DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Ing Investment Management Asia/Pacific (Hong Kong) Ltd.

Former SEC-registered adviserHong Kong, CRD 136016SEC 801-64490IAPD
Latest filing Nov 15, 2012
First filing on the tape Mar 29, 2012 · 4 filings
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
117
28 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$4.9B as of Nov 15, 2012
Mar 29, 2012$4.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3): 35
Employees (5.A): 117
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Nov 15, 2012; every figure names its basis
RAUM per advisor
$141MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$123MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.3derivedItem 5.A over advisors
Advisors per office
35.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
40reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Satish Bapat · Directorcontrol
        since 10/2012 · owns less than 5%
      • Janis Edmunds Lacis · Directorcontrol
        since 06/2010 · owns less than 5%
      • Kiran Hemant Tanna · Directorcontrol
        since 11/2011 · owns less than 5%
      • Jeroen Bastiaan Van Buuren · Directorcontrol
        since 06/2010 · owns less than 5%
      • Wey Chong Yang · Directorcontrol
        since 10/2012 · owns less than 5%
      • Man Shuk Chiu · Local Chief Compliance Officer
        since 12/2011 · owns less than 5%
      Entity owners
      • Ing Insurance International B.V. · Shareholder
        direct · owns 75% or more
      • Ing Groep N.V. · Shareholder
        indirect · owns 75% or more of Ing Verzekeringen N.V.
      • Ing Verzekeringen N.V. · Shareholder
        indirect · owns 75% or more of Ing Insurance International B.V.
      Related persons
      Schedule D 7.A
      Advisers that list Ing Investment Management Asia/Pacific (Hong Kong) Ltd. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · unset to 28.0
        May 8, 2012 to Nov 15, 2012
      • Employees · unset to 117.0
        May 8, 2012 to Nov 15, 2012
      • State-registered IARs · unset to 35.0
        May 8, 2012 to Nov 15, 2012
      • Related bank · false to true
        May 8, 2012 to Nov 15, 2012
      • Related broker-dealer · true to false
        May 8, 2012 to Nov 15, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026