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SEC-registered adviser

F•••• F•••••••• S••••••• I••

Independent wealth managerWilton Manors, FloridaCRD 106841SEC 801-120373website IAPD

Latest filing Jan 7, 2026

First filing on the tape Jan 31, 2012 · 10 filings

SEC status approved since Feb 25, 2021

RAUM

$159M

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

96%

$152M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$79.6M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM$159M as of Jan 7, 2026

Mar 11, 2022$133M then

HNW client RAUM$120M as of Jan 7, 2026

Mar 11, 2022$110M then

State-registered IARs (5.B.3)2 as of Jan 7, 2026

Mar 11, 20222 then

Employees (5.A)2 as of Jan 7, 2026

Mar 11, 20223 then

Private funds: no history

RAUM +11% over the last fiscal year+11% a year over threeIARs 2 to 2

Practice profile

derived from the filing of Jan 7, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $79.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 67derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.5MderivedHNW RAUM over HNW clients
Average account: $1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 4.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +11%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +49%derived
Compensation: percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$120M75%
Individuals$32.3M20%
Charitable organizations$6.9M4.3%

Individual clients: 85reported
HNW clients: 48reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 134reported
Financial planning clients: 101-250reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourly, commissionsreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=1.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
K•••••• M•••••• F••••	Wilton Manors, Fl	Oct 29, 1997	45 y	0
J•••••• M• L••••••Certified Financial Planner	Wilton Manors, Fl	Jan 25, 2002	38 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

L••••••• J••••••• M• · Owner/President/Chief Compliance Officer/Treasurercontrol
since 08/2005 · owns 75% or more
F••••• K••••••• M•••••• · Vice President
since 04/1981 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Wilton Manors, Fl · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

account count collapseChange between filings · filing Jan 7, 2026
accounts (Item 5.F.2.f) moved from 228.0 to 134.0 (-41.0%) between the annual amendments of 2025-03-05 and 2026-01-07; the peer median change was +5.0% (3685 comparable advisers, 4.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (3,685) · 3.8% percentile
discretionary share shiftChange between filings · filing Jan 7, 2026
discretionary share of RAUM moved from 0.0% to 99.0% between the annual amendments of 2025-03-05 and 2026-01-07
peers: independent wealth managers, $100M to $500M (5,678)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 228 to 134
Dec 9, 2025 to Jan 7, 2026
HNW clients · 42 to 48
Dec 9, 2025 to Jan 7, 2026
Individual clients · 47 to 85
Dec 9, 2025 to Jan 7, 2026
Financial planning clients · 51-100 to 101-250
Dec 9, 2025 to Jan 7, 2026
Discretionary RAUM · $0 to $157M
Dec 9, 2025 to Jan 7, 2026
HNW RAUM · $117M to $120M
Dec 9, 2025 to Jan 7, 2026
Individual RAUM · $26.5M to $32.3M
Dec 9, 2025 to Jan 7, 2026
Non-discretionary RAUM · $143M to $2.0M
Dec 9, 2025 to Jan 7, 2026
RAUM · $143M to $159M
Dec 9, 2025 to Jan 7, 2026
Accounts · 252 to 228
Jun 17, 2024 to Mar 5, 2025
HNW clients · 35 to 42
Jun 17, 2024 to Mar 5, 2025
Individual clients · 56 to 47
Jun 17, 2024 to Mar 5, 2025
Financial planning clients · 51-100 to 51-100
Jun 17, 2024 to Mar 5, 2025
HNW RAUM · $86.6M to $117M
Jun 17, 2024 to Mar 5, 2025
Individual RAUM · $32.3M to $26.5M
Jun 17, 2024 to Mar 5, 2025
Non-discretionary RAUM · $119M to $143M
Jun 17, 2024 to Mar 5, 2025
RAUM · $119M to $143M
Jun 17, 2024 to Mar 5, 2025
Accounts · 239 to 252
Jan 5, 2023 to Jan 17, 2024
BD registered reps · 2 to 1
Jan 5, 2023 to Jan 17, 2024
HNW clients · 38 to 35
Jan 5, 2023 to Jan 17, 2024
Individual clients · 52 to 56
Jan 5, 2023 to Jan 17, 2024
HNW RAUM · $94.6M to $86.6M
Jan 5, 2023 to Jan 17, 2024
Individual RAUM · $23.2M to $32.3M
Jan 5, 2023 to Jan 17, 2024
Non-discretionary RAUM · $118M to $119M
Jan 5, 2023 to Jan 17, 2024
RAUM · $118M to $119M
Jan 5, 2023 to Jan 17, 2024
Accounts · 83 to 239
Mar 11, 2022 to Jan 5, 2023
HNW clients · 42 to 38
Mar 11, 2022 to Jan 5, 2023
Individual clients · 41 to 52
Mar 11, 2022 to Jan 5, 2023
Employees · 3 to 2
Mar 11, 2022 to Jan 5, 2023
HNW RAUM · $110M to $94.6M
Mar 11, 2022 to Jan 5, 2023
Individual RAUM · $22.9M to $23.2M
Mar 11, 2022 to Jan 5, 2023
Non-discretionary RAUM · $133M to $118M
Mar 11, 2022 to Jan 5, 2023
RAUM · $133M to $118M
Mar 11, 2022 to Jan 5, 2023
Accounts · 235 to 83
Jan 25, 2021 to Mar 11, 2022
HNW clients · 40 to 42
Jan 25, 2021 to Mar 11, 2022
Individual clients · 48 to 41
Jan 25, 2021 to Mar 11, 2022
HNW RAUM · $95.4M to $110M
Jan 25, 2021 to Mar 11, 2022
Individual RAUM · $22.7M to $22.9M
Jan 25, 2021 to Mar 11, 2022
Non-discretionary RAUM · $118M to $133M
Jan 25, 2021 to Mar 11, 2022
RAUM · $118M to $133M
Jan 25, 2021 to Mar 11, 2022

Signals

1 dated events

F•••• F•••••••• S••••••• I•• filed its initial SEC registration (Form ADV)
Jan 25, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: j••••••@f•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 954-537-5212reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 954-524-0900reportedpublished by the firm, firm site, Sep 16, 2026
Website: F••••-FINL.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 954-524-0900reportedpublic record, Form ADV, Jan 7, 2026
Contact form: f•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Team page: f•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $79.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026