DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sarofim International Management Co
Legal name Sarofim International Management Company LLC
Latest filing May 12, 2026
First filing on the tape Mar 30, 2012 · 22 filings
SEC status approved since Nov 22, 1993
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
39%
$937M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$172M
derived; firm RAUM over IAPD count
Employees
26
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$2.4B as of May 12, 2026
Mar 30, 2012$5.6B then
HNW client RAUM$937M as of May 12, 2026
Mar 15, 2018$299M then
State-registered IARs (5.B.3)18 as of May 12, 2026
Mar 28, 201317 then
Employees (5.A)26 as of May 12, 2026
Mar 28, 201322 then
Private funds: no history
RAUM -0.8% over the last fiscal year-29% a year over threeIARs 16 to 18
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
- RAUM per advisor
- $172MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $312MderivedHNW RAUM over HNW clients
- Average account
- $172MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$1.5B61%
- High-net-worth individuals$937M39%
- Individual clients
- n/areported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.39 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kenneth Michael Burke to Doliver Advisors, L.P.Aug 26, 2019 · Other
- Jeffrey Michael Jacobe to Hawkins Capital L.P.Jan 5, 2016 · Other
- Elizabeth Schulze Robison to Hawkins Capital L.P.Jan 17, 2012 · Other
Joined, latest
- Vernon Scott Perry from Patriot Wealth Management, Inc.Dec 6, 2013 · Other
- Daniel Patrick Connally from Sarofim Advisors Group IncDec 6, 2013 · Other
- Samuel Edward Cody Dick from Sarofim Advisors Group IncJun 15, 2010 · Other
- Kenneth Michael Burke from Sarofim Trust CoJun 15, 2010 · Other
- Jeffrey Michael Jacobe from Sarofim Trust CoApr 15, 2010 · Other
- Elizabeth Schulze Robison from Sarofim Advisors Group IncApr 15, 2010 · Other
- Reynaldo (Nmn) Reza from Sarofim Advisors Group IncJun 12, 2001 · Other
- William Gentry Lee, Jr. from Sarofim Advisors Group IncJun 4, 2001 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Binyon Christopher Sarofim · Director, Chairman And Presidentcontrolsince 05/2022 · owns less than 5%
- Gillis Raye White · Director, Executive Vice President, Secretary And Treasurercontrolsince 11/1993 · owns 5% to 10%
- Robert Alan Christensen · Head Of Investment Risksince 05/2022 · owns less than 5%
- John Colucci · Chief Operating Officersince 09/2022 · owns less than 5%
- Lew Michele Gibbons · General Counselsince 09/2021 · owns less than 5%
- David William Hanna · Vice President And Chief Compliance Officersince 03/2026 · owns less than 5%
- Gentry William Jr. Lee · Director, Chief Executive Officer And Chief Investment Officersince 09/2010 · owns less than 5%
- Reynaldo Reza · Senior Vice Presidentsince 08/2015 · owns less than 5%
- Chase Alexander Robison · Chief Financial Officersince 03/2024 · owns less than 5%
- Edmund Charles Sheedy · Senior Vice Presidentsince 11/1993 · owns less than 5%
Entity owners
- Sarofim Fayez & Co · Shareholderdirect · owns 75% or more
- Sarofim Sgi Voting Trust · Eindirect · owns 75% or more of The Sarofim Group LLC
- The Sarofim Group LLC · Shareholderindirect · owns 75% or more of Sarofim Fayez & Co
Related persons
Schedule D 7.A
- Fayez Sarofim & Co.investment adviseryRAUM $35B
- Sarofim Realty Advisors LLCinvestment adviserpooled vehicle sponsornRAUM $1.2B
- Sarofim Trust Coinvestment advisernRAUM $13B
Advisers that list Sarofim International Management Co as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 13 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 20, 2026peers: independent wealth managers, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Mar 20, 2026HNW share of RAUM moved from 23.0% to 39.0% between the annual amendments of 2025-03-26 and 2026-03-20peers: independent wealth managers, $1B to $5B (1,362)
- client mix shiftChange between filings · filing Mar 20, 2026private-client share of RAUM moved from 23.0% to 39.0% between the annual amendments of 2025-03-26 and 2026-03-20peers: independent wealth managers, $1B to $5B (1,362)
- institutional asset share shiftChange between filings · filing Mar 20, 2026institutional share of RAUM moved from 77.0% to 61.0% between the annual amendments of 2025-03-26 and 2026-03-20peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 15 to 14Jun 11, 2025 to Mar 20, 2026
- Advisory employees · 21 to 22Jun 11, 2025 to Mar 20, 2026
- Corporate clients · 12 to 11Jun 11, 2025 to Mar 20, 2026
- Employees · 28 to 26Jun 11, 2025 to Mar 20, 2026
- Insurance-licensed employees · 16 to 18Jun 11, 2025 to Mar 20, 2026
- State-registered IARs · 16 to 18Jun 11, 2025 to Mar 20, 2026
- Discretionary RAUM · $2.4B to $2.4BJun 11, 2025 to Mar 20, 2026
- HNW RAUM · $540M to $937MJun 11, 2025 to Mar 20, 2026
- RAUM · $2.4B to $2.4BJun 11, 2025 to Mar 20, 2026
- Financial planning clients · unset to Mar 26, 2025 to Jun 11, 2025
- Discretionary RAUM · $2.4B to $2.4BMar 26, 2025 to Jun 11, 2025
- HNW RAUM · $559M to $540MMar 26, 2025 to Jun 11, 2025
- RAUM · $2.4B to $2.4BMar 26, 2025 to Jun 11, 2025
- Accounts · 14 to 15Mar 26, 2024 to Mar 26, 2025
- Corporate clients · 11 to 12Mar 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $5.7B to $2.4BMar 26, 2024 to Mar 26, 2025
- HNW RAUM · $497M to $559MMar 26, 2024 to Mar 26, 2025
- RAUM · $5.7B to $2.4BMar 26, 2024 to Mar 26, 2025
- Advisory employees · 19 to 21Mar 24, 2023 to Mar 26, 2024
- Employees · 25 to 28Mar 24, 2023 to Mar 26, 2024
- Legal name · SAROFIM INTERNATIONAL MANAGEMENT CO to SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLCMar 24, 2023 to Mar 26, 2024
- Discretionary RAUM · $6.7B to $5.7BMar 24, 2023 to Mar 26, 2024
- HNW RAUM · $414M to $497MMar 24, 2023 to Mar 26, 2024
- RAUM · $6.7B to $5.7BMar 24, 2023 to Mar 26, 2024
- Accounts · 17 to 14Jul 22, 2022 to Mar 24, 2023
- Advisory employees · 20 to 19Jul 22, 2022 to Mar 24, 2023
- Corporate clients · 12 to 11Jul 22, 2022 to Mar 24, 2023
- HNW clients · 5 to 3Jul 22, 2022 to Mar 24, 2023
- Insurance-licensed employees · 20 to 16Jul 22, 2022 to Mar 24, 2023
- State-registered IARs · 20 to 16Jul 22, 2022 to Mar 24, 2023
- Organization form · Corporation to Limited Liability CompanyJul 22, 2022 to Mar 24, 2023
- Discretionary RAUM · $7.4B to $6.7BJul 22, 2022 to Mar 24, 2023
- HNW RAUM · $404M to $414MJul 22, 2022 to Mar 24, 2023
- RAUM · $7.4B to $6.7BJul 22, 2022 to Mar 24, 2023
- Advisory employees · 21 to 20Mar 29, 2022 to Jul 22, 2022
- Employees · 26 to 25Mar 29, 2022 to Jul 22, 2022
- Insurance-licensed employees · 21 to 20Mar 29, 2022 to Jul 22, 2022
- State-registered IARs · 21 to 20Mar 29, 2022 to Jul 22, 2022
- Discretionary RAUM · $7.1B to $7.4BMar 29, 2022 to Jul 22, 2022
- HNW RAUM · $483M to $404MMar 29, 2022 to Jul 22, 2022
Signals
2 dated events
- Sarofim International Management Co reported RAUM $2.4B, down 58% from $5.7B (2024-03-26 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Shalaby Fayez Sarofim (Chairman Of The Board, Director) no longer on Schedule A of Sarofim International Management Co (listed 2022-03-29, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 713-654-4484reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $172Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026