DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ta Realty LLC
Latest filing May 5, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Apr 11, 2000
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
152
88 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.5B as of May 5, 2026
Mar 24, 2016$172M then
HNW client RAUM$0 as of May 5, 2026
Mar 30, 2023$0 then
State-registered IARs (5.B.3)0 as of May 5, 2026
Mar 30, 20120 then
Employees (5.A)152 as of May 5, 2026
Mar 28, 201375 then
Private funds3 as of May 5, 2026
Mar 28, 20192 then
RAUM -18% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- $492MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, otherreportedItem 5.G
- Custody
- $563M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $563M for 18 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ta Realty Core Property Fund Pf-1, LP | Other Private Fund | $1.2B | 2 | Mar 28, 2019 |
| Ta Realty Core Property Fund Pf-2, LP | Other Private Fund | $719M | 1 | Mar 28, 2019 |
| Tad Pf-1 (US), L.P. | Other Private Fund | $199M | 1 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Otis James Buckingham · Board Member And Managing Partnercontrolsince 03/2004 · owns less than 5%
- Robert Michael Haggerty · Board Member And Managing Partnercontrolsince 07/2020 · owns less than 5%
- Paul James Raisides · Board Member And Managing Partnercontrolsince 07/2020 · owns less than 5%
- Loring Scott Dalrymple · Partner, Chief Financial Officersince 03/2009 · owns less than 5%
- (Nmn) Junji Inagawa · Board Membersince 01/2015 · owns less than 5%
- (Nmn) Toru Kimura · Board Membersince 04/2023 · owns less than 5%
- Ann Lori Krogh · Chief Compliance Officersince 12/2023 · owns less than 5%
- Edwin Randall Wilbert · Board Membersince 01/2020 · owns less than 5%
- (Nmn) Tsubasa Yashiro · Board Membersince 10/2024 · owns less than 5%
Entity owners
- Mec Global Partners America Inc. · Memberdirect · owns 50% to 75%
- Mec Global Partners Holdings LLC · Shareholderindirect · owns 75% or more of Mec Global Partners America Inc.
- Mec Group International Inc. · Shareholderindirect · owns 75% or more of Mec Global Partners Holdings LLC
- Mitsubishi Estate Co., Ltd. · Shareholderindirect · owns 75% or more of Mec Group International Inc.
Related persons
Schedule D 7.A
- Buckhead Properties Gp LLCinvestment advisery
- Dcd I Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Europa Capital Limited Liability Partnershipinvestment advisern
- Mec Global Partners Asia Pte. Ltd.pooled vehicle sponsorn
- Mec Global Partners LLCbroker-dealern
- Mitsubishi Jisho Investment Advisors, Inc.pooled vehicle sponsorn
- R2c Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Realty Associates Fund Xi Lux Gp S.A.R.L.investment adviserpooled vehicle sponsory
- Realty Associates Fund Xi Reit Gp, LLCinvestment adviserpooled vehicle sponsorn
- Realty Associates Fund Xi, LLCinvestment adviserpooled vehicle sponsory
- Realty Associates Fund Xii Feeder Gp, LLCpooled vehicle sponsorn
- Realty Associates Fund Xii Reit Gp, LLCinvestment adviserpooled vehicle sponsorn
- Realty Associates Fund Xii, LLCinvestment adviserbankpooled vehicle sponsory
- Rockefeller Group International, Inc.investment companyn
- Ta Realty - Sc Gp, LLCinvestment advisery
- Ta Realty Value-Add Fund Xiii Aggregator Gp, LLCpooled vehicle sponsorn
- Ta Realty Value-Add Fund Xiii Feeder Gp, LLCpooled vehicle sponsorn
- Ta Realty Value-Add Fund Xiii Gp, LLCinvestment adviserpooled vehicle sponsory
- Tad Pf-1 (US) Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Tar Cpf Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Tar Lf Gp, LLCinvestment adviserpooled vehicle sponsory
- Tar Residential Aggregator Gp, LLCpooled vehicle sponsorn
- Tar Residential Gp, LLCinvestment adviserpooled vehicle sponsory
- Tar Residential Pf (US) Aggregator Gp, LLCpooled vehicle sponsorn
Advisers that list Ta Realty LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA10 employees
- Dallas, TX4 employees
What changed
consecutive filings, newest first
- Advisory employees · 83 to 88Apr 7, 2025 to Mar 27, 2026
- Advisory activities · 5 to 4Apr 7, 2025 to Mar 27, 2026
- BD registered reps · 5 to 6Apr 7, 2025 to Mar 27, 2026
- Corporate clients · 1.0 to unsetApr 7, 2025 to Mar 27, 2026
- Pooled vehicle clients · 18 to 23Apr 7, 2025 to Mar 27, 2026
- Assets in custody · $217M to $563MApr 7, 2025 to Mar 27, 2026
- Employees · 137 to 152Apr 7, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.8B to $1.5BApr 7, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.8B to $1.5BApr 7, 2025 to Mar 27, 2026
- RAUM · $1.8B to $1.5BApr 7, 2025 to Mar 27, 2026
- Advisory employees · 85 to 83Oct 11, 2024 to Apr 7, 2025
- BD registered reps · 6 to 5Oct 11, 2024 to Apr 7, 2025
- Pooled vehicle clients · 16 to 18Oct 11, 2024 to Apr 7, 2025
- Assets in custody · $398M to $217MOct 11, 2024 to Apr 7, 2025
- Employees · 131 to 137Oct 11, 2024 to Apr 7, 2025
- Financial planning clients · unset to Oct 11, 2024 to Apr 7, 2025
- Discretionary RAUM · $2.1B to $1.8BOct 11, 2024 to Apr 7, 2025
- Pooled vehicle RAUM · $2.1B to $1.8BOct 11, 2024 to Apr 7, 2025
- RAUM · $2.1B to $1.8BOct 11, 2024 to Apr 7, 2025
- Accounts · 2 to 3Dec 1, 2023 to Mar 27, 2024
- Advisory employees · 73 to 85Dec 1, 2023 to Mar 27, 2024
- BD registered reps · 5 to 6Dec 1, 2023 to Mar 27, 2024
- Corporate clients · 3 to 1Dec 1, 2023 to Mar 27, 2024
- Pooled vehicle clients · 14 to 16Dec 1, 2023 to Mar 27, 2024
- Assets in custody · $134M to $398MDec 1, 2023 to Mar 27, 2024
- Employees · 119 to 131Dec 1, 2023 to Mar 27, 2024
- Private funds · 2 to 3Dec 1, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.2B to $2.1BDec 1, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.2B to $2.1BDec 1, 2023 to Mar 27, 2024
- RAUM · $2.2B to $2.1BDec 1, 2023 to Mar 27, 2024
- Advisory employees · 72 to 73Apr 12, 2022 to Mar 30, 2023
- Corporate clients · unset to 3.0Apr 12, 2022 to Mar 30, 2023
- HNW clients · unset to 1.0Apr 12, 2022 to Mar 30, 2023
- Pension plan clients · 0.0 to unsetApr 12, 2022 to Mar 30, 2023
- Pooled vehicle clients · 2 to 14Apr 12, 2022 to Mar 30, 2023
- Assets in custody · $107M to $134MApr 12, 2022 to Mar 30, 2023
- Employees · 105 to 119Apr 12, 2022 to Mar 30, 2023
- Other offices · 3 to 2Apr 12, 2022 to Mar 30, 2023
- Discretionary RAUM · $2.2B to $2.2BApr 12, 2022 to Mar 30, 2023
- HNW RAUM · unset to 0.0Apr 12, 2022 to Mar 30, 2023
Signals
6 dated events
- Alan Michael Bass (Trustee) no longer on Schedule A of Ta Realty Llc (listed 2022-04-12, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Ta Realty Llc reported RAUM $2.2B, up 29% from $1.7B (2021-06-10 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Austin Michael Ruane (Board Member And Managing Partner) no longer on Schedule A of Ta Realty Llc (listed 2020-04-15, absent 2020-07-09)Jul 9, 2020 · Control person left · inference
- Ewing Thomas Landry (Board Member And Managing Partner) no longer on Schedule A of Ta Realty Llc (listed 2020-04-15, absent 2020-07-09)Jul 9, 2020 · Control person left · inference
- Robert Michael Haggerty (Board Member And Managing Partner) appeared on Schedule A of Ta Realty LlcJul 9, 2020 · Control person joined · fact
- Ta Realty Llc reported RAUM $1.7B, up 1347% from $114.6M (2018-04-12 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- TA Realty LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ta-realtyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- tarealty.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (617) 476-2700reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Ta Realty LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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