DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Ta Associates Realty

Former SEC-registered adviserBoston, MassachusettsCRD 107512SEC 801-37990IAPD
Legal name Realty Associates Advisors LLC
Latest filing Mar 31, 2014
First filing on the tape Mar 30, 2012 · 3 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
77
49 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2014
Mar 30, 20120 then
Employees (5.A)77 as of Mar 31, 2014
Mar 28, 201375 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
pension consulting, otherreportedItem 5.G
Custody
$4.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$4.0M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Austin Michael Ruane · President And Chief Executive Officercontrol
        since 10/1990 · owns less than 5%
      • Austin Michael Ruane · Trustee, Stockholdercontrol
        since 12/1998 · owns 75% or more of Realty Associates Advisors Trust
      • O James Buckingham · Partner, Acquisitions
        since 03/2004 · owns less than 5%
      • L Scott Dalrymple · Partner, Chief Financial Officer, Chief Compliance Officer
        since 10/2004 · owns less than 5%
      • Paul James Raisides · Partner, Portfolio Management
        since 12/2002 · owns less than 5%
      Entity owners
      • Realty Associates Advisors Trust · Managing Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • Realty Associates Fund Ix LLC
        pooled vehicle sponsory
      • Realty Associates Fund Ix Texas Corporation
        pooled vehicle sponsorn
      • Realty Associates Fund Vi LLC
        pooled vehicle sponsory
      • Realty Associates Fund Vi Texas Corporation
        pooled vehicle sponsorn
      • Realty Associates Fund Vii LLC
        pooled vehicle sponsory
      • Realty Associates Fund Vii Texas Corporation
        pooled vehicle sponsorn
      • Realty Associates Fund Viii LLC
        pooled vehicle sponsory
      • Realty Associates Fund Viii Texas Corporation
        pooled vehicle sponsorn
      • Realty Associates Fund X Reit Gp, LLC
        pooled vehicle sponsory
      • Realty Associates Fund X, LLC
        pooled vehicle sponsory
      • Ta Realty LLC
        investment adviserpooled vehicle sponsorLP sponsornRAUM $1.5B
      • The Realty Associates Fund X Utp, L.P.
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Newport Beach, CA
      • Palm Beach Gardens, FL
      What changed
      consecutive filings, newest first
      • Advisory employees · 46 to 49
        Mar 28, 2013 to Mar 31, 2014
      • Assets in custody · $4.0M to $4.0M
        Mar 28, 2013 to Mar 31, 2014
      • Employees · 75 to 77
        Mar 28, 2013 to Mar 31, 2014
      • Advisory employees · unset to 46.0
        Mar 30, 2012 to Mar 28, 2013
      • Assets in custody · $19.0M to $4.0M
        Mar 30, 2012 to Mar 28, 2013
      • Employees · unset to 75.0
        Mar 30, 2012 to Mar 28, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026