jun 25, 2020 to Mar 29, 2021
- Advisory employees · 6 to 4Jun 25, 2020 to Mar 29, 2021
- Employees · 12 to 13Jun 25, 2020 to Mar 29, 2021
- State-registered IARs · 6 to 4Jun 25, 2020 to Mar 29, 2021
- HNW RAUM · $49.7M to $31.6MJun 25, 2020 to Mar 29, 2021
- Non-discretionary RAUM · $2.6B to $2.9BJun 25, 2020 to Mar 29, 2021
- RAUM · $2.6B to $2.9BJun 25, 2020 to Mar 29, 2021
Signals
6 dated events
- Alan Jonathan Rankin (Director) appeared on Schedule A of E•• I•••••••••Mar 24, 2023 · Control person joined · fact
- R•••• Amy F•••••• (Chief Financial Officer, Director) no longer on Schedule A of E•• I••••••••• (listed 2022-04-29, absent 2023-03-24)Mar 24, 2023 · Control person left · inference
- E•• I••••••••• reported RAUM $4.5B, up 52% from $2.9B (2022-02-23 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- Lawrence Teitelbaum (Executive Vice President) no longer on Schedule A of E•• I••••••••• (listed 2020-06-25, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Lawrence Teitelbaum (Executive Vice President) appeared on Schedule A of E•• I•••••••••Mar 29, 2019 · Control person joined · fact
- Lawrence Teitlebaum (Executive Vice President) no longer on Schedule A of E•• I••••••••• (listed 2018-11-14, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- EPGADV.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-235-2666reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $801Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026