DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• C•••••• M••••••••• L••
Latest filing Mar 20, 2026
First filing on the tape Mar 29, 2012 · 24 filings
SEC status approved since Mar 3, 1995
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.1%
$46.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.5B as of Mar 20, 2026
Mar 29, 2012$2.4B then
HNW client RAUM$46.4M as of Mar 20, 2026
Mar 7, 2018$88.0M then
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 29, 20120 then
Employees (5.A)10 as of Mar 20, 2026
Mar 20, 201313 then
Private funds2 as of Mar 20, 2026
Mar 29, 20123 then
RAUM -5.0% over the last fiscal year-1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $22.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 78%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$1.2B88%
- Pooled investment vehicles$82.2M6.2%
- High-net-worth individuals$46.4M3.5%
- Corporations and businesses$27.1M2.1%
- Individual clients
- n/areported
- HNW clients
- 45reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 65reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $46.4M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.06 institutional_share=0.78 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• R••••• F••• L••no longer reported | Other Private Fund | $19.6M | 11 | Mar 29, 2012 |
| A••••••• G••••• P••••••• S••••••••• F••• L• | Other Private Fund | $5.7M | 17 | Mar 29, 2012 |
| A••••••• N•••••• P••••••• S••••••••• F••• L• | Other Private Fund | $2.7M | 8 | Mar 12, 2019 |
| A••••••• E••••• P••••••• L•no longer reported | Hedge Fund | $992,884 | 4 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- T•••••• M••••••• A•••••• · Chief Executive Officercontrolsince 08/2002 · owns less than 5%
- W•••••• J••• M• · Chief Compliance Officercontrolsince 06/2019 · owns less than 5%
- T•••••• M••••••• A•••••• · Manager, Membercontrolsince 08/2004 · owns 75% or more of A•• A••••••••• L••
- T•••••• M••••••• A•••••• · Trusteecontrolsince 11/2004 · owns F of C••• I••••••••• T•••• & C••• I••••••••• T••••
- C•••••• T••••••• R• · Trusteesince 11/2004 · owns F of C••• I••••••••• T•••• & Ctg3 I••••••••• Trust
Entity owners
- A•• A••••••••• L•• · Member Of Applicantdirect · owns 75% or more
- C••• I••••••••• T•••• · Memberindirect · owns F of A•• A••••••••• L••
- C••• I••••••••• T•••• · Memberindirect · owns F of A•• A••••••••• L••
Related persons
Schedule D 7.A
- A•• A••••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 133 to 65Feb 3, 2025 to Mar 20, 2026
- HNW clients · 113 to 45Feb 3, 2025 to Mar 20, 2026
- Discretionary RAUM · $1.6B to $1.5BFeb 3, 2025 to Mar 20, 2026
- HNW RAUM · $62.7M to $46.4MFeb 3, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $86.3M to $82.2MFeb 3, 2025 to Mar 20, 2026
- RAUM · $1.6B to $1.5BFeb 3, 2025 to Mar 20, 2026
- Wrap assets (manager) · $62.7M to $46.4MFeb 3, 2025 to Mar 20, 2026
- Accounts · 186 to 133Mar 1, 2024 to Feb 3, 2025
- HNW clients · 166 to 113Mar 1, 2024 to Feb 3, 2025
- Financial planning clients · unset to Mar 1, 2024 to Feb 3, 2025
- Discretionary RAUM · $1.6B to $1.6BMar 1, 2024 to Feb 3, 2025
- HNW RAUM · $65.6M to $62.7MMar 1, 2024 to Feb 3, 2025
- Pooled vehicle RAUM · $69.0M to $86.3MMar 1, 2024 to Feb 3, 2025
- RAUM · $1.6B to $1.6BMar 1, 2024 to Feb 3, 2025
- Wrap assets (manager) · $65.6M to $62.7MMar 1, 2024 to Feb 3, 2025
- Accounts · 222 to 186Feb 28, 2023 to Mar 1, 2024
- HNW clients · 204 to 166Feb 28, 2023 to Mar 1, 2024
- Discretionary RAUM · $1.5B to $1.6BFeb 28, 2023 to Mar 1, 2024
- HNW RAUM · $73.8M to $65.6MFeb 28, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · $61.4M to $69.0MFeb 28, 2023 to Mar 1, 2024
- RAUM · $1.5B to $1.6BFeb 28, 2023 to Mar 1, 2024
- Wrap assets (manager) · $72.2M to $65.6MFeb 28, 2023 to Mar 1, 2024
- Accounts · 231 to 222Sep 7, 2022 to Feb 28, 2023
- HNW clients · 214 to 204Sep 7, 2022 to Feb 28, 2023
- Discretionary RAUM · $2.4B to $1.5BSep 7, 2022 to Feb 28, 2023
- HNW RAUM · $109M to $73.8MSep 7, 2022 to Feb 28, 2023
- Pooled vehicle RAUM · $69.8M to $61.4MSep 7, 2022 to Feb 28, 2023
- RAUM · $2.4B to $1.5BSep 7, 2022 to Feb 28, 2023
- Wrap assets (manager) · $107M to $72.2MSep 7, 2022 to Feb 28, 2023
- Accounts · 194 to 231Nov 1, 2021 to Mar 16, 2022
- HNW clients · 181 to 214Nov 1, 2021 to Mar 16, 2022
- Employees · 11 to 10Nov 1, 2021 to Mar 16, 2022
- Discretionary RAUM · $1.6B to $2.4BNov 1, 2021 to Mar 16, 2022
- HNW RAUM · $70.5M to $109MNov 1, 2021 to Mar 16, 2022
- Pooled vehicle RAUM · $20.0M to $69.8MNov 1, 2021 to Mar 16, 2022
- RAUM · $1.6B to $2.4BNov 1, 2021 to Mar 16, 2022
- Wrap assets (manager) · $70.5M to $107MNov 1, 2021 to Mar 16, 2022
- Accounts · 178 to 194Jun 30, 2020 to Jan 29, 2021
- HNW clients · 164 to 181Jun 30, 2020 to Jan 29, 2021
- HQ city · OAKLAND to ALAMEDAJun 30, 2020 to Jan 29, 2021
Signals
5 dated events
- A••••••• C•••••• M••••••••• L•• reported RAUM $1.5B, down 35% from $2.4B (2022-09-07 to 2023-02-28)Feb 28, 2023 · RAUM change · derived
- A••••••• C•••••• M••••••••• L•• reported RAUM $2.4B, up 52% from $1.6B (2021-11-01 to 2022-03-16)Mar 16, 2022 · RAUM change · derived
- A••••••• C•••••• M••••••••• L•• reported RAUM $1.6B, down 27% from $2.2B (2020-06-30 to 2021-01-29)Jan 29, 2021 · RAUM change · derived
- M Jon Wieman (Chief Compliance Officer) appeared on Schedule A of A••••••• C•••••• M••••••••• L••Jul 2, 2019 · Control person joined · fact
- Alexander Mark Hoopes (Chief Compliance Officer) no longer on Schedule A of A••••••• C•••••• M••••••••• L•• (listed 2019-03-12, absent 2019-07-02)Jul 2, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- A••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/adelante-capital-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- adelante.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 510-986-2100reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026