DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•••• A••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 24 filings
SEC status approved since Aug 29, 1986
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.8%
$28.5M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$542M
derived; firm RAUM over IAPD count
Employees
19
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.6B as of Mar 27, 2026
Mar 30, 2012$11B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20130 then
Employees (5.A)19 as of Mar 27, 2026
Mar 27, 2013114 then
Private funds1 as of Nov 5, 2025
Mar 30, 20127 then
RAUM +19% over the last fiscal year+8.0% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- $542MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $95.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.6B96%
- Pooled investment vehicles$28.9M1.8%
- Individuals$28.5M1.8%
- Charitable organizations$1.3M0.1%
- Individual clients
- 9reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 17reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $1.7M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.02 fund_share=0.98 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• J•••• H••• | New York, Ny | Jan 13, 2017 | 26 y | 0 |
| C••••••••• A•••••• L••••••• | New Y•••, Ny | Sep 7, 2021 | 20 y | 0 |
| C•••••• C•••••• | New Y•••, Ny | Sep 9, 2021 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••••• W•••••• P••••• to B•• M••••• S••••••••• C•••••••••Mar 22, 2021 · Other
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• A••••• G••••• V•••• ••••••• F•••• L•••no longer reported | Hedge Fund | $172M | 82 | Mar 30, 2012 |
| W•••••• H••• C••••••••• F•••no longer reported | Other Private Fund | $147M | 38 | Mar 30, 2012 |
| T•••• A••••• E••••••• M•••••• ••••••• F•••• L•••no longer reported | Hedge Fund | $36.7M | 37 | Mar 30, 2012 |
| T•••• A••••• I••••••••• I••••••••• V•••• F•••• L•••no longer reported | Other Private Fund | $22.8M | 4 | Mar 30, 2012 |
| T•••• A••••• R••• E••••• O••••••••• F•••• L••• | Hedge Fund | $17.9M | 12 | Mar 30, 2012 |
| T•••• A••••• S•••••• S••••••••• ••••••• F•••• L•••no longer reported | Hedge Fund | $6.9M | 54 | Mar 30, 2012 |
| T•••• A••••• V•••• I••••• F•••• L•••no longer reported | Other Private Fund | $6.4M | 1 | Mar 30, 2012 |
| T•••• A••••• M••••••• F•••• L•••no longer reported | Other Private Fund | $1.2M | 1 | Nov 14, 2014 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• R•••• A• · Management Committee Membercontrolsince 05/2017 · owns less than 5%
- F•••• M••••••• P••• · Management Committee Membercontrolsince 07/2013 · owns less than 5%
- W•••• J••••• A••••• · Management Committee Membercontrolsince 07/2013 · owns less than 5%
- B••••• M••••••• A•••••• · Chief Financial Officersince 06/2016 · owns less than 5%
- F••• M•••••• E•••• · Chief Compliance Officersince 07/2023 · owns less than 5%
Entity owners
- T•••• A••••• H••••••• D••••••• L•• · Equityholder Of T•••• A••••• M••••••••• L••direct · owns 75% or more
- A••••••••• M••••••• G••••• I••• · Equityholder Of A•• N•• Y••• H••••••• C••••indirect · owns 75% or more of A•• N•• Y••• H••••••• C•••• · public reporting company
- A•• N•• Y••• H••••••• C•••• · Equityholder Of E••••••• A••••••••• L••indirect · owns 75% or more of E••••••• A••••••••• L••
- E••••••• A••••••••• L•• · Equityholder And Managing Member Of T•••• A••••• H••••••• D••••••• L••indirect · owns 75% or more of T•••• A••••• H••••••• D••••••• L••
Related persons
Schedule D 7.A
- T•••• A••••• R••• E••••• O••••••••• M••••••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Y•••, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Austin, TX2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 27, 2026advises private funds (Item 7.B): yes on the filing of 2025-11-05, no on the filing of 2026-03-27peers: asset managers, $1B to $5B (1,506)
- compensation changedChange between filings · filing Mar 27, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2025-11-05, no on the filing of 2026-03-27peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- BD registered reps · 3 to 2Nov 5, 2025 to Mar 27, 2026
- Individual clients · 8 to 9Nov 5, 2025 to Mar 27, 2026
- Pooled vehicle clients · 3 to 2Nov 5, 2025 to Mar 27, 2026
- State-registered IARs · 1 to 0Nov 5, 2025 to Mar 27, 2026
- Private funds · 1 to unsetNov 5, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.4B to $1.6BNov 5, 2025 to Mar 27, 2026
- Individual RAUM · $21.4M to $28.5MNov 5, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $41.5M to $28.9MNov 5, 2025 to Mar 27, 2026
- RAUM · $1.4B to $1.6BNov 5, 2025 to Mar 27, 2026
- Wrap assets (manager) · $1.0M to $1.7MNov 5, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Mar 26, 2025 to Nov 5, 2025
- Advisory employees · 9 to 8Mar 25, 2024 to Mar 26, 2025
- Individual clients · 9 to 8Mar 25, 2024 to Mar 26, 2025
- Pooled vehicle clients · 2 to 3Mar 25, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.4B to $1.4BMar 25, 2024 to Mar 26, 2025
- Individual RAUM · $23.6M to $21.4MMar 25, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $35.5M to $41.5MMar 25, 2024 to Mar 26, 2025
- RAUM · $1.4B to $1.4BMar 25, 2024 to Mar 26, 2025
- Wrap assets (manager) · $1.2M to $1.0MMar 25, 2024 to Mar 26, 2025
- Accounts · 15 to 17Jul 10, 2023 to Mar 25, 2024
- Individual clients · 7 to 9Jul 10, 2023 to Mar 25, 2024
- State-registered IARs · 2 to 1Jul 10, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.3B to $1.4BJul 10, 2023 to Mar 25, 2024
- Individual RAUM · $17.5M to $23.6MJul 10, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $29.8M to $35.5MJul 10, 2023 to Mar 25, 2024
- RAUM · $1.3B to $1.4BJul 10, 2023 to Mar 25, 2024
- Wrap assets (manager) · $1.2M to $1.2MJul 10, 2023 to Mar 25, 2024
- Employees · 20 to 19Aug 23, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.5B to $1.3BAug 23, 2022 to Mar 30, 2023
- Individual RAUM · $15.4M to $17.5MAug 23, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $150M to $29.8MAug 23, 2022 to Mar 30, 2023
- RAUM · $1.5B to $1.3BAug 23, 2022 to Mar 30, 2023
- Wrap assets (manager) · $1.3M to $1.2MAug 23, 2022 to Mar 30, 2023
- Advisory employees · 10 to 9Mar 31, 2021 to Mar 30, 2022
- Charity clients · unset to 1.0Mar 31, 2021 to Mar 30, 2022
- Employees · 22 to 20Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.4B to $1.5BMar 31, 2021 to Mar 30, 2022
- Individual RAUM · $12.8M to $15.4MMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $134M to $150MMar 31, 2021 to Mar 30, 2022
- RAUM · $1.4B to $1.5BMar 31, 2021 to Mar 30, 2022
Signals
2 dated events
- T•••• A••••• M••••••••• L•• reported RAUM $1.4B, down 31% from $2.1B (2020-06-24 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- T•••• A••••• M••••••••• L•• reported RAUM $2.5B, down 39% from $4.0B (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/T••••-A•••••-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-888-5222reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $542Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026