DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Long Wharf Investors

Former SEC-registered adviserBoston, MassachusettsCRD 107036SEC 801-49692IAPD
Legal name Long Wharf Investors Inc
Latest filing Mar 19, 2014
First filing on the tape Mar 19, 2012 · 3 filings
RAUM
$200M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$200M as of Mar 19, 2014
Mar 19, 2012$183M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 19, 2014
Mar 19, 20134 then
Employees (5.A)4 as of Mar 19, 2014
Mar 19, 20134 then
Private funds: no history
RAUM +9.1% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 19, 2014; every figure names its basis
RAUM per advisor
$49.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+9.1%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
129reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Fraser David Bushbrown · President/Chief Executive Officercontrol
      since 04/1995 · owns 25% to 50%
    • Frederick John Keller · Treasurer/Chief Financial Officercontrol
      since 04/1995 · owns 25% to 50%
    • Lett Roderick Macdonald · Clerk/Chief Compliance Officercontrol
      since 01/2005 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 139 to 129
      Mar 19, 2013 to Mar 19, 2014
    • Discretionary RAUM · $169M to $188M
      Mar 19, 2013 to Mar 19, 2014
    • Non-discretionary RAUM · $13.8M to $12.2M
      Mar 19, 2013 to Mar 19, 2014
    • RAUM · $183M to $200M
      Mar 19, 2013 to Mar 19, 2014
    • Accounts · 127 to 139
      Mar 19, 2012 to Mar 19, 2013
    • Advisory employees · unset to 4.0
      Mar 19, 2012 to Mar 19, 2013
    • Employees · unset to 4.0
      Mar 19, 2012 to Mar 19, 2013
    • State-registered IARs · unset to 4.0
      Mar 19, 2012 to Mar 19, 2013
    • Discretionary RAUM · $183M to $169M
      Mar 19, 2012 to Mar 19, 2013
    • Non-discretionary RAUM · $0 to $13.8M
      Mar 19, 2012 to Mar 19, 2013
    • RAUM · $183M to $183M
      Mar 19, 2012 to Mar 19, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026