DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Loring, Wolcott & Coolidge Fiduciary Advisors, Llp
Latest filing Jul 23, 2026
First filing on the tape Mar 28, 2012 · 45 filings
SEC status approved since Aug 1, 1994
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$12B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$1.3B
derived; firm RAUM over IAPD count
Employees
109
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$13B as of Jul 23, 2026
Mar 28, 2012$4.0B then
HNW client RAUM$12B as of Jul 23, 2026
Mar 29, 2018$7.0B then
State-registered IARs (5.B.3)10 as of Jul 23, 2026
Mar 28, 20120 then
Employees (5.A)109 as of Jul 23, 2026
Mar 28, 201375 then
Private funds: no history
RAUM -0.6% over the last fiscal year+9.8% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $1.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $3.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.9derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $12B, 2,819 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$12B95%
- Charitable organizations$458M3.6%
- Corporations and businesses$240M1.9%
- Pension and profit-sharing plans$4.3M0.0%
- Individual clients
- n/areported
- HNW clients
- 3,214reported
- Pension plan clients
- n/areported
- Charitable clients
- 53reported
- Accounts
- 3,293reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12B for 2,819 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles-Frederick David BoitChartered Financial Analyst | Boston, Ma | May 27, 2002 | 24 y | 0 |
| Gilbert Morgan RoddyChartered Financial Analyst | Boston, Ma | May 29, 2002 | 41 y | 0 |
| William Bartlett PerkinsChartered Financial Analyst | Boston, Ma | May 29, 2002 | 39 y | 0 |
| Hugh L. WarrenChartered Financial Analyst | Boston, Ma | May 29, 2002 | 33 y | 0 |
| Thomas Russell AppletonChartered Financial Analyst | Boston, Ma | May 10, 2007 | 19 y | 0 |
| Wendy Shaw HoldingChartered Financial Analyst | Boston, Ma | May 1, 2008 | 18 y | 0 |
| Amory Loring LoganChartered Financial Analyst | Boston, Ma | Jan 30, 2017 | 10 y | 0 |
| Nushin KormiChartered Financial Analyst | Boston, Ma | Feb 28, 2017 | 26 y | 0 |
| David Cuetos RuanoChartered Financial Analyst | Boston, Ma | Dec 8, 2020 | 11 y | 0 |
| Simran SuChartered Financial Analyst | Boston, Ma | May 29, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Russell Thomas Appleton · General Partnercontrolsince 01/2007 · owns 5% to 10%
- David Charles-Frederick Boit · General Partnercontrolsince 06/2002 · owns 5% to 10%
- David Cuetos Ruano · General Partnercontrolsince 01/2021 · owns 5% to 10%
- Leo Robert Driscoll · General Partnercontrolsince 01/2000 · owns 5% to 10%
- Shaw Wendy Holding · General Partnercontrolsince 03/2009 · owns 5% to 10%
- L Jonathan Korb · General Counselcontrolsince 01/2008 · owns less than 5%
- Nushin Kormi · General Partnercontrolsince 03/2017 · owns 5% to 10%
- Loring Amory Logan · General Partnercontrolsince 07/2016 · owns 5% to 10%
- B. Peter Loring · General Partnercontrolsince 06/1994 · owns 5% to 10%
- Bartlett William Perkins · General Partnercontrolsince 06/1994 · owns 5% to 10%
- Morgan Gilbert Roddy · General Partnercontrolsince 06/1994 · owns 5% to 10%
- B Charles Schmidt · Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- Simran Su · General Partnercontrolsince 05/2025 · owns 5% to 10%
- Domini Amy Thornton · General Partnercontrolsince 06/1994 · owns 5% to 10%
- L. Hugh Warren · General Partnercontrolsince 06/1994 · owns 5% to 10%
Related persons
Schedule D 7.A
- Domini Impact Investments LLCinvestment adviseryRAUM $2.4B
- Loring, Wolcott & Coolidge Trust, LLCcustodiany
Advisers that list Loring, Wolcott & Coolidge Fiduciary Advisors, Llp as a related person
- 109505 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 10 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 23, 2026SU, SIMRAN (GENERAL PARTNER) appeared on Schedule A between the filings of 2021-03-31 and 2026-07-23peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 23, 2026DRISCOLL, ROBERT, LEO (GENERAL PARTNER) left Schedule A between the filings of 2021-03-31 and 2026-07-23peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 23, 2026LORING, PETER, B. (GENERAL PARTNER) left Schedule A between the filings of 2021-03-31 and 2026-07-23peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 23, 2026THORNTON, AMY, DOMINI (GENERAL PARTNER) left Schedule A between the filings of 2021-03-31 and 2026-07-23peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 3,385 to 3,293Jun 27, 2025 to Mar 30, 2026
- Charity clients · 57 to 53Jun 27, 2025 to Mar 30, 2026
- HNW clients · 3,302 to 3,214Jun 27, 2025 to Mar 30, 2026
- Pension plan clients · 3.0 to unsetJun 27, 2025 to Mar 30, 2026
- Assets in custody · $12B to $12BJun 27, 2025 to Mar 30, 2026
- Employees · 103 to 109Jun 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $13B to $13BJun 27, 2025 to Mar 30, 2026
- HNW RAUM · $12B to $12BJun 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $77.0M to $34.3MJun 27, 2025 to Mar 30, 2026
- Pension RAUM · $11.0M to $4.3MJun 27, 2025 to Mar 30, 2026
- RAUM · $13B to $13BJun 27, 2025 to Mar 30, 2026
- Related adviser · true to falseJun 27, 2025 to Mar 30, 2026
- Financial planning clients · 251-500 to 251-500May 23, 2025 to Jun 27, 2025
- Accounts · 3,392 to 3,385Jan 31, 2025 to Mar 31, 2025
- Charity clients · 49 to 57Jan 31, 2025 to Mar 31, 2025
- Corporate clients · 28 to 23Jan 31, 2025 to Mar 31, 2025
- HNW clients · 3,312 to 3,302Jan 31, 2025 to Mar 31, 2025
- Assets in custody · $11B to $12BJan 31, 2025 to Mar 31, 2025
- Employees · 104 to 103Jan 31, 2025 to Mar 31, 2025
- Discretionary RAUM · $12B to $13BJan 31, 2025 to Mar 31, 2025
- HNW RAUM · $11B to $12BJan 31, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $69.4M to $77.0MJan 31, 2025 to Mar 31, 2025
- Pension RAUM · $10.2M to $11.0MJan 31, 2025 to Mar 31, 2025
- RAUM · $12B to $13BJan 31, 2025 to Mar 31, 2025
- Accounts · 3,288 to 3,392Nov 2, 2023 to Mar 28, 2024
- Advisory employees · 17 to 13Nov 2, 2023 to Mar 28, 2024
- Charity clients · 53 to 49Nov 2, 2023 to Mar 28, 2024
- Corporate clients · 23 to 28Nov 2, 2023 to Mar 28, 2024
- HNW clients · 3,209 to 3,312Nov 2, 2023 to Mar 28, 2024
- Pension plan clients · unset to 3.0Nov 2, 2023 to Mar 28, 2024
- Assets in custody · $9.4B to $11BNov 2, 2023 to Mar 28, 2024
- State-registered IARs · 11 to 10Nov 2, 2023 to Mar 28, 2024
- Discretionary RAUM · $9.6B to $12BNov 2, 2023 to Mar 28, 2024
- HNW RAUM · $9.1B to $11BNov 2, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $64.1M to $69.4MNov 2, 2023 to Mar 28, 2024
- Pension RAUM · $8.1M to $10.2MNov 2, 2023 to Mar 28, 2024
- RAUM · $9.7B to $12BNov 2, 2023 to Mar 28, 2024
- Accounts · 3,202 to 3,288Jan 26, 2023 to Mar 30, 2023
- Charity clients · 55 to 53Jan 26, 2023 to Mar 30, 2023
- Corporate clients · 26 to 23Jan 26, 2023 to Mar 30, 2023
Signals
8 dated events
- D. Frederick Ballou (General Partner) no longer on Schedule A of Loring, Wolcott & Coolidge Fiduciary Advisors, Llp (listed 2024-03-28, absent 2024-10-21)Oct 21, 2024 · Control person left · inference
- Lawrence Coolidge (General Partner) no longer on Schedule A of Loring, Wolcott & Coolidge Fiduciary Advisors, Llp (listed 2024-03-28, absent 2024-10-21)Oct 21, 2024 · Control person left · inference
- B Charles Schmidt (Chief Compliance Officer And Regulatory Counsel) appeared on Schedule A of Loring, Wolcott & Coolidge Fiduciary Advisors, LlpJun 23, 2023 · Control person joined · fact
- Kane Brian Okeeffe (Chief Compliance Officer) no longer on Schedule A of Loring, Wolcott & Coolidge Fiduciary Advisors, Llp (listed 2023-03-30, absent 2023-04-27)Apr 27, 2023 · Control person left · inference
- Andrew William Mims (General Partner) no longer on Schedule A of Loring, Wolcott & Coolidge Fiduciary Advisors, Llp (listed 2023-01-26, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- David Cuetos Ruano (Partner) appeared on Schedule A of Loring, Wolcott & Coolidge Fiduciary Advisors, LlpMar 31, 2021 · Control person joined · fact
- B Charles Schmidt (Chief Compliance Officer) no longer on Schedule A of Loring, Wolcott & Coolidge Fiduciary Advisors, Llp (listed 2019-03-29, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Kane Brian Okeeffe (Chief Compliance Officer) appeared on Schedule A of Loring, Wolcott & Coolidge Fiduciary Advisors, LlpMar 27, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@lwcotrust.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 617-523-6531reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 857-305-3069reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/loring-wolcott-&-coolidgereportedpublic record, Form ADV, Sep 17, 2026
- Website
- LWCOTRUST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-523-6531reportedpublic record, Form ADV, Jul 23, 2026
- Contact form
- lwcotrust.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- lwcotrust.com/about/our-peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026