DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sisung Investment Management Services LLC
Latest filing Aug 24, 2026
First filing on the tape Mar 1, 2012 · 22 filings
SEC status approved since Aug 18, 1995
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$324M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$1.9B as of Aug 24, 2026
Mar 1, 2012$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Aug 24, 2026
Mar 1, 20120 then
Employees (5.A)7 as of Aug 24, 2026
Mar 28, 20138 then
Private funds: no history
RAUM -0.5% over the last fiscal year-0.2% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $324MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $149MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$1.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lawrence John Sisung | Metairie, La | May 12, 2011 | 38 y | 0 |
| Robert Lane Sisung | Metairie, La | May 12, 2011 | 36 y | 0 |
| Richard Louis Solares | Metairie, La | May 12, 2011 | 36 y | 0 |
| Michael Wassner Weinstein | Metairie, La | Oct 13, 2012 | 16 y | 0 |
| John Arthur Chapman | Metairie, La | Jan 1, 2019 | 14 y | 0 |
| Lawrence John Sisung | Metairie, La | Dec 11, 2024 | 41 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Lawrence Sisung · Ceo / Ccocontrolsince 07/1995 · owns less than 5%
- Louis Richard Solares · Sr. Vp / Coocontrolsince 07/1995 · owns less than 5%
Entity owners
- L. J. Sisung Company · L. J. Sisung Is 49% Beneficial Ownerindirect · owns 25% to 50% of Sisung Holdings, LLC
- R. L. Sisung Company · R.L. Sisung Is 51% Beneficial Ownerindirect · owns 50% to 75% of Sisung Holdings, LLC
- Sisung Holdings, LLC · Holding Company 100% Owner Of Simsdirect · owns 75% or more
Related persons
Schedule D 7.A
- Sisung Securities Corporationbroker-dealerinvestment companyreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Metairie, La · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 13Mar 26, 2025 to Mar 19, 2026
- Discretionary RAUM · $1.9B to $1.9BMar 26, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $7.7M to $2.8MMar 26, 2025 to Mar 19, 2026
- RAUM · $2.0B to $1.9BMar 26, 2025 to Mar 19, 2026
- Financial planning clients · 0 to 0Nov 14, 2024 to Mar 26, 2025
- Discretionary RAUM · $2.0B to $1.9BNov 14, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $6.8M to $7.7MNov 14, 2024 to Mar 26, 2025
- RAUM · $2.0B to $2.0BNov 14, 2024 to Mar 26, 2025
- HQ city · NEW ORLEANS to METAIRIEMar 28, 2024 to Nov 14, 2024
- Discretionary RAUM · $1.9B to $2.0BMar 29, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $8.4M to $6.8MMar 29, 2023 to Mar 28, 2024
- RAUM · $2.0B to $2.0BMar 29, 2023 to Mar 28, 2024
- Accounts · 13 to 12May 2, 2022 to Mar 29, 2023
- Advisory employees · 6 to 4May 2, 2022 to Mar 29, 2023
- State-registered IARs · 3 to 4May 2, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.6B to $1.9BMay 2, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $11.9M to $8.4MMay 2, 2022 to Mar 29, 2023
- RAUM · $1.6B to $2.0BMay 2, 2022 to Mar 29, 2023
- Advisory employees · 7 to 6Mar 31, 2021 to May 2, 2022
- State-registered IARs · 4 to 3Mar 31, 2021 to May 2, 2022
- Discretionary RAUM · $1.6B to $1.6BMar 31, 2021 to May 2, 2022
- Non-discretionary RAUM · $16.9M to $11.9MMar 31, 2021 to May 2, 2022
- RAUM · $1.6B to $1.6BMar 31, 2021 to May 2, 2022
- Accounts · 12 to 13May 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.6B to $1.6BMay 30, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $22.3M to $16.9MMay 30, 2020 to Mar 31, 2021
- RAUM · $1.6B to $1.6BMay 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.5B to $1.6BMar 29, 2019 to May 30, 2020
- Non-discretionary RAUM · $27.5M to $22.3MMar 29, 2019 to May 30, 2020
- RAUM · $1.5B to $1.6BMar 29, 2019 to May 30, 2020
- Accounts · 11 to 12Mar 29, 2018 to Mar 29, 2019
- State-registered IARs · 6 to 4Mar 29, 2018 to Mar 29, 2019
- Discretionary RAUM · $1.3B to $1.5BMar 29, 2018 to Mar 29, 2019
- Non-discretionary RAUM · $28.9M to $27.5MMar 29, 2018 to Mar 29, 2019
- RAUM · $1.4B to $1.5BMar 29, 2018 to Mar 29, 2019
- Discretionary RAUM · $1.1B to $1.3BOct 19, 2017 to Mar 29, 2018
- Non-discretionary RAUM · $30.9M to $28.9MOct 19, 2017 to Mar 29, 2018
- RAUM · $1.1B to $1.4BOct 19, 2017 to Mar 29, 2018
- Other offices · unset to 0.0Sep 29, 2017 to Oct 19, 2017
- Accounts · 13 to 11Mar 30, 2016 to Mar 28, 2017
Signals
1 dated events
- Lane Robert Sisung (Legal / Operations / Investment Committee) no longer on Schedule A of Sisung Investment Management Services Llc (listed 2021-03-31, absent 2022-05-02)May 2, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- SISUNGINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 504-544-7700reportedpublic record, Form ADV, Aug 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $324Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026