DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••••••• F••• A••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since Nov 6, 1991
RAUM
$365B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
162
64 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$365B as of Mar 24, 2026
Mar 30, 2012$58B then
HNW client RAUM$0 as of Mar 24, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 30, 20120 then
Employees (5.A)162 as of Mar 24, 2026
Apr 1, 201390 then
Private funds: no history
RAUM +32% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$348B95%
- State and municipal entities$9.8B2.7%
- Pooled investment vehicles$4.3B1.2%
- Sovereign wealth funds$1.6B0.4%
- Corporations and businesses$1.3B0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 106reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• N•••••• R••••• · Co-Chief Executive Officer And Directorcontrolsince 07/2018 · owns less than 5%
- R•••••• J•••• S••••• · Co-Chief Executive Officer And Directorcontrolsince 07/2018 · owns less than 5%
- B••••• D••••• G•••••• · Chairmancontrolsince 02/2017 · owns 25% to 50% of D••••••••• H••••••• I•••
- B•••• J•••• D••••• · Director And Vice Presidentsince 03/2022 · owns less than 5%
- G••••••• B••••••• J•••• · Chief Financial Officer, Treasurer And Vice Presidentsince 09/2020 · owns less than 5%
- N•••••• C••••••••• L•• · Chief Legal Officer, Secretary And Vice Presidentsince 08/1996 · owns less than 5%
- N••••••••• S•••••• J••••• · Chief Compliance Officersince 07/2020 · owns less than 5%
- O••••••••• P•••• C••••••••• · Head Of European Compliancesince 11/2014 · owns less than 5%
- P••••• V•••••••• A•••• · Independent Directorsince 09/2019 · owns less than 5%
- S•••••••• J•••• B•••••• · Director And Vice Presidentsince 02/2022 · owns less than 5%
- W•••• P••••• A•••••• M••• · Independent Directorsince 09/2019 · owns less than 5%
Entity owners
- D••••••••• F••• A••••••• L• · Shareholderdirect · owns 75% or more
- D••••••••• H••••••• I••• · Sole Memberindirect · owns 75% or more of D••••••••• H••••••• L••
- D••••••••• H••••••• I••• · General Partnerindirect · owns F of D••••••••• F••• A••••••• L•
- D••••••••• H••••••• L•• · L•••••• Partnerindirect · owns 75% or more of D••••••••• F••• A••••••• L•
Related persons
Schedule D 7.A
- D•• A•••••••• L••••••investment adviserbanknRAUM $362B
- D•• S••••••••• L••broker-dealern
- D••••••••• F••• A••••••• C••••• U••broker-dealerinvestment advisern
- D••••••••• F••• A••••••• L•investment adviserbankyRAUM $1020B
- D••••••••• F••• A••••••• P••• L•••investment advisern
- D••••••••• H••• K••• L••••••broker-dealern
- D••••••••• I•••••• L••••••investment advisern
- D••••••••• J•••• L•••investment advisern
Advisers that list D••••••••• F••• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 102 to 106Mar 31, 2025 to Mar 24, 2026
- Advisory employees · 65 to 64Mar 31, 2025 to Mar 24, 2026
- BD registered reps · 0 to 1Mar 31, 2025 to Mar 24, 2026
- Pooled vehicle clients · 3 to 4Mar 31, 2025 to Mar 24, 2026
- Employees · 150 to 162Mar 31, 2025 to Mar 24, 2026
- Discretionary RAUM · $276B to $365BMar 31, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $79.3M to $4.3BMar 31, 2025 to Mar 24, 2026
- RAUM · $276B to $365BMar 31, 2025 to Mar 24, 2026
- Accounts · 108 to 102Jan 16, 2025 to Mar 31, 2025
- Advisory employees · 60 to 65Jan 16, 2025 to Mar 31, 2025
- Employees · 149 to 150Jan 16, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 16, 2025 to Mar 31, 2025
- Discretionary RAUM · $277B to $276BJan 16, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $91.3M to $79.3MJan 16, 2025 to Mar 31, 2025
- RAUM · $277B to $276BJan 16, 2025 to Mar 31, 2025
- HQ state · unset to Mar 28, 2024 to Jan 16, 2025
- Accounts · 107 to 108Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 61 to 60Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 1 to 0Mar 31, 2023 to Mar 28, 2024
- Employees · 146 to 149Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 1 to 0Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $248B to $277BMar 31, 2023 to Mar 28, 2024
- Pension RAUM · $484M to $0Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $80.0M to $91.3MMar 31, 2023 to Mar 28, 2024
- RAUM · $248B to $277BMar 31, 2023 to Mar 28, 2024
- Accounts · 99 to 107Jan 20, 2023 to Mar 31, 2023
- Advisory employees · 58 to 61Jan 20, 2023 to Mar 31, 2023
- BD registered reps · 2 to 1Jan 20, 2023 to Mar 31, 2023
- Pooled vehicle clients · 5 to 3Jan 20, 2023 to Mar 31, 2023
- Employees · 130 to 146Jan 20, 2023 to Mar 31, 2023
- State-registered IARs · 2 to 1Jan 20, 2023 to Mar 31, 2023
- Discretionary RAUM · $281B to $248BJan 20, 2023 to Mar 31, 2023
- Pension RAUM · $629M to $484MJan 20, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $267M to $80.0MJan 20, 2023 to Mar 31, 2023
- RAUM · $281B to $248BJan 20, 2023 to Mar 31, 2023
- Accounts · 95 to 99Mar 7, 2022 to Mar 31, 2022
- Advisory employees · 61 to 58Mar 7, 2022 to Mar 31, 2022
- Discretionary RAUM · $244B to $281BMar 7, 2022 to Mar 31, 2022
- Pension RAUM · $749M to $629MMar 7, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $281M to $267MMar 7, 2022 to Mar 31, 2022
Signals
2 dated events
- D••••••••• F••• A••••••• L•• reported RAUM $364.7B, up 32% from $276.1B (2025-03-31 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- D••••••••• F••• A••••••• L•• reported RAUM $245.4B, up 32% from $185.4B (2017-09-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dimensional-fund-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- d•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- + (44) 20-3033-3300reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026