DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D••••• I••••• I••••••••• L••
Latest filing Feb 25, 2026
First filing on the tape Mar 29, 2012 · 28 filings
SEC status approved since Jun 26, 1997
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$2.4B as of Feb 25, 2026
Mar 29, 2012$1.0B then
HNW client RAUM$8.8M as of Mar 29, 2019
Mar 13, 2018$8.9M then
State-registered IARs (5.B.3)0 as of Feb 25, 2026
Mar 29, 20120 then
Employees (5.A)23 as of Feb 25, 2026
Mar 20, 201319 then
Private funds: no history
RAUM +7.3% over the last fiscal year+4.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $611MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• M••••• L••••• · General Counsel And Membercontrolsince 11/2014 · owns less than 5%
- L•••••• C•••••• M•••• · Ceo, Member And Managercontrolsince 07/2005 · owns 5% to 10%
- L••••••••• S•••••• D•••• · Member And Strategic Vision Partnercontrolsince 04/1997 · owns less than 5%
- P•••••• C••••••••• M•••• · Chief Financial Officer And Membercontrolsince 11/2014 · owns less than 5%
- T••••••• M••••••• · Chief Compliance Officer And Membercontrolsince 05/2005 · owns less than 5%
- T•••••••• A••• D••••• · Chairperson, Member And Managercontrolsince 04/1997 · owns 10% to 25%
- T•••••••• A••• D••••• · Member, Managercontrolsince 01/2008 · owns 25% to 50% of D••••• H••••••• L••
- A•••••••• T•••••• R•••••• · Trustee, T•• M•••••• P• T••••••• Q••• T••••since 02/2016 · owns 10% to 25%
- B•••• C••••••••• D•••• · Trustee, John G. Kinder Gst Trust And John G. Kinder Non-Gst Trustsince 02/2016 · owns 5% to 10%
- B•••••• J••••• E••• · Membersince 04/1997 · owns 5% to 10%
- C••••• R••••• D•••• · Trustee, T•• M•••••• P• T••••••• Q••• T••••since 05/2021 · owns 10% to 25%
- H••••••• W••••• S••• · Trustee, John G. Kinder Gst Trust And John G. Kinder Non-Gst Trustsince 02/2016 · owns 5% to 10%
- K••••• N••••• · Trustee, Jotham C. Kinder Gst Trust And Jotham C. Kinder Non-Gst Trustsince 05/2023 · owns 5% to 10%
- W•••••• H•••• L• · Trustee, Jotham C. Kinder Gst Trust And Jotham C. Kinder Non-Gst Trustsince 02/2016 · owns 5% to 10%
Entity owners
- D••••• H••••••• L•• · Memberdirect · owns 5% to 10%
- T•• M•••••• P• T••••••• Q••• T•••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- D••• I••••••••• S••••••• L••broker-dealery
- L••••• W•••••• • C••••••• T••••• L••n
- L•••••• W•••••• • C••••••• F•••••••• A•••••••• L••investment advisernRAUM $13B
Advisers that list D••••• I••••• I••••••••• L•• as a related person
- 107153 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 4Mar 10, 2025 to Feb 25, 2026
- Advisory employees · 14 to 13Mar 10, 2025 to Feb 25, 2026
- BD registered reps · 8 to 6Mar 10, 2025 to Feb 25, 2026
- Employees · 27 to 23Mar 10, 2025 to Feb 25, 2026
- Discretionary RAUM · $2.3B to $2.4BMar 10, 2025 to Feb 25, 2026
- RAUM · $2.3B to $2.4BMar 10, 2025 to Feb 25, 2026
- Related adviser · true to falseMar 10, 2025 to Feb 25, 2026
- BD registered reps · 7 to 8Feb 28, 2024 to Mar 10, 2025
- Employees · 29 to 27Feb 28, 2024 to Mar 10, 2025
- Financial planning clients · unset to Feb 28, 2024 to Mar 10, 2025
- Discretionary RAUM · $2.1B to $2.3BFeb 28, 2024 to Mar 10, 2025
- RAUM · $2.1B to $2.3BFeb 28, 2024 to Mar 10, 2025
- Advisory employees · 16 to 14Feb 28, 2023 to Feb 28, 2024
- Discretionary RAUM · $2.2B to $2.1BFeb 28, 2023 to Feb 28, 2024
- RAUM · $2.2B to $2.1BFeb 28, 2023 to Feb 28, 2024
- Employees · 26 to 29Apr 20, 2022 to Feb 28, 2023
- Advisory employees · 15 to 16Apr 20, 2022 to Feb 28, 2023
- Discretionary RAUM · $3.0B to $2.2BApr 20, 2022 to Feb 28, 2023
- RAUM · $3.0B to $2.2BApr 20, 2022 to Feb 28, 2023
- BD registered reps · 6 to 7Mar 30, 2021 to Feb 28, 2022
- Employees · 28 to 26Mar 30, 2021 to Feb 28, 2022
- Discretionary RAUM · $2.6B to $3.0BMar 30, 2021 to Feb 28, 2022
- RAUM · $2.6B to $3.0BMar 30, 2021 to Feb 28, 2022
- Accounts · 4 to 5Mar 27, 2020 to Mar 30, 2021
- Advisory employees · 12 to 15Mar 27, 2020 to Mar 30, 2021
- Employees · 26 to 28Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $2.0B to $2.6BMar 27, 2020 to Mar 30, 2021
- RAUM · $2.0B to $2.6BMar 27, 2020 to Mar 30, 2021
- Accounts · 15 to 4Mar 29, 2019 to Mar 27, 2020
- Advisory activities · 5 to 2Mar 29, 2019 to Mar 27, 2020
- HNW clients · 6.0 to unsetMar 29, 2019 to Mar 27, 2020
- Pooled vehicle clients · 1.0 to unsetMar 29, 2019 to Mar 27, 2020
- Assets in custody · 0.0 to unsetMar 29, 2019 to Mar 27, 2020
- Custody of client assets · true to falseMar 29, 2019 to Mar 27, 2020
- Employees · 27 to 26Mar 29, 2019 to Mar 27, 2020
- Discretionary RAUM · $2.1B to $2.0BMar 29, 2019 to Mar 27, 2020
- HNW RAUM · 8837099.0 to unsetMar 29, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · 439137.0 to unsetMar 29, 2019 to Mar 27, 2020
- RAUM · $2.1B to $2.0BMar 29, 2019 to Mar 27, 2020
- Accounts · 14 to 15Mar 13, 2018 to Mar 29, 2019
Signals
3 dated events
- D••••• I••••• I••••••••• L•• reported RAUM $2.2B, down 28% from $3.0B (2022-04-20 to 2023-02-28)Feb 28, 2023 · RAUM change · derived
- D••••• I••••• I••••••••• L•• reported RAUM $2.6B, up 27% from $2.0B (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- D••••• I••••• I••••••••• L•• reported RAUM $2.5B, up 36% from $1.8B (2017-03-28 to 2018-03-13)Mar 13, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/domini-impact-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- domini.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-217-1100reportedpublic record, Form ADV, Feb 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026