DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rhumbline Advisers
Legal name Rhumbline Advisers Ltd Partnership
Latest filing Mar 13, 2026
First filing on the tape Nov 29, 2011 · 33 filings
SEC status approved since Jan 15, 1992
RAUM
$136B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
24
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$136B as of Mar 13, 2026
Mar 27, 2012$25B then
HNW client RAUM$0 as of Mar 13, 2026
Mar 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Mar 27, 20120 then
Employees (5.A)32 as of Mar 13, 2026
Mar 27, 201317 then
Private funds24 as of Mar 13, 2026
Mar 27, 20121 then
RAUM +11% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $165MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 71%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $2.6B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$78B58%
- Pooled investment vehicles$20B15%
- Corporations and businesses$11B8.4%
- Pension and profit-sharing plans$11B8.0%
- Charitable organizations$8.5B6.3%
- Other investment advisers$5.2B3.9%
- Investment companies$823M0.6%
- Insurance companies$21.3M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 52reported
- Charitable clients
- 149reported
- Accounts
- 826reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.6B for 12 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.19 institutional_share=0.71 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Rhumbline S&P Index Pooled Trust | Other Private Fund | $4.0B | 38 | Nov 28, 2014 |
| Rhumbline Russell 1000 Pooled Index Trust | Other Private Fund | $2.4B | 13 | Nov 28, 2014 |
| Rhumbline Core Bond Pooled Index Trust | Other Private Fund | $1.3B | 20 | Nov 28, 2014 |
| Rhumbline Qsi Index, LLC | Other Private Fund | $1.2B | 24 | Mar 27, 2012 |
| Rhumbline Mid-Cap Index Fund Pooled Trust | Other Private Fund | $1.1B | 37 | Nov 28, 2014 |
| Rhumbline Large Cap Growth Pooled Index Trust | Other Private Fund | $1.0B | 26 | Nov 28, 2014 |
| Massachusetts S&P 500 Pooled Index Fund | Other Private Fund | $835M | 14 | Nov 28, 2014 |
| Rhumbline Russell 1000 Value Index Pooled Trust | Other Private Fund | $789M | 22 | Nov 28, 2014 |
| Rhumbline Low Carbon Index Fund LLC | Other Private Fund | $661M | 2 | Mar 30, 2021 |
| Rhumbline International Pooled Index Trust | Other Private Fund | $473M | 18 | Mar 18, 2015 |
| Rhumbline Small-Cap Index Fund Pooled Trust | Other Private Fund | $361M | 27 | Nov 28, 2014 |
| Rhumbline Large Cap Core Index Fund LLC | Other Private Fund | $274M | 11 | Mar 30, 2022 |
| Rhumbline Tips Trust | Other Private Fund | $248M | 6 | Mar 21, 2019 |
| Rhumbline Global Minimum Volatility Index Fund | Other Private Fund | $159M | 1 | Mar 7, 2023 |
| Rhumbline Short Term Treasury Index Fund LLC | Other Private Fund | $83.2M | 1 | Mar 7, 2023 |
| Rhumbline Reit Index Fund LLC | Other Private Fund | $69.4M | 17 | Mar 26, 2020 |
| Rhumbline Equal Weighted Large Cap Trust | Other Private Fund | $48.7M | 3 | Nov 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Andrea Denise D'Entremont · Chief Executive Officer/ Limited Partnercontrolsince 04/2022 · owns 50% to 75%
- Ann Lisa Sheeler · Chief Compliance Officer/ General Counselcontrolsince 07/2018 · owns less than 5%
- Andrea Denise D'Entremont · Shareholdercontrolsince 01/2013 · owns F of Dad Enterprises Inc.
- Chhun Hua Sally Gigliotti · Chief Financial Officersince 08/2023 · owns less than 5%
- Damond Alexander Ryer · Shareholdersince 09/2021 · owns 25% to 50% of Rhumbline Incentive LLC
Entity owners
- Dad Enterprises Inc. · General Partnerdirect · owns less than 5%
- Rhumbline Incentive LLC · Limited Partnerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 722 to 826Mar 27, 2025 to Mar 13, 2026
- Advisory employees · 8 to 9Mar 27, 2025 to Mar 13, 2026
- Charity clients · 110 to 149Mar 27, 2025 to Mar 13, 2026
- Corporate clients · 26 to 28Mar 27, 2025 to Mar 13, 2026
- Pension plan clients · 51 to 52Mar 27, 2025 to Mar 13, 2026
- Assets in custody · $2.4B to $2.6BMar 27, 2025 to Mar 13, 2026
- Discretionary RAUM · $123B to $136BMar 27, 2025 to Mar 13, 2026
- Pension RAUM · $10B to $11BMar 27, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $17B to $20BMar 27, 2025 to Mar 13, 2026
- RAUM · $123B to $136BMar 27, 2025 to Mar 13, 2026
- Accounts · 689 to 722Mar 28, 2024 to Mar 27, 2025
- Advisory employees · 7 to 8Mar 28, 2024 to Mar 27, 2025
- Charity clients · 104 to 110Mar 28, 2024 to Mar 27, 2025
- Corporate clients · 27 to 26Mar 28, 2024 to Mar 27, 2025
- Pension plan clients · 49 to 51Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 17 to 24Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $2.3B to $2.4BMar 28, 2024 to Mar 27, 2025
- Employees · 30 to 32Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Private funds · 17 to 24Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $108B to $123BMar 28, 2024 to Mar 27, 2025
- Pension RAUM · $9.7B to $10BMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $15B to $17BMar 28, 2024 to Mar 27, 2025
- RAUM · $108B to $123BMar 28, 2024 to Mar 27, 2025
- Accounts · 678 to 689Jan 9, 2024 to Mar 28, 2024
- Charity clients · 101 to 104Jan 9, 2024 to Mar 28, 2024
- Corporate clients · 22 to 27Jan 9, 2024 to Mar 28, 2024
- Pension plan clients · 53 to 49Jan 9, 2024 to Mar 28, 2024
- Pooled vehicle clients · 16 to 17Jan 9, 2024 to Mar 28, 2024
- Assets in custody · $2.1B to $2.3BJan 9, 2024 to Mar 28, 2024
- Employees · 24 to 30Jan 9, 2024 to Mar 28, 2024
- Discretionary RAUM · $88B to $108BJan 9, 2024 to Mar 28, 2024
- Pension RAUM · $7.3B to $9.7BJan 9, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $13B to $15BJan 9, 2024 to Mar 28, 2024
- RAUM · $88B to $108BJan 9, 2024 to Mar 28, 2024
- Accounts · 639 to 678Apr 29, 2022 to Mar 7, 2023
- Charity clients · 86 to 101Apr 29, 2022 to Mar 7, 2023
- Corporate clients · 19 to 22Apr 29, 2022 to Mar 7, 2023
- Pension plan clients · 54 to 53Apr 29, 2022 to Mar 7, 2023
- Assets in custody · $2.4B to $2.1BApr 29, 2022 to Mar 7, 2023
Signals
6 dated events
- Thomas Wayne Owen (Limited Partner) no longer on Schedule A of Rhumbline Advisers (listed 2022-04-29, absent 2023-03-07)Mar 7, 2023 · Control person left · inference
- Joseph Stephen Goff (Chief Operating Officer) no longer on Schedule A of Rhumbline Advisers (listed 2022-04-29, absent 2023-03-07)Mar 7, 2023 · Control person left · inference
- Joseph Stephen Goff (Chief Operating Officer) appeared on Schedule A of Rhumbline AdvisersMar 30, 2021 · Control person joined · fact
- Rhumbline Advisers reported RAUM $84.0B, up 25% from $67.1B (2020-10-21 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Rhumbline Advisers reported RAUM $67.1B, up 33% from $50.4B (2019-03-21 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Rhumbline Advisers reported RAUM $53.6B, up 30% from $41.2B (2017-03-23 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Rhumbline Advisers · Independent Sponsorsshared crd · capital_provider
- Rhumbline Advisers · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rhumbline-advisersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- rhumbline.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-345-0434reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026