DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sarofim Realty Advisors LLC
Latest filing May 12, 2026
First filing on the tape Mar 30, 2012 · 28 filings
SEC status approved since Nov 16, 1993
RAUM
$1.2B
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$1.2B as of May 12, 2026
Mar 30, 2012$2.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of May 12, 2026
Mar 28, 20131 then
Employees (5.A)7 as of May 12, 2026
Mar 28, 201335 then
Private funds2 as of May 12, 2026
Mar 30, 20123 then
RAUM +12% over the last fiscal year-15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
- RAUM per advisor
- $290MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $290MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 57%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $658M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$634M55%
- Pension and profit-sharing plans$502M43%
- Corporations and businesses$24.5M2.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $658M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.55 institutional_share=0.43 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sarofim Multifamily Income Fund | Hedge Fund | $433M | 80 | Mar 31, 2022 |
| Sarofim/Wood Partners Development Fund | Hedge Fund | $146M | 20 | Mar 30, 2024 |
| Sarofim Realty Investors Fund Piino longer reported | Real Estate Fund | $3.1M | 2 | May 3, 2016 |
| Sarofim Investors Realty Fund Pino longer reported | Real Estate Fund | $1.5M | 2 | May 3, 2016 |
| Sarofim Multifamily Partners, L.P.no longer reported | Real Estate Fund | $424,100 | 4 | Mar 30, 2012 |
| Sarofim Multifamily Partners II, L.P.no longer reported | Real Estate Fund | $368,500 | 4 | Mar 30, 2012 |
| Sarofim Multifamily Partners II (Pf), L.P.no longer reported | Real Estate Fund | $181,500 | 1 | Mar 30, 2012 |
| Sarofim Investors Realty Fund Piiino longer reported | Real Estate Fund | $69,257 | 2 | May 3, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Kenneth Douglas Alder · Presidentcontrolsince 01/2024 · owns less than 5%
- Gillis Raye White · Chief Compliance Officercontrolsince 07/1982 · owns less than 5%
- Binyon Christopher Sarofim · Trusteecontrolsince 05/2022 · owns 75% or more of Sarofim Sgi Voting Trust
- Lew Michele Gibbons · General Counselsince 09/2021 · owns less than 5%
- Gentry William Jr. Lee · Senior Vice Presidentsince 09/2010 · owns less than 5%
Entity owners
- Sarofim Fayez & Co · Shareholderdirect · owns 75% or more
- Fayez Sarofim & Co. · Shareholderindirect · owns 75% or more of Sarofim Realty Advisors Co.
- Sarofim Sgi Voting Trust · Eindirect · owns 75% or more of The Sarofim Group, Inc.
- The Sarofim Group, Inc. · Shareholderindirect · owns 75% or more of Fayez Sarofim & Co.
Related persons
Schedule D 7.A
- Fayez Sarofim & Co.investment adviseryRAUM $35B
- Sarofim International Management Coinvestment advisernRAUM $2.4B
- Sarofim Trust Coinvestment adviserpooled vehicle sponsornRAUM $13B
Advisers that list Sarofim Realty Advisors LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $567M to $658MJun 11, 2025 to Mar 20, 2026
- Discretionary RAUM · $633M to $658MJun 11, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $490M to $502MJun 11, 2025 to Mar 20, 2026
- Pension RAUM · $490M to $502MJun 11, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $610M to $634MJun 11, 2025 to Mar 20, 2026
- RAUM · $1.1B to $1.2BJun 11, 2025 to Mar 20, 2026
- Employees · 6 to 7Mar 31, 2025 to Jun 11, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jun 11, 2025
- Discretionary RAUM · $588M to $633MMar 31, 2025 to Jun 11, 2025
- Non-discretionary RAUM · $449M to $490MMar 31, 2025 to Jun 11, 2025
- Pension RAUM · $449M to $490MMar 31, 2025 to Jun 11, 2025
- Pooled vehicle RAUM · $567M to $610MMar 31, 2025 to Jun 11, 2025
- RAUM · $1.0B to $1.1BMar 31, 2025 to Jun 11, 2025
- Accounts · 6 to 4Jun 4, 2024 to Mar 31, 2025
- Pension plan clients · 2 to 1Jun 4, 2024 to Mar 31, 2025
- Assets in custody · $579M to $567MJun 4, 2024 to Mar 31, 2025
- Discretionary RAUM · $622M to $588MJun 4, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.3B to $449MJun 4, 2024 to Mar 31, 2025
- Pension RAUM · $792M to $449MJun 4, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $579M to $567MJun 4, 2024 to Mar 31, 2025
- RAUM · $1.9B to $1.0BJun 4, 2024 to Mar 31, 2025
- Advisory employees · 6 to 4Mar 30, 2024 to Jun 4, 2024
- Assets in custody · $1.4B to $579MMar 30, 2024 to Jun 4, 2024
- Employees · 21 to 6Mar 30, 2024 to Jun 4, 2024
- Accounts · 4 to 6Feb 8, 2024 to Mar 30, 2024
- Advisory employees · 5 to 6Feb 8, 2024 to Mar 30, 2024
- Pooled vehicle clients · 1 to 2Feb 8, 2024 to Mar 30, 2024
- Assets in custody · $1.4B to $1.4BFeb 8, 2024 to Mar 30, 2024
- Employees · 19 to 21Feb 8, 2024 to Mar 30, 2024
- Insurance-licensed employees · 1 to 4Feb 8, 2024 to Mar 30, 2024
- HQ city · DALLAS to HOUSTONFeb 8, 2024 to Mar 30, 2024
- State-registered IARs · 1 to 4Feb 8, 2024 to Mar 30, 2024
- Private funds · 1 to 2Feb 8, 2024 to Mar 30, 2024
- Discretionary RAUM · $515M to $622MFeb 8, 2024 to Mar 30, 2024
- Non-discretionary RAUM · $1.4B to $1.3BFeb 8, 2024 to Mar 30, 2024
- Pension RAUM · $796M to $792MFeb 8, 2024 to Mar 30, 2024
- Pooled vehicle RAUM · $477M to $579MFeb 8, 2024 to Mar 30, 2024
- RAUM · $1.9B to $1.9BFeb 8, 2024 to Mar 30, 2024
- Accounts · 5 to 4Aug 16, 2022 to Mar 29, 2023
- Advisory employees · 6 to 5Aug 16, 2022 to Mar 29, 2023
Signals
9 dated events
- Sarofim Realty Advisors Llc reported RAUM $1.0B, down 45% from $1.9B (2024-06-04 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Randall Scott Fitzgerald (Chief Executive Officer) no longer on Schedule A of Sarofim Realty Advisors Llc (listed 2023-03-29, absent 2024-02-08)Feb 8, 2024 · Control person left · inference
- Kenneth Douglas Alder (President) appeared on Schedule A of Sarofim Realty Advisors LlcFeb 8, 2024 · Control person joined · fact
- Shalaby Fayez Sarofim (Shareholder) no longer on Schedule A of Sarofim Realty Advisors Llc (listed 2022-03-31, absent 2022-08-16)Aug 16, 2022 · Control person left · inference
- Binyon Christopher Sarofim (Trustee) appeared on Schedule A of Sarofim Realty Advisors LlcAug 16, 2022 · Control person joined · fact
- Sarofim Realty Advisors Llc reported RAUM $1.8B, up 26% from $1.4B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Sarofim Realty Advisors Co reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 16, 2020 · Succession (Item 4) · fact
- Alvin Carey Galpern (President And Director) no longer on Schedule A of Sarofim Realty Advisors Llc (listed 2019-03-29, absent 2020-03-16)Mar 16, 2020 · Control person left · inference
- Randall Scott Fitzgerald (Chief Executive Officer) appeared on Schedule A of Sarofim Realty Advisors LlcMar 16, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Sarofim Realty Advisors LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- SRACO.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-654-4484reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Sarofim Realty Advisors LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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