DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••• M••• • A••••••••• I••
Latest filing Aug 25, 2026
First filing on the tape Mar 28, 2012 · 34 filings
SEC status approved since Sep 3, 1992
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.0B individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$69.0M
derived; firm RAUM over IAPD count
Employees
22
10 advisory (5.B.1)
Offices
26
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.0B as of Aug 25, 2026
Mar 28, 2012$211M then
HNW client RAUM$770M as of Aug 25, 2026
Mar 30, 2018$252M then
State-registered IARs (5.B.3)10 as of Aug 25, 2026
Mar 6, 20132 then
Employees (5.A)22 as of Aug 25, 2026
Mar 6, 20139 then
Private funds: no history
RAUM +26% over the last fiscal year+17% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $69.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.6derived27 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$770M74%
- Individuals$237M23%
- Pension and profit-sharing plans$27.6M2.7%
- Individual clients
- 692reported
- HNW clients
- 260reported
- Pension plan clients
- 13reported
- Charitable clients
- n/areported
- Accounts
- 952reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••••• K••• B•••••••Certified Financial Planner | Livonia, Mi | Jun 7, 2006 | 34 y | 0 |
| W•••••• M•••Certified Financial Planner | Livonia, Mi | Feb 4, 2010 | 40 y | 1 |
| L•••• J••••• S••••Certified Financial Planner | Troy, Mi | Mar 6, 2017 | 20 y | 0 |
| K•••••• L•••• K•••••Certified Financial Planner | Punta Gorda, Fl | Oct 28, 2017 | 43 y | 2 |
| J••••• S•••••• S•••••••Certified Financial Planner | Troy, Mi | May 22, 2019 | 12 y | 1 |
| F•••• S•••••• A••••Certified Financial Planner | Pentwater, Mi | May 22, 2019 | 34 y | 1 |
| J•••• A••••• D•••••• | Longwood, Fl | Aug 28, 2019 | 16 y | 2 |
| J••• W•••••• C•••••••••Certified Financial Planner | Troy, Mi | May 8, 2024 | 37 y | 2 |
| P•••••• W•••••• C•••••••••Certified Financial Planner | Troy, Mi | May 8, 2024 | 23 y | 1 |
| R•••••• J•••• K•••Personal Financial Specialist | Southfield, Mi | Dec 18, 2024 | 38 y | 1 |
| C•••••• D•••• D•••••••• | Troy, Mi | Jan 1, 2025 | 39 y | 1 |
| W•••••• J••••• C•••• | Troy, Mi | Jan 22, 2025 | 11 y | 1 |
| B•••••• B•••••••Certified Financial Planner | Troy, Mi | Feb 27, 2025 | 11 y | 0 |
| D••••• M• K••••• | Troy, Mi | May 1, 2025 | 22 y | 0 |
| T•••••• J••• M••• | Troy, Mi | Jun 10, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• J••••• C•••• from E•••••••• A•••••••• L••Jan 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- C•••••• D•••• D•••••••• from R••••••• W••••• A•••••••Jan 1, 2025 · RIA to RIA
- R•••••• J•••• K••• from M••••• F••• M••••••••• C•Dec 18, 2024 · RIA to RIA
- P•••••• W•••••• C••••••••• from C••••••••• • A••••••••• L••May 8, 2024 · Other
- J••• W•••••• C••••••••• from C••••••••• • A••••••••• L••May 8, 2024 · Other
- J•••• A••••• D•••••• from L•••• A••••••• S••••••• I•••Aug 28, 2019 · Other
- F•••• S•••••• A•••• from M••••• F••• M••••••••• C•May 22, 2019 · RIA to RIA
- J••••• S•••••• S••••••• from P••••• M•••• F•••••••• A•••••••May 22, 2019 · RIA to RIA
- K•••••• L•••• K••••• from M••••• F••• M••••••••• C•Oct 28, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••••••• • A••••••••• L••Dec 31, 2024 · Troy, Mi
- 2 joined from M••••• F••• M••••••••• C•Dec 31, 2018 · Troy, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• T•••••••• K••• · Vice Presidentcontrolsince 12/1992 · owns 10% to 25%
- M•••• W•••••• · Presidentcontrolsince 04/1992 · owns 75% or more
- D••••••••• C••••••• D•••• · Chief Compliance Officersince 12/2022 · owns less than 5%
Related persons
Schedule D 7.A
- C•• F••••••••investment adviserinsuranceyRAUM $199M
Advisers that list W•••••• M••• • A••••••••• I•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Troy, Mi · principal | 14 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Troy, MI2 employees
- Fenville, MI1 employees
- Royal Oak, MI1 employees
- Estero, FL1 employees
- Troy, MI1 employees
- Troy, MI1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high office count relative to headcountStatic outlier · filing Aug 25, 2026offices per registered advisor of 1.8 against a peer median of 0.3 (530 comparable advisers, 100.0th percentile, 6.5 robust deviations)peers: independent wealth managers, $1B to $5B (530) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 983 to 952Dec 18, 2025 to Apr 1, 2026
- HNW clients · 198 to 260Dec 18, 2025 to Apr 1, 2026
- Individual clients · 759 to 692Dec 18, 2025 to Apr 1, 2026
- Discretionary RAUM · $818M to $1.0BDec 18, 2025 to Apr 1, 2026
- HNW RAUM · $584M to $770MDec 18, 2025 to Apr 1, 2026
- Individual RAUM · $213M to $237MDec 18, 2025 to Apr 1, 2026
- Non-discretionary RAUM · $2.2M to $2.4MDec 18, 2025 to Apr 1, 2026
- Pension RAUM · $23.3M to $27.6MDec 18, 2025 to Apr 1, 2026
- RAUM · $820M to $1.0BDec 18, 2025 to Apr 1, 2026
- Advisory activities · 2 to 3Mar 31, 2025 to Jul 22, 2025
- Financial planning clients · More than 500 to More than 500Mar 31, 2025 to Jul 22, 2025
- Accounts · 852 to 983Nov 11, 2024 to Mar 31, 2025
- Advisory employees · 7 to 10Nov 11, 2024 to Mar 31, 2025
- HNW clients · 168 to 198Nov 11, 2024 to Mar 31, 2025
- Individual clients · 664 to 759Nov 11, 2024 to Mar 31, 2025
- Pension plan clients · 15 to 13Nov 11, 2024 to Mar 31, 2025
- Employees · 14 to 22Nov 11, 2024 to Mar 31, 2025
- State-registered IARs · 6 to 10Nov 11, 2024 to Mar 31, 2025
- Discretionary RAUM · $753M to $818MNov 11, 2024 to Mar 31, 2025
- HNW RAUM · $506M to $584MNov 11, 2024 to Mar 31, 2025
- Individual RAUM · $223M to $213MNov 11, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $2.2M to $2.2MNov 11, 2024 to Mar 31, 2025
- Pension RAUM · $25.7M to $23.3MNov 11, 2024 to Mar 31, 2025
- RAUM · $755M to $820MNov 11, 2024 to Mar 31, 2025
- Other offices · 25 to 26May 8, 2024 to Oct 28, 2024
- Other offices · 24 to 25Mar 29, 2024 to May 8, 2024
- Accounts · 846 to 852Mar 29, 2023 to Mar 29, 2024
- Other offices · 19 to 24Mar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $647M to $753MMar 29, 2023 to Mar 29, 2024
- HNW RAUM · $422M to $506MMar 29, 2023 to Mar 29, 2024
- Individual RAUM · $205M to $223MMar 29, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $2.0M to $2.2MMar 29, 2023 to Mar 29, 2024
- Pension RAUM · $22.6M to $25.7MMar 29, 2023 to Mar 29, 2024
- RAUM · $649M to $755MMar 29, 2023 to Mar 29, 2024
- Accounts · 815 to 846Dec 14, 2022 to Mar 29, 2023
- HNW clients · 199 to 168Dec 14, 2022 to Mar 29, 2023
- Individual clients · 616 to 664Dec 14, 2022 to Mar 29, 2023
- Pension plan clients · 14 to 15Dec 14, 2022 to Mar 29, 2023
- Other offices · 20 to 19Dec 14, 2022 to Mar 29, 2023
- Discretionary RAUM · $721M to $647MDec 14, 2022 to Mar 29, 2023
Signals
5 dated events
- W•••••• M••• • A••••••••• I•• reported RAUM $1.0B, up 26% from $820.4M (2025-12-18 to 2026-04-01)Apr 1, 2026 · RAUM change · derived
- 2 advisors left C••••••••• • A••••••••• L•• (Troy, MI) for W•••••• M••• • A••••••••• I•• on the same dayDec 31, 2024 · Team lift-out · derived
- W•••••• M••• • A••••••••• I•• reported 24 offices beyond its principal office, up from 19 (2023-03-29 to 2024-03-29)Mar 29, 2024 · Office count change · derived
- W•••••• M••• • A••••••••• I•• reported 19 offices beyond its principal office, up from 5 (2021-03-31 to 2022-03-31)Mar 31, 2022 · Office count change · derived
- W•••••• M••• • A••••••••• I•• reported RAUM $481.7M, up 41% from $341.6M (2019-03-27 to 2019-05-15)May 15, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-643-4310reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-643-8205reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-643-4310reportedpublic record, Form ADV, Aug 25, 2026
- Contact form
- wmack.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wmack.com/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026