DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pinnacle Advisors LLC
Latest filing Mar 26, 2026
First filing on the tape Feb 29, 2012 · 21 filings
SEC status approved since Dec 19, 1996
RAUM
$433,140
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$433,140 as of Mar 26, 2026
Feb 29, 2012$2.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 26, 2026
Feb 29, 20120 then
Employees (5.A)2 as of Mar 26, 2026
Mar 25, 20132 then
Private funds: no history
RAUM -8.9% over the last fiscal year-6.5% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $216,570derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $433,140derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$433,140100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Frank Robert Cuculich · Presidentcontrolsince 02/2012 · owns 25% to 50%
- B Gregory Cuvelier · Membercontrolsince 12/1998 · owns 10% to 25%
- Anthony Gregg Kidd · Membercontrolsince 10/1996 · owns 25% to 50%
- Duell Richard Jr. Lanning · Membercontrolsince 10/1996 · owns 5% to 10%
- James Luke Lonergan · Membercontrolsince 10/1996 · owns 10% to 25%
- Ryan Benjamin Quilty · Chief Compliance Officersince 06/2013 · owns 10% to 25%
Related persons
Schedule D 7.A
- Pinnacle Capital Management, LLCinvestment advisernRAUM $300M
- Pinnacle Investments, LLCbroker-dealerinvestment advisernRAUM $1.3B
Advisers that list Pinnacle Advisors LLC as a related person
- 142910 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $475,478 to $433,140Aug 7, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $475,478 to $433,140Aug 7, 2025 to Mar 26, 2026
- RAUM · $475,478 to $433,140Aug 7, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Aug 7, 2025
- Discretionary RAUM · $460,642 to $475,478Mar 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $460,642 to $475,478Mar 26, 2024 to Mar 28, 2025
- RAUM · $460,642 to $475,478Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $529,368 to $460,642Jun 1, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $529,368 to $460,642Jun 1, 2023 to Mar 26, 2024
- RAUM · $529,368 to $460,642Jun 1, 2023 to Mar 26, 2024
- Discretionary RAUM · $516,573 to $529,368Feb 24, 2022 to Mar 12, 2023
- Pooled vehicle RAUM · $516,573 to $529,368Feb 24, 2022 to Mar 12, 2023
- RAUM · $516,573 to $529,368Feb 24, 2022 to Mar 12, 2023
- Pooled vehicle clients · unset to 1.0Aug 9, 2021 to Feb 24, 2022
- Discretionary RAUM · $589,017 to $516,573Aug 9, 2021 to Feb 24, 2022
- Pooled vehicle RAUM · unset to 516573.0Aug 9, 2021 to Feb 24, 2022
- RAUM · $589,017 to $516,573Aug 9, 2021 to Feb 24, 2022
- HQ city · SYRACUSE to EAST SYRACUSEMar 16, 2021 to Aug 9, 2021
- RAUM · $188,440 to $589,017Mar 12, 2021 to Mar 16, 2021
- Pooled vehicle clients · 1.0 to unsetMar 12, 2021 to Mar 16, 2021
- Discretionary RAUM · $188,440 to $589,017Mar 12, 2021 to Mar 16, 2021
- Pooled vehicle RAUM · 188440.0 to unsetMar 12, 2021 to Mar 16, 2021
- Advisory activities · 1 to 2Mar 10, 2020 to Mar 12, 2021
- Pooled vehicle clients · unset to 1.0Mar 10, 2020 to Mar 12, 2021
- Discretionary RAUM · $1.6M to $188,440Mar 10, 2020 to Mar 12, 2021
- Pooled vehicle RAUM · unset to 188440.0Mar 10, 2020 to Mar 12, 2021
- RAUM · $1.6M to $188,440Mar 10, 2020 to Mar 12, 2021
- Discretionary RAUM · $2.1M to $1.6MFeb 21, 2019 to Mar 10, 2020
- RAUM · $2.1M to $1.6MFeb 21, 2019 to Mar 10, 2020
- Discretionary RAUM · $1.8M to $2.1MFeb 27, 2018 to Feb 21, 2019
- RAUM · $1.8M to $2.1MFeb 27, 2018 to Feb 21, 2019
- Insurance-licensed employees · 0 to 2Jan 25, 2017 to Feb 27, 2018
- State-registered IARs · 0 to 2Jan 25, 2017 to Feb 27, 2018
- Other offices · unset to 0.0Jan 25, 2017 to Feb 27, 2018
- Discretionary RAUM · $1.7M to $1.8MJan 25, 2017 to Feb 27, 2018
- RAUM · $1.7M to $1.8MJan 25, 2017 to Feb 27, 2018
- Discretionary RAUM · $1.7M to $1.7MFeb 12, 2016 to Jan 25, 2017
- RAUM · $1.7M to $1.7MFeb 12, 2016 to Jan 25, 2017
- Discretionary RAUM · $1.9M to $1.7MDec 15, 2015 to Feb 12, 2016
- RAUM · $1.9M to $1.7MDec 15, 2015 to Feb 12, 2016
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- nysafunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 315.251.1101reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026